STOCK TITAN

SmartRent (NYSE: SMRT) director awarded RSUs and gains shares via vesting

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Dean Alison reported acquisition or exercise transactions in this Form 4 filing.

SmartRent, Inc. director Alison Dean reported routine equity compensation activity. She received a grant of 131,578 Restricted Stock Units (RSUs) that each represent one share of Class A Common Stock and will vest in full on the earlier of May 12, 2027 or immediately before the next annual stockholders meeting. Separately, RSUs vested in full on May 11, 2026 and were settled in 182,926 shares of Class A Common Stock, increasing her direct holdings to 235,929 shares. The filing shows only awards and RSU vesting, with no open-market purchases or sales.

Positive

  • None.

Negative

  • None.
Insider Dean Alison
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 131,578 $0.00 --
Exercise Restricted Stock Units 182,926 $0.00 --
Exercise Class A Common Stock 182,926 $0.00 --
Holdings After Transaction: Restricted Stock Units — 131,578 shares (Direct, null); Class A Common Stock — 235,929 shares (Direct, null)
Footnotes (1)
  1. Represents shares acquired upon vesting of RSUs Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. The Restricted Stock Units vested in full on May 11, 2026. The RSUs shall vest in full upon the earlier of (i) May 12, 2027 or (ii) the date immediately prior to the Issuer's next annual meeting of stockholders.
New RSU grant 131,578 RSUs Grant representing a contingent right to Class A Common Stock
RSUs vested into shares 182,926 shares Shares acquired upon RSU vesting on May 11, 2026
Shares owned after transactions 235,929 shares Direct Class A Common Stock holdings following RSU vesting
RSU vesting date (granted lot) May 12, 2027 New RSUs vest earlier of this date or before next annual meeting
Restricted Stock Units financial
"Represents shares acquired upon vesting of RSUs"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Class A Common Stock financial
"Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
vested in full financial
"The Restricted Stock Units vested in full on May 11, 2026."
annual meeting of stockholders financial
"the date immediately prior to the Issuer's next annual meeting of stockholders."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dean Alison

(Last)(First)(Middle)
8665 E HARTFORD DRIVE SUITE 200

(Street)
SCOTTSDALE ARIZONA 85255

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SmartRent, Inc. [ SMRT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock05/11/2026M182,926(1)A(2)235,929D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)05/11/2026M182,926 (3) (3)Class A Common Stock53,003$0.000D
Restricted Stock Units(2)05/12/2026A131,578 (4) (4)Class A Common Stock131,578$0.00131,578D
Explanation of Responses:
1. Represents shares acquired upon vesting of RSUs
2. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.
3. The Restricted Stock Units vested in full on May 11, 2026.
4. The RSUs shall vest in full upon the earlier of (i) May 12, 2027 or (ii) the date immediately prior to the Issuer's next annual meeting of stockholders.
/s/ Alison Dean05/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did SmartRent (SMRT) director Alison Dean report in this Form 4?

Alison Dean reported equity compensation activity, not open-market trading. She received a grant of 131,578 Restricted Stock Units and had earlier RSUs vest into 182,926 shares of Class A Common Stock, increasing her direct ownership to 235,929 shares.

How many Restricted Stock Units did Alison Dean receive from SmartRent (SMRT)?

Alison Dean received a grant of 131,578 Restricted Stock Units. Each RSU represents a contingent right to receive one share of SmartRent’s Class A Common Stock, providing additional stock-based compensation that will convert into shares once the vesting conditions are satisfied.

When do Alison Dean’s new SmartRent (SMRT) RSUs vest?

The new RSUs vest in full on the earlier of May 12, 2027 or the date immediately prior to SmartRent’s next annual meeting of stockholders. This single cliff vesting schedule means all 131,578 units convert at once when that condition is met.

How many SmartRent (SMRT) shares did Alison Dean receive from RSU vesting?

RSUs vested in full on May 11, 2026 and were settled in 182,926 shares of SmartRent Class A Common Stock. The Form 4 footnotes clarify these shares were acquired upon vesting of previously granted RSUs, rather than purchased in the open market.

What is Alison Dean’s SmartRent (SMRT) share ownership after these transactions?

Following the RSU vesting and share issuance, Alison Dean directly holds 235,929 shares of SmartRent Class A Common Stock. This figure reflects her updated ownership position after the compensation-related equity awards disclosed in the Form 4 filing.

Does the SmartRent (SMRT) Form 4 show any stock sales by Alison Dean?

The Form 4 does not report any stock sales by Alison Dean. All listed transactions are classified as acquisitions, consisting of RSU grants and RSU vesting into shares, with no open-market disposition or tax-withholding transactions indicated in the summary data.