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SmartRent (SMRT) CRO updates insider holdings with 259,740 RSUs in Form 3/A

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3/A

Rhea-AI Filing Summary

SmartRent, Inc. insider filing amendment: Chief Revenue Officer Natalie Cariola filed an amended initial ownership report to include a previously omitted equity award. The amendment shows she was granted 259,740 Restricted Stock Units (RSUs) on January 22, 2025, each representing a contingent right to receive one share of SmartRent Class A common stock.

According to the filing, one-fourth of these 259,740 RSUs vest on January 22, 2026, with the remaining RSUs vesting in equal installments on each one-year anniversary thereafter until fully vested. The RSUs are held directly by the reporting person.

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Cariola Natalie

(Last) (First) (Middle)
6811 E MAYO BLVD

(Street)
PHOENIX AZ 85054

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
05/13/2025
3. Issuer Name and Ticker or Trading Symbol
SmartRent, Inc. [ SMRT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Revenue Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
05/16/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units(1) (2) (2) Class A Common Stock 259,740 (3) D
Explanation of Responses:
1. These Restricted Stock Units ("RSUs") were omitted from the original Form 3 filed May 16, 2025.
2. The Reporting person was granted 259,740 RSUs on January 22, 2025. One-fourth of the RSUs vest on January 22, 2026 and each one-year anniversary thereafter until vested in full.
3. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.
/s/ Natalie Cariola 01/22/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the SmartRent (SMRT) Form 3/A filing report?

The Form 3/A reports an amendment to Chief Revenue Officer Natalie Cariola’s initial ownership statement to include 259,740 Restricted Stock Units (RSUs) that were omitted from the original filing.

How many RSUs does SmartRent (SMRT) executive Natalie Cariola hold under this grant?

Natalie Cariola was granted 259,740 Restricted Stock Units, each representing a contingent right to receive one share of SmartRent’s Class A common stock.

When were the 259,740 RSUs granted to the SmartRent (SMRT) Chief Revenue Officer?

The 259,740 RSUs were granted on January 22, 2025, as disclosed in the amendment.

What is the vesting schedule for Natalie Cariola’s RSUs at SmartRent (SMRT)?

One-fourth of the 259,740 RSUs vest on January 22, 2026, with additional one-fourth portions vesting on each one-year anniversary thereafter until the award is fully vested.

What does each SmartRent (SMRT) RSU represent in this filing?

Each RSU represents a contingent right to receive one share of SmartRent’s Class A common stock, par value $0.001 per share.

Why did SmartRent (SMRT) file this Form 3/A amendment?

The amendment states that these RSUs were omitted from the original Form 3 filed on May 16, 2025, and are now being properly reported.
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United States
PHOENIX