Welcome to our dedicated page for Stonex Group SEC filings (Ticker: SNEX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission (SEC) filings for StoneX Group Inc. (NASDAQ: SNEX), a Fortune 50 global financial services company. Through these filings, investors can review StoneX’s official disclosures on results of operations, financial condition, capital structure, acquisitions, and other material events.
StoneX’s current reports on Form 8-K cover a range of topics. Some filings report quarterly and annual financial results, referencing press releases that detail operating revenues, net income, segment performance, and key operating metrics such as listed derivatives contract volumes, OTC derivatives volumes, securities average daily volume, FX/CFD activity, payments volumes, and interest and fees earned on client balances. Other 8-Ks describe significant corporate transactions, including the acquisition of RTS Investor Corp., parent of the R.J. O’Brien global business, and related financing arrangements.
Filings also document StoneX’s entry into material definitive agreements, such as the Indenture governing senior secured notes due 2032 issued by a wholly owned subsidiary in connection with the R.J. O’Brien acquisition. These documents outline terms including maturity, interest rate, redemption provisions, guarantees, collateral, and covenants that affect StoneX’s capital structure and obligations. Additional 8-Ks discuss share repurchase authorizations approved by the Board of Directors and prospectus supplements registering the resale of common stock issued as acquisition consideration.
On Stock Titan, StoneX filings are updated in near real time as they are posted to the SEC’s EDGAR system. AI-powered summaries help explain the significance of lengthy documents such as annual reports on Form 10-K and quarterly reports on Form 10-Q, highlighting segment results, revenue composition, and risk factors. For current reports on Form 8-K, AI analysis can surface key items, including acquisitions, debt offerings, stock repurchase plans, and earnings releases.
Investors can also use this page to track insider and equity-related disclosures when available, such as unregistered sales of equity securities reported in 8-Ks, and to understand how StoneX structures its financing and manages regulatory requirements. By combining raw filings with AI-generated insights, this page is intended to make StoneX’s regulatory reporting more accessible to both professional and individual investors.
Director Annabelle G. Bexiga of StoneX Group Inc. reported an open‑market sale of 1,000 shares of common stock on March 13, 2026 at a price of $106.54 per share. After this transaction, she directly holds 16,459 shares of StoneX common stock.
StoneX Group Inc. reported the outcome of a FINRA arbitration with BTIG, LLC over the hiring of former BTIG employees. The panel awarded StoneX Financial approximately $1.0 million on its claim, while awarding BTIG $2.9 million on its claims against StoneX Group and StoneX Financial.
After offsetting these amounts, StoneX Group and StoneX Financial together must pay BTIG approximately $1.8 million. The panel also granted StoneX’s request for declaratory relief that it did not tortiously interfere with BTIG employee contracts and denied BTIG’s requests for punitive damages, injunctive relief, attorney’s fees and sanctions.
SNEX submitted a Form 144 notice reporting proposed securities sales tied to recently vested restricted stock awards. The excerpt lists two vesting events: 256 shares vested on 02/27/2025 and 744 shares vested on 03/01/2025. The form names Fidelity Brokerage Services LLC and references NASDAQ.
StoneX Group Inc. reported the results of its annual shareholder meeting held on March 10, 2026. Shareholders elected ten directors for terms expiring at the 2027 annual meeting, with each nominee receiving over 39 million votes in favor and 5,403,390 broker non-votes.
Shareholders ratified KPMG LLP as the independent registered public accounting firm for the 2026 fiscal year with 47,854,180 votes for, 249,248 against and 24,486 abstentions. A non-binding say-on-pay resolution approving compensation for the Named Executive Officers passed with 38,245,170 votes for and 4,448,707 against.
At a Board meeting held the same day, John Radziwill was elected Chairman of the Board of Directors and Sean M. O'Connor was elected Executive Vice-Chairman of the Board of Directors.
Cooper Diane L. reported acquisition or exercise transactions in this Form 4 filing.
StoneX Group Inc. director Diane L. Cooper received a grant of 1,101 restricted shares of common stock as part of her annual compensation for non-executive directors. The shares were awarded at no cash price and will vest fully on the first anniversary of the grant date.
After this grant, Cooper directly holds 24,825 shares of StoneX Group common stock, reflecting routine equity-based compensation rather than an open-market purchase or sale.
Thamodaran Dhamu R. reported acquisition or exercise transactions in this Form 4 filing.
StoneX Group Inc. director Thamodaran Dhamu R. received a grant of 1,101 restricted shares of common stock as part of the annual compensation for non-executive directors. The award was made under the company’s Restricted Stock Plan at a price of $0.00 per share.
According to the filing, these restricted shares vest fully on the first anniversary of the grant date. After this award, Thamodaran Dhamu R. directly holds a total of 34,936 shares of StoneX Group common stock.
RADZIWILL JOHN reported acquisition or exercise transactions in this Form 4 filing.
StoneX Group Inc. director and chairman John Radziwill received a grant of 1,101 restricted shares of common stock as part of the company’s annual compensation for non-executive directors. These shares were awarded under the Restricted Stock Plan at no cash cost and will fully vest on the first anniversary of the grant date. Following this grant, he holds 102,849 shares directly and 955,158 shares indirectly through Basic Management Company Inc.
PARTHEMORE ERIC reported acquisition or exercise transactions in this Form 4 filing.
StoneX Group Inc. director Eric Parthemore received a grant of 1,101 restricted shares of common stock as part of the annual compensation for non-executive directors under the company’s Restricted Stock Plan. These shares vest fully on the first anniversary of the grant date. Following this award, he directly holds 30,916 shares.
FOWLER JOHN MOORE reported acquisition or exercise transactions in this Form 4 filing.
StoneX Group Inc. director John Moore Fowler received an award of 1,101 restricted shares of common stock as part of the company’s annual compensation for non-executive directors. The shares were granted under the Restricted Stock Plan and will vest fully on the first anniversary of the grant date.
Following this grant, Fowler directly holds 114,866 shares of StoneX common stock. An additional 3,000 shares are held indirectly through his spouse, reflecting a separate indirect ownership position reported in the filing.
KASS STEVEN A reported acquisition or exercise transactions in this Form 4 filing.
StoneX Group Inc. director Steven A. Kass received an award of 1,101 restricted shares of common stock as part of his annual compensation for non-executive directors. The shares were granted at no cash cost and will fully vest on the first anniversary of the grant date. Following this award, Kass directly holds 36,757 shares.