STOCK TITAN

SmartRent (SMRT) CEO buys 100,000 shares and receives major RSU awards

Filing Impact
(High)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

SmartRent, Inc. Chief Executive Officer Frank Martell reported several equity transactions. Through the Frank D. and Donna M. Martell Family Trust, he made an open-market purchase of 100,000 shares of Class A Common Stock at a weighted average price of $1.1785 per share.

Martell also received grants of 600,000 and 131,578 Restricted Stock Units, which each represent a right to one share of Class A Common Stock. Separately, 182,926 RSUs vested into shares, and 63,256 shares were withheld to cover tax obligations. Following these transactions, he holds 3,165,266 shares indirectly and 119,670 shares directly.

Positive

  • None.

Negative

  • None.
Insider Martell Frank
Role Chief Executive Officer
Bought 100,000 shs ($118K)
Type Security Shares Price Value
Grant/Award Restricted Stock Units 131,578 $0.00 --
Grant/Award Restricted Stock Units 600,000 $0.00 --
Purchase Class A Common Stock 100,000 $1.1785 $118K
Tax Withholding Class A Common Stock 63,256 $1.12 $71K
Exercise Restricted Stock Units 182,926 $0.00 --
Exercise Class A Common Stock 182,926 $0.00 --
Holdings After Transaction: Restricted Stock Units — 131,578 shares (Direct, null); Class A Common Stock — 3,165,266 shares (Indirect, Frank D. and Donna M. Martell Family Trust); Class A Common Stock — 119,670 shares (Direct, null)
Footnotes (1)
  1. This transaction was executed in multiple trades at prices ranging from $1.16 to $1.19. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Represents shares acquired upon vesting of Restricted Stock Units (RSUs). Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. The RSUs vested in full on May 11, 2026. The RSUs shall vest in full upon the earlier of (i) May 12, 2027 or (ii) the date immediately prior to the Issuer's next annual meeting of stockholders. On May 12, 2026, the reporting person was granted 600,000 RSUs, vesting in four substantially equal quarterly installments, commencing on September 30, 2026.
Open-market purchase 100,000 shares at $1.1785 Class A Common Stock bought on May 12, 2026
Tax-withholding shares 63,256 shares at $1.12 Shares withheld to cover tax obligations
Vested RSUs 182,926 RSUs RSUs vested in full on May 11, 2026
New RSU grant 600,000 RSUs Grant on May 12, 2026, vesting quarterly from Sept 30, 2026
Additional RSU grant 131,578 RSUs Vests on May 12, 2027 or before next annual meeting
Indirect share holdings 3,165,266 shares Class A Common Stock held via family trust after transactions
Direct share holdings 119,670 shares Class A Common Stock held directly after transactions
Restricted Stock Units financial
"Represents shares acquired upon vesting of Restricted Stock Units (RSUs)."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
open-market purchase financial
"Purchase in open market or private transaction"
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
tax-withholding disposition financial
"Payment of exercise price or tax liability by delivering securities"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
weighted average purchase price financial
"executed in multiple trades at prices ranging from $1.16 to $1.19. The price reported above reflects the weighted average purchase price."
The weighted average purchase price is the average cost per share you paid across multiple buys, calculated so larger purchases count more than smaller ones. Imagine buying apples at different prices: the overall price you effectively paid depends on how many apples you bought at each price. Investors use it to measure true cost basis, calculate gains or losses, decide when to sell, and manage taxes and portfolio performance.
vest in full financial
"The RSUs vested in full on May 11, 2026."
substantially equal quarterly installments financial
"granted 600,000 RSUs, vesting in four substantially equal quarterly installments, commencing on September 30, 2026."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Martell Frank

(Last)(First)(Middle)
6811 E MAYO BLVD
SUITE 400

(Street)
PHOENIX ARIZONA 85054

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SmartRent, Inc. [ SMRT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock05/12/2026P100,000A$1.1785(1)3,165,266IFrank D. and Donna M. Martell Family Trust
Class A Common Stock05/11/2026M182,926(2)A(3)182,926D
Class A Common Stock05/12/2026F63,256D$1.12119,670D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(3)05/11/2026M182,926 (4) (4)Class A Common Stock182,926$00D
Restricted Stock Units(3)05/12/2026A131,578 (5) (5)Class A Common Stock131,578$0.00131,578D
Restricted Stock Units(3)05/12/2026A600,000 (6) (6)Class A Common Stock600,000$0.00600,000D
Explanation of Responses:
1. This transaction was executed in multiple trades at prices ranging from $1.16 to $1.19. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
2. Represents shares acquired upon vesting of Restricted Stock Units (RSUs).
3. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.
4. The RSUs vested in full on May 11, 2026.
5. The RSUs shall vest in full upon the earlier of (i) May 12, 2027 or (ii) the date immediately prior to the Issuer's next annual meeting of stockholders.
6. On May 12, 2026, the reporting person was granted 600,000 RSUs, vesting in four substantially equal quarterly installments, commencing on September 30, 2026.
/s/ Frank Martell05/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did SmartRent (SMRT) CEO Frank Martell buy in this Form 4?

Frank Martell, SmartRent’s CEO, purchased 100,000 shares of Class A Common Stock in an open-market transaction at a weighted average price of $1.1785 per share, increasing his indirect holdings through the Frank D. and Donna M. Martell Family Trust.

How many RSUs did the SmartRent (SMRT) CEO receive in this filing?

Frank Martell received grants of 600,000 Restricted Stock Units and an additional 131,578 RSUs. Each RSU represents a contingent right to receive one share of SmartRent Class A Common Stock, subject to vesting conditions described in the award terms.

What RSUs vested for SmartRent (SMRT) CEO Frank Martell?

A block of 182,926 Restricted Stock Units vested into Class A Common Stock for Frank Martell. According to the disclosure, the RSUs vested in full on May 11, 2026, converting into an equivalent number of common shares at that time.

Why were 63,256 SmartRent (SMRT) shares disposed of in this Form 4?

The 63,256 shares of SmartRent Class A Common Stock were withheld as a tax-withholding disposition. This means shares were delivered to cover tax liabilities related to equity awards, rather than being sold in an open-market transaction.

What are Frank Martell’s SmartRent (SMRT) share holdings after these transactions?

After these transactions, Frank Martell holds 3,165,266 SmartRent Class A Common Stock shares indirectly through the family trust and 119,670 shares directly. These figures reflect his reported ownership positions following the equity grants, vesting, purchase, and tax withholding.

How do SmartRent (SMRT) RSU vesting terms work for the CEO awards?

One RSU grant vested in full on May 11, 2026, while another grant will vest in full on the earlier of May 12, 2027 or immediately before the next annual stockholder meeting. A 600,000 RSU grant vests in four equal quarterly installments starting September 30, 2026.