SMTC (NASDAQ: SMTC) investor files to sell 5,000 shares

Rhea-AI Filing Summary

SMTC has a Form 144 filing indicating a planned sale of 5,000 shares of its common stock through UBS Financial Services on Nasdaq, with an aggregate market value of $415,000. The filing notes that 92,540,057 shares of common stock were outstanding and targets an approximate sale date of January 22, 2026.

The shares to be sold were originally acquired through restricted stock unit vestings from the issuer, including 2,520 shares on August 12, 2019, 1,468 shares on February 21, 2020, and 1,012 shares on March 5, 2020. Over the past three months, the Silberstein Family Trust DTD 7-11-2016 sold 10,500 common shares for gross proceeds of $836,246.15.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	UBS Financial Services, Inc Eleven Madison Avenue 4th Floor New York NY 10010	5000	415000.00	92540057	01/22/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/21/2020	RSU Vesting	Issuer			1468	02/21/2020	NA
Common	08/12/2019	RSU Vesting	Issuer			2520	08/12/2019	NA
Common	03/05/2020	RSU Vesting	Issuer			1012	03/05/2020	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Silberstein Family Trust DTD 7-11-2016 200 FLYNN ROAD Camarillo CA 93012-8790	Common	12/05/2025	10500	836246.15

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the SMTC Form 144 filing disclose?

The Form 144 discloses a planned sale of 5,000 shares of SMTC common stock on Nasdaq, with an aggregate market value of $415,000, to be executed through UBS Financial Services, Inc..

How many SMTC shares are outstanding according to this Form 144?

The Form 144 states that there are 92,540,057 shares of SMTC common stock outstanding at the time of the notice.

When were the SMTC shares in this Form 144 originally acquired?

The shares were acquired via RSU vesting from the issuer on three dates: 2,520 shares on August 12, 2019, 1,468 shares on February 21, 2020, and 1,012 shares on March 5, 2020.

Has the SMTC shareholder sold other shares recently?

Yes. Over the past three months, the Silberstein Family Trust DTD 7-11-2016 sold 10,500 SMTC common shares, generating $836,246.15 in gross proceeds.

On what date is the SMTC share sale expected to occur?

The Form 144 lists an approximate date of sale of January 22, 2026 for the 5,000 SMTC common shares.

Through which broker will the SMTC shares be sold under this Form 144?

The filing identifies UBS Financial Services, Inc., located at Eleven Madison Avenue, 4th Floor, New York, NY 10010, as the broker for the planned sale.