SMTC (SMTC) files Form 144: Director sales and 970 vested shares listed

Rhea-AI Filing Summary

SMTC Corporation submitted a Form 144 notice to sell 970 shares of Common Stock on 07/01/2026 tied to restricted stock vesting and listed as an issuer transaction. The filing also records prior sales by Mark Lin of 974 shares on 04/01/2026 and 683 shares on 06/10/2026, with dollar values shown in the excerpt.

Insights

Securities Compliance Analyst

Form 144 lists an issuer-tied sale of restricted shares and recent dispositions by an individual.

The filing lists 970 shares offered for sale on 07/01/2026 described as Restricted Stock Vesting and labeled under Issuer in the excerpt. This indicates the shares arise from compensation vesting rather than an open-market purchase.

Two recent transactions by Mark Lin are shown: 974 shares on 04/01/2026 and 683 shares on 06/10/2026. Cash‑flow treatment and exact pricing mechanics are not detailed in the excerpt; subsequent filings would show settlement or broker details if required.

Key Figures

Shares offered: 970 shares Prior sale 1: 974 shares Prior sale 2: 683 shares +3 more

6 metrics

Shares offered 970 shares to be sold on 07/01/2026 (Restricted Stock Vesting)

Prior sale 1 974 shares sold by Mark Lin on 04/01/2026

Prior sale 2 683 shares sold by Mark Lin on 06/10/2026

Reported amount (row) 76,381.08 numeric value adjacent to 04/01/2026 Mark Lin row

Reported amount (row) 105,974.28 numeric value adjacent to 06/10/2026 Mark Lin row

Broker/dealer Fidelity Brokerage Services LLC listed with the 970-share line and NASDAQ channel

Key Terms

Form 144, Restricted Stock Vesting, Issuer, Fidelity Brokerage Services LLC

4 terms

Form 144 regulatory

"submitted a Form 144 notice to sell 970 shares"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting financial

"tied to Restricted Stock Vesting and listed as an Issuer transaction"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Issuer regulatory

"listed as an Issuer transaction on 07/01/2026"

Fidelity Brokerage Services LLC other

"Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI"

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Available on EDGAR 07/01/2026 - 01:07 PM Accepted by SEC EDGAR 07/01/2026 - 01:07 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	970	145892.85	93151168	07/01/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/01/2026	Restricted Stock Vesting	Issuer			970	07/01/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Mark Lin 200 Flynn Road Camarillo CA 93012-87	Common	04/01/2026	974	76381.08
Mark Lin 200 Flynn Road Camarillo CA 93012-87	Common	06/10/2026	683	105974.28

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does SMTC's Form 144 report?

The filing reports an issuer sale of 970 shares of Common Stock tied to restricted stock vesting on 07/01/2026. It also lists recent sales by Mark Lin of 974 and 683 shares on 04/01/2026 and 06/10/2026.

Who is listed as the recipient or broker for the 970 shares?

The excerpt lists Fidelity Brokerage Services LLC with an address and the NASDAQ channel for the 970 shares on 07/01/2026. The filing labels the sale as an Issuer transaction.

Were the recent Mark Lin sales part of the same program?

The document shows Mark Lin sold 974 shares on 04/01/2026 and 683 shares on 06/10/2026. The excerpt does not state whether those dispositions were part of the same compensation vesting program.

Do the dollar figures in the excerpt indicate proceeds?

The excerpt includes numeric dollar-like values (for example, 76,381.08 and 105,974.28) adjacent to the Mark Lin rows. The filing text in the excerpt does not explicitly label those numbers as proceeds or indicate calculation methods.