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Scotts Miracle-Gro CFO acquires 500 shares in conversion

The amendment adds only the October 2, 2026 transaction inadvertently omitted from the original Form 4.

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Form Type
4/A

Rhea-AI Filing Summary

Scotts Miracle-Gro (SMG) reported that Mark J. Scheiwer, EVP, CFO & CAO, converted 500 Dividend Equivalent Rights into 500 common shares on October 2, 2026. His reported direct common-share holdings after the transaction were 14,334 shares, rounded from the reported 14,333.684. The amendment adds a transaction inadvertently omitted from the original Form 4. The related award was 3,793 restricted stock units granted on October 2, 2023, and vesting on October 2, 2026.

Insider Scheiwer Mark J
Role EVP, CFO & CAO
Type Security Shares Price Value
Exercise Dividend Equivalent Rights F2, F1, F3 500 $0.00 $0.00
Exercise Common Shares F1 500 $0.00 $0.00
Holdings After Transaction: Dividend Equivalent Rights — 0 contracts (Direct); Common Shares — 14,333.684 shares (Direct)
Footnotes (3)
  1. F1. This Form 4/A is being filed solely to report a transaction occurring on October 2, 2026 that was inadvertently omitted from the original Form 4 filed on October 5, 2026. Except as set forth herein, all other details of the original Form 4 remain unchanged.
  2. F2. Restricted stock units convert into common shares of the Issuer on a one-for-one basis.
  3. F3. On October 2, 2023, the reporting person was granted 3,793 restricted stock units, with dividend equivalent rights, vesting on October 2, 2026.
Dividend Equivalent Rights converted 500 rights October 2, 2026 transaction
Common shares acquired 500 shares October 2, 2026 transaction
Direct common shares held after transaction 14,334 shares Reported holding after the October 2, 2026 transaction; rounded from 14,333.684
Restricted stock units granted 3,793 units Granted October 2, 2023; vesting October 2, 2026
Dividend Equivalent Rights financial
"with dividend equivalent rights"
Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.
restricted stock units financial
"Restricted stock units convert into common shares"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
one-for-one basis technical
"on a one-for-one basis"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many SMG shares did CFO Mark J. Scheiwer acquire?

Mark J. Scheiwer acquired 500 common shares in a conversion involving 500 Dividend Equivalent Rights on October 2, 2026. His reported direct common-share holdings afterward were 14,334 shares, rounded from 14,333.684.

When were Mark J. Scheiwer's restricted stock units granted and vested?

Mark J. Scheiwer was granted 3,793 restricted stock units with dividend equivalent rights on October 2, 2023, and they vested on October 2, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Scheiwer Mark J

(Last)(First)(Middle)
C/O THE SCOTTS MIRACLE-GRO COMPANY
14111 SCOTTSLAWN ROAD

(Street)
MARYSVILLE OHIO 43041

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SCOTTS MIRACLE-GRO CO [ SMG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, CFO & CAO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)
10/05/2026
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares10/02/2026M500(1)A$014,333.684D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Dividend Equivalent Rights(2)10/02/2026M500(1) (3) (3)Common Shares500$00D
Explanation of Responses:
1. This Form 4/A is being filed solely to report a transaction occurring on October 2, 2026 that was inadvertently omitted from the original Form 4 filed on October 5, 2026. Except as set forth herein, all other details of the original Form 4 remain unchanged.
2. Restricted stock units convert into common shares of the Issuer on a one-for-one basis.
3. On October 2, 2023, the reporting person was granted 3,793 restricted stock units, with dividend equivalent rights, vesting on October 2, 2026.
Remarks:
/s/ Kathy L. Uttley as attorney-in-fact for Mark J. Scheiwer10/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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