SMTC (NASDAQ: SMTC) holder plans 5,000-share sale under Rule 144 filing

Rhea-AI Filing Summary

A holder of SMTC common stock has filed a Rule 144 notice to sell 5,000 shares through UBS Financial Services Inc. on or about 01/08/2026 on NASDAQ. The notice states that there were 89,773,000 shares of common stock outstanding. The shares to be sold were acquired from the issuer via RSU vesting on three dates: 1,083 shares on 03/08/2022, 1,730 shares on 03/09/2022, and 2,187 shares on 01/02/2025. The filer represents that they are not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	UBS Financial Services Inc 1000 Harbor Blvd 3rd Floor Weehawken NJ 07086	5000	375000	89773000	01/08/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	03/08/2022	RSU Vesting	Issuer			1083	03/08/2022	NA
Common Stock	03/09/2022	RSU Vesting	Issuer			1730	03/09/2022	NA
Common Stock	01/02/2025	RSU Vesting	Issuer			2187	01/02/2025	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the SMTC Form 144 filing report?

The Form 144 reports a planned sale of 5,000 shares of SMTC common stock under Rule 144, to be executed through UBS Financial Services Inc. on NASDAQ.

How many SMTC shares are planned for sale under Rule 144?

The notice covers a proposed sale of 5,000 shares of SMTC common stock, with an indicated aggregate market value of 375,000.

When is the approximate sale date for the SMTC shares?

The approximate date of sale listed in the notice is 01/08/2026, with the shares to be sold on NASDAQ.

How were the SMTC shares to be sold originally acquired?

The shares were acquired from the issuer through RSU vesting transactions: 1,083 shares on 03/08/2022, 1,730 shares on 03/09/2022, and 2,187 shares on 01/02/2025.

How many SMTC shares were outstanding according to the notice?

The Rule 144 notice states that there were 89,773,000 shares of SMTC common stock outstanding.

Which broker and exchange are involved in the planned SMTC share sale?

The filing lists UBS Financial Services Inc. as the broker, with the sale to take place on the NASDAQ exchange.