Welcome to our dedicated page for Sumitomo Mitsui Finl Group SEC filings (Ticker: SMFG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Sumitomo Mitsui Financial Group, Inc. (SMFG) files as a foreign private issuer with the U.S. Securities and Exchange Commission, using Form 20‑F as its primary annual reporting framework and furnishing interim information on Form 6‑K. This page provides access to SMFG’s SEC filings, which offer detailed insight into the group’s global commercial banking, securities, leasing, and consumer finance activities.
SMFG’s 6‑K reports often include interim consolidated financial statements under IFRS, interim consolidated financial statements under Japanese GAAP, and supplementary data on income analysis, interest spreads, securities portfolios, non‑performing loans, credit costs, capital ratios, and earnings targets. Certain 6‑K filings are explicitly incorporated by reference into SMFG’s Form F‑3 shelf registration statement, linking these disclosures to the company’s debt and capital markets issuance programs.
Filings also document capital management actions such as resolutions to repurchase common stock under the Companies Act of Japan, periodic progress reports on share repurchases, and plans to cancel repurchased shares. Other reports describe decisions on interim dividends, revisions to dividend forecasts, and the rationale for changes based on updated earnings forecasts. Debt‑related filings may include forms of senior notes, including floating rate and fixed‑to‑floating rate instruments with various maturities, along with associated legal and tax opinions.
Through this page, users can review SMFG’s interim and annual disclosures, capital transactions, and regulatory communications as they appear on EDGAR. Stock Titan’s AI tools can help summarize lengthy 6‑K packages, highlight key figures from IFRS and Japanese GAAP statements, and surface important items such as share repurchase resolutions, dividend announcements, and note issuance terms, allowing investors to navigate SMFG’s complex filing history more efficiently.
Sumitomo Mitsui Financial Group, Inc. (SMFG) reported solid regulatory capital metrics as of December 31, 2025. On a consolidated basis, the total capital ratio was 15.95%, the Tier 1 capital ratio was 14.81%, and the common equity Tier 1 (CET1) ratio was 12.75%, all higher than March 31, 2025 levels.
Risk weighted assets for the group were ¥98,846.1 billion, with a leverage ratio of 5.19%. Sumitomo Mitsui Banking Corporation showed a total capital ratio of 17.58% on a consolidated basis and 16.13% on a non-consolidated basis, with leverage ratios of 5.21% and 4.81%, respectively.
Sumitomo Mitsui Financial Group, Inc. filed a Form 13F combination report outlining a portion of its institutional investment holdings. The filing’s Form 13F Information Table includes 195 entries with a reported value total of $5,649,434,167, rounded to the nearest dollar.
The report identifies 4 other included managers and notes that some holdings are reported by additional managers. It also names related entities such as Sumitomo Mitsui Banking Corporation and SMBC Nikko Securities Inc. as managers connected to this reporting structure.
Sumitomo Mitsui Financial Group, Inc. (SMFG) reports the completion of its previously authorized share repurchase program and the planned cancellation of all repurchased shares. Between January 1 and January 31, 2026, SMFG bought back 11,321,900 common shares for
Under the full board authorization from November 14, 2025, SMFG repurchased a total of 29,909,500 common shares for
Sumitomo Mitsui Financial Group, Inc. reported higher earnings for the nine months ended December 31, 2025, with profit attributable to owners of parent rising to ¥1,394,768 million from ¥1,135,971 million. Ordinary profit increased to ¥1,899,055 million, helped by stronger net interest income and higher fees and commissions.
Consolidated gross profit grew to ¥3,592,988 million, while general and administrative expenses also increased to ¥1,899,234 million. Segment data show net business profit up across wholesale, retail, global, and global markets units. Comprehensive income improved to ¥1,923,729 million, reflecting large unrealized gains on securities.
For the fiscal year ending March 31, 2026, the company forecasts profit attributable to owners of parent of ¥1,500,000 million and earnings per share of ¥390.16, a 27.3% increase from the previous fiscal year, and notes that the earnings and dividend forecasts remain unchanged. Non‑performing loan ratios rose but stayed below 1% on both consolidated and non‑consolidated bases.
Sumitomo Mitsui Financial Group, Inc. (SMFG) furnished a foreign issuer report that links new documentation to its existing shelf registration on Form F-3. The information and exhibits in this report are deemed incorporated by reference into the prospectus for that registration statement from the date the report is furnished.
