STOCK TITAN

Simply Good Foods (SMPL) director gifts 348,000 common shares to trust and foundation

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Simply Good Foods director David J. West reported two stock gifts. On May 12, 2026, he made bona fide gifts totaling 348,000 shares of Common Stock, with no sale proceeds reported. One gift went to an independently managed family trust for estate planning purposes and another to a charitable private foundation he and his spouse control.

Positive

  • None.

Negative

  • None.
Insider WEST DAVID J
Role null
Type Security Shares Price Value
Gift Common Stock 261,000 $0.00 --
Gift Common Stock 87,000 $0.00 --
Holdings After Transaction: Common Stock — 1,746,800 shares (Direct, null)
Footnotes (1)
  1. Represents an irrevocable gift to an independently managed family trust for estate planning purposes. Represents a charitable gift to a private foundation controlled by the reporting person and his spouse.
Total shares gifted 348,000 shares Bona fide gifts of Common Stock on May 12, 2026
First gift block 87,000 shares Gift of Common Stock on May 12, 2026
Second gift block 261,000 shares Gift of Common Stock on May 12, 2026
bona fide gift financial
"transaction_code_description: Bona fide gift"
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
independently managed family trust financial
"irrevocable gift to an independently managed family trust for estate planning purposes"
private foundation financial
"charitable gift to a private foundation controlled by the reporting person and his spouse"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
WEST DAVID J

(Last)(First)(Middle)
1225 17TH STREET, SUITE 1000

(Street)
DENVER COLORADO 80202

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Simply Good Foods Co [ SMPL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/12/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/12/2026G261,000(1)D$01,746,800D
Common Stock05/12/2026G87,000(2)D$01,659,800D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents an irrevocable gift to an independently managed family trust for estate planning purposes.
2. Represents a charitable gift to a private foundation controlled by the reporting person and his spouse.
Remarks:
/s/ Timothy R. Kraft, as Attorney-in-Fact for David J. West05/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Simply Good Foods (SMPL) director David J. West report in this Form 4?

David J. West reported two bona fide gifts of Simply Good Foods common stock totaling 348,000 shares. These are non-cash transfers, not market sales, made to a family trust and a charitable foundation.

How many Simply Good Foods (SMPL) shares did David J. West gift?

He gifted 348,000 shares of Simply Good Foods common stock. The transactions consisted of separate gifts of 87,000 shares and 261,000 shares, both recorded at a price of $0.00 per share.

Were David J. West’s Simply Good Foods (SMPL) transactions open-market sales?

No, the transactions were not open-market sales. They are coded as bona fide gifts, meaning shares were transferred without consideration, rather than sold in the market for cash proceeds.

Who received the gifted Simply Good Foods (SMPL) shares from David J. West?

One block of shares went to an independently managed family trust for estate planning purposes. The other block was gifted to a private charitable foundation controlled by David J. West and his spouse.

Does this Form 4 suggest David J. West is reducing his economic exposure to SMPL?

The Form 4 shows transfers as bona fide gifts, not sales, so no sale proceeds were received. The filing reflects estate and charitable planning decisions rather than explicit portfolio trading activity in Simply Good Foods stock.