SMCI (NASDAQ: SMCI) SVP reports RSU vesting, tax withholding and 15,000-unit grant
Rhea-AI Filing Summary
Super Micro Computer, Inc. senior vice president and chief business officer Vikranth Malyala reported compensation-related stock transactions involving restricted stock units (RSUs). On June 17, 2026, 7,500 RSUs converted into an equal number of common shares, and 2,825 of those shares were withheld by the company at $27.78 per share to cover tax obligations, which is not a market sale.
On the same date, Malyala also received a new grant of 15,000 RSUs, each representing a right to one share of SMCI common stock. Subject to his continued service, these RSUs vest in two equal tranches on June 17, 2026 and December 17, 2026. Following the transactions, he directly held 39,535 shares of common stock and maintained RSU awards for future settlement in shares.
Positive
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Negative
- None.
Insider Trade Summary
Net Buyer: 4,675 shares
Net Buy
4 txns
Insider
Malyala Vikranth
Role
SVP, Chief Business Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Restricted Stock Units | 15,000 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units | 7,500 | $0.00 | $0.00 |
| Exercise | Common Stock | 7,500 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Common Stock | 2,825 | $27.78 | $78K |
Holdings After Transaction:
Restricted Stock Units — 7,500 shares (Direct);
Common Stock — 39,535 shares (Direct)
Footnotes (3)
- F1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
- F2. Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.
- F3. Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on June 17, 2026 and December 17, 2026. Vested units are settled in shares of SMCI common stock.
Key Figures
Shares withheld for taxes: 2,825 shares at $27.78
RSUs converted: 7,500 RSUs
New RSU grant: 15,000 RSUs
+3 more
6 metrics
Shares withheld for taxes
2,825 shares at $27.78
Withheld to satisfy tax obligations on vested RSUs on June 17, 2026
RSUs converted
7,500 RSUs
Converted into 7,500 SMCI common shares on June 17, 2026
New RSU grant
15,000 RSUs
Awarded to Vikranth Malyala, each for one SMCI share
Post-withholding holdings
39,535 shares
Common shares directly held after tax-withholding disposition
Post-exercise holdings
42,360 shares
Common shares directly held after RSU conversion exercise
Tax withholding shares count
2,825 shares
Transaction exempt from Section 16(b) under Rule 16b-3(e)
Key Terms
Restricted Stock Units, net settlement, tax withholding, Section 16(b), +2 more
6 terms
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share of SMCI common stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
net settlement financial
"in connection with the net settlement of vested restricted stock units and not a market transaction."
tax withholding financial
"have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement"
Tax withholding is the practice of taking a portion of a payment—such as wages, dividends, or sale proceeds—before it reaches the recipient and sending that portion to the tax authority as an advance on the recipient’s eventual tax bill. For investors it matters because withholding reduces immediate cash received and affects after‑tax returns, estimated tax payments, and whether you may owe more or receive a refund when taxes are finally calculated, like having a small automatic savings set aside for your tax bill.
Section 16(b) regulatory
"Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934"
A federal rule that requires company insiders—like officers, directors and large shareholders—to return any profits made from buying and selling the company’s stock within a six-month window. It matters to investors because it discourages short-term trades that could exploit non-public information and helps protect outside shareholders by creating a simple, enforceable way to recover unfair gains, much like a rule stopping someone from flipping a limited-edition item for quick profit after getting early access.
Rule 16b-3(e) regulatory
"pursuant to Rule 16b-3(e) promulgated under the Act."
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share of SMCI common stock."
FAQ
What did SMCI executive Vikranth Malyala report in this Form 4?
Malyala reported RSU vesting, tax withholding, and a new RSU grant. 7,500 restricted stock units converted into common shares, 2,825 shares were withheld for taxes, and he received 15,000 new RSUs as equity compensation.
Were any of Vikranth Malyala’s SMCI transactions open-market stock sales?
No, the filing shows no open-market sales. The 2,825 SMCI shares were withheld by the company to satisfy tax obligations on vested RSUs, which the footnote specifies is not a market transaction under Section 16(b) rules.
How many SMCI RSUs were granted to Vikranth Malyala in this filing?
Malyala received a grant of 15,000 restricted stock units. Each RSU represents a contingent right to one share of SMCI common stock, with vesting tied to his continued service to the company over two scheduled dates.
When will Vikranth Malyala’s new SMCI RSUs vest?
The 15,000 RSUs vest in two equal tranches in 2026. According to the filing, they vest in two installments on June 17, 2026 and December 17, 2026, assuming Malyala continues serving the issuer through those dates.
What is the role of tax withholding in this SMCI Form 4 for Malyala?
The company withheld 2,825 shares to cover tax obligations. A footnote states these SMCI shares were retained by the issuer to satisfy tax withholding and remittance duties from RSU vesting, rather than being sold in the market.
AI-generated analysis. How Rhea-AI works. Not financial advice.
