STOCK TITAN

Scotts Miracle-Gro director granted 37 dividend rights

Director and ten percent owner Katherine Littlefield Hagedorn received additional dividend equivalent rights tied to existing DSU and RSU awards at Scotts Miracle-Gro.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

SCOTTS MIRACLE-GRO CO (symbol: SMG) is the issuer of record for a Form 4 filing submitted to the SEC. HAGEDORN KATHERINE LITTLEFIELD reported acquisition or exercise transactions in this Form 4 filing.

SCOTTS MIRACLE-GRO CO (SMG) reported that director and ten percent owner Katherine Littlefield Hagedorn received a grant of 37 Dividend Equivalent Rights on September 4, 2026. These rights relate to existing DSU or RSU awards and are economically equivalent to 37 common shares of the company, bringing her reported Dividend Equivalent Rights holdings to 108.

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Insider HAGEDORN KATHERINE LITTLEFIELD
Role Director, 10% Owner
Type Security Shares Price Value
Grant/Award Dividend Equivalent Rights F1 37 -- --
Holdings After Transaction: Dividend Equivalent Rights — 108 contracts (Direct)
Footnotes (1)
  1. F1. The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.
Derivative rights granted 37 Dividend Equivalent Rights Grant to Katherine Littlefield Hagedorn on September 4, 2026
Underlying common shares 37 common shares equivalent Each Dividend Equivalent Right equals one common share economically
Total Dividend Equivalent Rights after transaction 108 rights Holdings reported following the September 4, 2026 grant
Dividend Equivalent Rights financial
"The dividend equivalent rights accrued on DSU or RSU grants"
Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.
DSU financial
"The dividend equivalent rights accrued on DSU or RSU grants"
RSU financial
"The dividend equivalent rights accrued on DSU or RSU grants"
Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.

FAQ

What insider transaction did SMG report for Katherine Littlefield Hagedorn?

SCOTTS MIRACLE-GRO CO reported that director and ten percent owner Katherine Littlefield Hagedorn received a grant of 37 Dividend Equivalent Rights on September 4, 2026, tied to existing DSU or RSU awards.

How many Dividend Equivalent Rights in SMG does Katherine Hagedorn hold after this Form 4?

After the reported grant, Katherine Littlefield Hagedorn holds a total of 108 Dividend Equivalent Rights in SCOTTS MIRACLE-GRO CO, as reported in the filing.

What are Dividend Equivalent Rights in the context of SMG?

The filing states that Dividend Equivalent Rights accrue on DSU or RSU grants and become exercisable proportionately with those DSUs or RSUs. Each right is the economic equivalent of one common share of SCOTTS MIRACLE-GRO CO.

Was the SMG insider transaction a purchase or a sale?

The Form 4 reports an acquisition of 37 Dividend Equivalent Rights by Katherine Littlefield Hagedorn as a grant or award; it does not report any sale or disposition of securities.

Were the SMG insider transactions made under a Rule 10b5-1 plan?

The document-level checkbox indicates no Rule 10b5-1 trading plan for this Form 4, and the footnotes do not mention any pre-arranged trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HAGEDORN KATHERINE LITTLEFIELD

(Last)(First)(Middle)
C/O THE SCOTTS MIRACLE-GRO COMPANY
14111 SCOTTSLAWN ROAD

(Street)
MARYSVILLE OHIO 43041

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SCOTTS MIRACLE-GRO CO [ SMG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Dividend Equivalent Rights(1)09/04/2026A37 (1) (1)Common Shares37(1)108D
Explanation of Responses:
1. The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.
Remarks:
/s/ Kathy L. Uttley as attorney-in-fact for Katherine Hagedorn Littlefield09/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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