The exhibit index lists forms of several senior debt securities, including senior floating rate notes due 2029, 4.108% senior fixed rate notes due 2029, senior callable floating rate notes due 2032, 4.494% senior callable fixed-to-floating rate notes due 2032, 5.046% senior callable fixed-to-floating rate notes due 2037, and 5.570% senior callable fixed-to-floating rate notes due 2047. It also includes legal opinions from Nagashima Ohno & Tsunematsu and Davis Polk & Wardwell LLP, including a U.S. tax matters opinion, together with related consents.
Sumitomo Mitsui Financial Group, Inc. is issuing a total of U.S.$5,000,000,000 of senior notes across six tranches, including floating-rate, fixed-rate and callable fixed-to-floating-rate notes maturing between 2029 and 2047. Coupons range from a fixed 4.108% on the non-callable 3-year notes to 5.570% on the 21-year callable fixed-to-floating notes, with the floating portions based on Compounded Daily SOFR plus specified spreads.
The public offering price is 100% of principal for each series, generating aggregate proceeds before expenses of U.S.$4,978,925,000 after underwriting commissions of U.S.$21,075,000. The issuer estimates net proceeds of about $4,977 million, which it intends to lend on an unsecured basis to SMBC as internal TLAC, for SMBC’s general corporate purposes. The notes are expected to be listed on the Luxembourg Stock Exchange’s Euro MTF Market and settled through DTC, Euroclear and Clearstream on or about January 15, 2026.
Sumitomo Mitsui Financial Group, Inc. reported progress on its ongoing share repurchase program authorized under its Articles of Incorporation and the Companies Act. During the period from December 1 to December 31, 2025, the company repurchased 11,360,700 shares of its common stock for a total of JPY 56,029,009,300 through market purchases under a discretionary dealing contract. This activity is part of a Board-approved program (resolved November 14, 2025) allowing the repurchase of up to 50,000,000 shares, equivalent to 1.3% of shares issued (excluding treasury stock), for up to JPY 150,000,000,000 during the period from November 17, 2025 to January 31, 2026. As of December 31, 2025, the company had repurchased a cumulative 18,587,600 shares for JPY 88,665,812,500 under this authorization.
Sumitomo Mitsui Financial Group, Inc. is offering multiple series of U.S. dollar senior notes, including fixed-rate, floating-rate, callable fixed-to-floating and callable floating-rate structures. The floating tranches reference Compounded Daily SOFR plus a margin, with interest paid quarterly, while fixed-rate series pay semiannually. Certain callable series can be redeemed at the issuer’s option one year before maturity and all series may be redeemed for specified tax reasons. The notes will be listed on the Luxembourg Stock Exchange’s Euro MTF Market and cleared through DTC, Euroclear and Clearstream.
The notes are senior unsecured obligations of the holding company and are structurally subordinated to liabilities of subsidiaries. They are intended to qualify as external TLAC, with net proceeds upstreamed as unsecured internal TLAC loans to Sumitomo Mitsui Banking Corporation for general corporate purposes. Extensive risk disclosures highlight potential loss-absorption in a Japanese orderly resolution, subordination to subsidiary creditors, market and liquidity risks, and benchmark risks tied to SOFR and any future benchmark replacement.
Sumitomo Mitsui Financial Group, Inc. reported significantly stronger interim results for the six months ended September 30, 2025 under IFRS. Net profit rose to
Net interest income grew to
Total operating income rose to
Sumitomo Mitsui Financial Group, Inc. reported a sharp improvement in performance for the six months ended September 30, 2025. Total operating income rose to ¥2,365,813 million from ¥1,744,686 million, driven mainly by higher net interest income, stronger fee and commission income, a much smaller net trading loss, and a swing to positive results from financial assets and liabilities measured at fair value.
Net profit increased to ¥772,877 million from ¥265,496 million, as the higher operating income more than offset a rise in income tax expense. Net interest income grew to ¥1,355,492 million from ¥1,185,018 million, and net fee and commission income increased to ¥696,491 million from ¥637,916 million.
Total assets edged down to ¥290,675,885 million at September 30, 2025 from ¥292,165,070 million at March 31, 2025, mainly due to lower cash and deposits with banks, while loans and advances increased. Total liabilities fell to ¥273,042,616 million from ¥275,676,476 million, and total equity rose to ¥17,633,269 million from ¥16,488,594 million, primarily reflecting higher retained earnings.
The company implemented a three-for-one stock split of its common stock effective October 1, 2024 and presents earnings per share as if the split had applied since the start of the fiscal year ending March 31, 2025.
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