STOCK TITAN

Super Micro Computer (SMCI) CEO spouse receives 7,300 RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Super Micro Computer President and CEO Charles Liang, a director and over 10% owner of SMCI, reported an indirect grant of 7,300 restricted stock units to his spouse on February 7, 2026. Each unit represents a right to receive one share of SMCI common stock.

These restricted stock units vest in two equal parts on February 17, 2026 and August 17, 2026, subject to the spouse’s continued service to the company, and will be settled in SMCI shares when vested. Following the reported transactions, Liang also reports 40,426,120 SMCI common shares held directly, 607,399 shares held indirectly by his spouse, and 25,672,520 shares held through a joint account with his spouse.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Liang Charles

(Last) (First) (Middle)
980 ROCK AVENUE

(Street)
SAN JOSE CA 95131

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Super Micro Computer, Inc. [ SMCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
02/07/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 40,426,120 D
Common Stock 607,399 I By Spouse
Common Stock 25,672,520 I By Joint Account w/ Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 02/07/2026 A 7,300 (2) (2) Common Stock 7,300 $0 7,300 I By Spouse
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
2. Subject to the Reporting Person's spouse's continued service to SMCI, the restricted stock units vest in two equal tranches on February 17, 2026 and August 17, 2026. Vested units are settled in shares of SMCI common stock.
Remarks:
/s/ David E Weigand, Attorney-In-Fact 02/10/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did SMCI President and CEO Charles Liang report on this Form 4?

Charles Liang reported an indirect grant of 7,300 restricted stock units to his spouse on February 7, 2026. Each unit represents a contingent right to receive one share of Super Micro Computer (SMCI) common stock when vesting conditions are met.

How do the 7,300 SMCI restricted stock units granted to the CEO’s spouse vest?

The 7,300 restricted stock units vest in two equal tranches on February 17, 2026 and August 17, 2026. Vesting is conditioned on the spouse’s continued service to Super Micro Computer, and vested units are settled in SMCI common shares.

Is the SMCI CEO’s spouse’s restricted stock unit award held directly or indirectly on this Form 4?

The 7,300 restricted stock units are reported as held indirectly, with the nature of ownership described as “By Spouse.” This indicates the award is to the spouse, and Charles Liang reports it as indirect beneficial ownership under SEC rules.

How many SMCI common shares does Charles Liang report owning directly after this filing?

Charles Liang reports holding 40,426,120 shares of Super Micro Computer common stock directly after the reported transactions. This direct holding is separate from additional indirect holdings attributed to his spouse and a joint account with his spouse.

What indirect SMCI common stock holdings does Charles Liang report besides the RSUs?

Beyond the 7,300 restricted stock units, Charles Liang reports 607,399 SMCI shares held indirectly by his spouse and 25,672,520 shares held indirectly through a joint account with his spouse. These positions are disclosed as indirect beneficial ownership on the Form 4.

What does each SMCI restricted stock unit reported on this Form 4 represent?

Each restricted stock unit reported represents a contingent right to receive one SMCI common share in the future. Delivery of the shares occurs when vesting conditions are satisfied, as described in the award’s schedule and service-based requirements.
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