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Simply Good Foods (SMPL) grants 6,500 RSUs to board director

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Simply Good Foods Co director Brian K. Ratzan received an equity grant of 6,500 restricted stock units on January 28, 2026. These RSUs come from the company’s annual director compensation program and each unit represents the right to receive one share of common stock.

The RSUs vest on the first anniversary of the grant date, meaning the director must remain eligible through that date to receive the underlying shares. After this grant, Ratzan beneficially owns 2,057,609 shares of Simply Good Foods common stock in direct ownership form.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ratzan Brian K.

(Last) (First) (Middle)
1225 17TH STREET, SUITE 1000

(Street)
DENVER CO 80202

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Simply Good Foods Co [ SMPL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/28/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/28/2026 A 6,500(1) A $0 2,057,609 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units ("RSUs") granted pursuant to the issuer's annual director compensation program. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest on the first anniversary of the grant date.
Remarks:
/s/ Timothy R. Kraft, as Attorney-in-Fact for Brian K. Ratzan 01/30/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Simply Good Foods (SMPL) report for Brian K. Ratzan?

Simply Good Foods reported that director Brian K. Ratzan received 6,500 restricted stock units on January 28, 2026. These units are part of the company’s annual director compensation program and each RSU represents the right to receive one share of common stock.

How many Simply Good Foods shares does Brian K. Ratzan own after this Form 4 filing?

After the reported transaction, Brian K. Ratzan beneficially owns 2,057,609 shares of Simply Good Foods common stock. This total reflects his direct ownership following the grant of 6,500 restricted stock units reported in the Form 4 filing.

What are the terms of the 6,500 RSUs granted to the Simply Good Foods director?

The 6,500 restricted stock units granted to the Simply Good Foods director vest on the first anniversary of the January 28, 2026 grant date. Each RSU gives the contingent right to receive one share of the company’s common stock when vesting conditions are satisfied.

Was there any purchase price for the RSUs granted by Simply Good Foods to Brian K. Ratzan?

The 6,500 restricted stock units were granted at a price of $0 per unit, consistent with equity compensation awards. Although no cash was paid, the RSUs provide potential future shares of Simply Good Foods common stock upon vesting after one year.

Is Brian K. Ratzan an officer or large shareholder of Simply Good Foods?

Brian K. Ratzan is identified in the filing as a director of Simply Good Foods but not as an officer or 10% owner. His role is limited to board service, and the reported RSU grant is part of the annual director compensation program.
Simply Good

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1.74B
84.35M
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Packaged Foods
Food and Kindred Products
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United States
DENVER