SMTC (NASDAQ: SMTC) insider notice: proposed sale of 9,186 shares

Rhea-AI Filing Summary

SMTC filed a Form 144 notifying a proposed sale of 9,186 shares of Common Stock. The notice lists the shares as resulting from restricted stock vesting on 03/23/2026 and labels the acquisition as compensation. The filing also discloses recent sales by Mark Lin: 1,333 on 01/05/2026, 6,582 on 03/06/2026, 2,734 on 03/10/2026, and 3,908 on 03/11/2026.

Insights

Compliance Analyst

Form 144 is a routine affiliate notice reporting a proposed sale tied to restricted stock vesting.

The filing lists 9,186 shares to be sold that the issuer identifies as vested compensation on 03/23/2026. Form 144 provides the regulated notice required before certain affiliate sales; it does not confirm execution.

Recent intra-quarter dispositions by Mark Lin are listed with exact dates and share counts; cash‑flow treatment and whether the 9,186 shares will be sold immediately are not stated.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	9186	689409.30	92951167	03/24/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/23/2026	Restricted Stock Vesting	Issuer			9186	03/23/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Mark Lin 200 Flynn Road Camarillo CA 93012-8790	Common	01/05/2026	1333	101574.60
Mark Lin 200 Flynn Road Camarillo CA 93012-8790	Common	03/06/2026	6582	551242.50
Mark Lin 200 Flynn Road Camarillo CA 93012-8790	Common	03/10/2026	2734	233128.18
Mark Lin 200 Flynn Road Camarillo CA 93012-8790	Common	03/11/2026	3908	340933.92

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does SMTC's Form 144 report?

It reports a proposed sale of 9,186 shares of common stock tied to restricted stock vesting on 03/23/2026. The filing is a regulatory notice and does not confirm that the shares have been sold.

Who is the insider named in SMTC's filing?

The filing lists transactions by Mark Lin, showing multiple sales during January–March 2026. The Form 144 names him as the reporting affiliate for the disclosed sales and proposed sale.

What recent sales by Mark Lin are disclosed in the filing?

The filing lists sales of 1,333 shares on 01/05/2026, 6,582 shares on 03/06/2026, 2,734 shares on 03/10/2026, and 3,908 shares on 03/11/2026. Dollar proceeds are shown alongside each sale.

Does the Form 144 confirm the 9,186 shares were sold?

No. The Form 144 provides notice of a proposed sale of 9,186 shares resulting from vesting on 03/23/2026. It does not certify that the transaction has been executed.

Are the 9,186 shares described as compensation or purchased shares?

They are described as resulting from restricted stock vesting and are labeled under the filing as compensation, indicating an issuer grant rather than an open‑market purchase.