Affiliate sales disclosed in Form 144 for SMTC (SMTC) — multiple trades and vesting

Rhea-AI Filing Summary

Company affiliate disclosed planned and recent sales of Common Stock via Form 144. The filing lists a restricted stock vesting of 974 shares on 04/01/2026 and multiple sales reported during the prior three months, including trades on 01/05/2026, 03/06/2026, 03/10/2026, 03/11/2026, and 03/24/2026. The excerpt shows per‑trade share counts and dollar amounts for each transaction.

Insights

Insider Transactions Analyst

Form 144 lists recent affiliate sales and a restricted stock vesting on April 1, 2026.

The filing records a restricted stock vesting of 974 shares on 04/01/2026 and multiple reported sales earlier in 2026, each with specific share counts and dollar amounts. These entries are routine disclosures required when affiliates plan transfers or sell registered shares.

Cash‑flow treatment and whether sales were pursuant to trading plans are not stated in the excerpt; subsequent filings or statements would show execution details and any remaining holdings.

Key Figures

Restricted stock vesting: 974 shares Proceeds associated with 974 shares: $76,381.08 Sale on 01/05/2026: 1,333 shares +5 more

8 metrics

Restricted stock vesting 974 shares vesting recorded on <date>04/01/2026

Proceeds associated with 974 shares $76,381.08 value shown on the securities row dated <date>04/01/2026

Sale on 01/05/2026 1,333 shares reported sale by Mark Lin on <date>01/05/2026

Proceeds on 01/05/2026 $101,574.60 dollar amount listed with the 01/05/2026 sale

Sale on 03/06/2026 6,582 shares reported sale by Mark Lin on <date>03/06/2026

Proceeds on 03/06/2026 $551,242.50 dollar amount listed with the 03/06/2026 sale

Sale on 03/24/2026 9,186 shares reported sale by Mark Lin on <date>03/24/2026

Proceeds on 03/24/2026 $689,409.30 dollar amount listed with the 03/24/2026 sale

Key Terms

Form 144, Restricted Stock Vesting, Compensation, Securities To Be Sold

4 terms

Form 144 regulatory

"Form 144 appears as the filing type and heading"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting financial

"Restricted Stock Vesting | Issuer | 974 | 04/01/2026"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Compensation financial

"Compensation listed as the reason for the securities to be sold"

Securities To Be Sold regulatory

"144: Securities To Be Sold shows security type and dates"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	974	76381.08	92951167	04/01/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/01/2026	Restricted Stock Vesting	Issuer			974	04/01/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Mark Lin 200 Flynn Road Camarillo CA 93012-8790	Common	01/05/2026	1333	101574.60
Mark Lin 200 Flynn Road Camarillo CA 93012-8790	Common	03/06/2026	6582	551242.50
Mark Lin 200 Flynn Road Camarillo CA 93012-8790	Common	03/10/2026	2734	233128.18
Mark Lin 200 Flynn Road Camarillo CA 93012-8790	Common	03/11/2026	3908	340933.92
Mark Lin 200 Flynn Road Camarillo CA 93012-8790	Common	03/24/2026	9186	689409.30

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does SMTC's Form 144 disclose about planned sales?

It discloses planned and recent sales of Common Stock by an affiliate, including a 974‑share vesting on 04/01/2026. The filing lists specific sale dates and per‑trade share counts with dollar amounts for earlier 2026 transactions.

Which sale dates and sizes are shown in the filing for SMTC?

The excerpt shows sales on 01/05/2026 (1,333 shares), 03/06/2026 (6,582 shares), 03/10/2026 (2,734 shares), 03/11/2026 (3,908 shares), and 03/24/2026 (9,186 shares). Each entry includes the dollar amount received.

Was any sale reported as resulting from compensation or vesting for SMTC?

Yes. The filing identifies a transaction on 04/01/2026 as Restricted Stock Vesting and labels the source as Compensation, noting the issuer as the transferor for that entry.

Who is the reported seller in these SMTC transactions?

The excerpt names an individual, Mark Lin, for multiple past transactions and lists Fidelity Brokerage Services LLC in the securities row. Each sale row includes the reporting name and address when provided.

Do these Form 144 entries indicate how proceeds were used?

The excerpt does not state uses of proceeds. Each sale row shows dollar amounts received, but the filing does not describe how those funds were applied or who received them.