Stonex Group Inc SEC Filings

StoneX Group Inc. director receives restricted stock grant

StoneX Group Inc. director Dhamu R. Thamodaran acquired 99 restricted shares of common stock on January 30, 2026 at a price of $0 per share under the company’s Restricted Stock Program. After this grant, he beneficially owns 33,835 shares directly.

The restricted shares vest in three equal installments on each of the first, second, and third anniversaries of the grant date, tying a portion of the director’s compensation to the company’s long-term performance.

StoneX Group Inc. Chairman and director John Radziwill reported receiving 152 restricted shares of common stock on January 30, 2026 under the company’s Restricted Stock Program, at a price of $0 per share.

These restricted shares vest in three equal installments on each of the first, second, and third anniversaries of the grant date. After this award, Radziwill directly holds 101,748 StoneX common shares and indirectly holds 955,158 shares through Basic Management Company Inc.

StoneX Group director Steven A. Kass received a grant of restricted stock under the company’s Restricted Stock Program. On 01/30/2026, he was awarded 121 restricted shares of common stock at a price of $0 per share. These shares vest in three equal installments on the first, second, and third anniversaries of the grant date, aligning compensation with longer-term service. Following this award, Kass directly beneficially owns 35,656 shares of StoneX Group common stock.

StoneX Group Inc. director John M. Fowler reported a grant of 121 restricted shares of common stock on January 30, 2026. The shares were acquired at a price of $0 through the company’s Restricted Stock Program and are scheduled to vest in three equal installments on the first, second, and third anniversaries of the grant date.

After this award, Fowler beneficially owns 114,890 shares of StoneX common stock directly. In addition, Form 4 reports an indirect holding of 3,000 shares of common stock held by his spouse.

StoneX Group Inc. director Diane L. Cooper received 81 restricted shares of common stock on January 30, 2026. The shares were granted at a price of $0 under the company’s Restricted Stock Program and increase her directly owned holdings to 23,724 shares.

The restricted shares vest in three equal installments on each anniversary of the grant date over three years, meaning she gains full ownership gradually rather than immediately. This is a routine equity compensation award rather than an open‑market share purchase or sale.

StoneX Group stockholder John M. Fowler filed a Form 144 notice to potentially sell 1,125 shares of common stock through Merrill Lynch on Nasdaq, with an aggregate market value of 126,787.5 and an approximate sale date of February 2, 2026.

The shares to be sold were acquired as stock bonuses from StoneX on February 13, 2019, October 29, 2024, and October 31, 2024, totaling 1,125 shares. Fowler also sold 1,125 common shares during the past three months on November 3, 2025, generating gross proceeds of 102,600.

StoneX Group Inc. delivered a record year in fiscal 2025, combining strong growth with major expansion of its global financial ecosystem. Operating revenues reached $4,126.9 million, up 20% from 2024, while net income rose 17% to $305.9 million and income before tax climbed to $408.8 million. Total assets increased to $45,268.0 million and stockholders’ equity to $2,377.4 million, with return on equity at 15.6%, above the company’s 15% long‑term target.

The firm executed its most active M&A year ever, highlighted by the acquisition of R.J. O’Brien, which added more than 26,000 clients, 200 introducing brokers and helped make StoneX the largest non‑bank futures player in the U.S. Additional deals in investment banking, European fixed income, metals, agriculture and Latin American payments broadened products and geography.

Commercial, Institutional, Self‑Directed/Retail and Payments segments all remained profitable, with particularly strong gains in Institutional and Prime Services. Management emphasizes vertical integration, digital transformation and disciplined risk control, including bad debt at 0.0% of operating revenue and compensation held to 26.8% of operating revenues.

StoneX Group Inc. has released its definitive proxy for the March 10, 2026 annual meeting, where stockholders will vote on ten director nominees, ratification of KPMG LLP as auditor for fiscal 2026, and an advisory say‑on‑pay resolution.

The Board is being expanded from eight to ten members, adding President Charles Lyon and CEO Philip Smith as nominees alongside a majority of independent directors. All five key Board committees are composed entirely of independent directors, and the Chair role is separate from the CEO.

The filing details strong fiscal 2025 performance used to fund executive incentives, including record operating revenues of $4,126.9 million, record net operating revenues of $2,052.8 million, net income of $305.9 million, and return on equity of 15.6%. Based on an adjusted ROE of 16.3%, CEO Philip Smith earned a performance bonus of $3.46 million under the Executive Performance Plan, partly in cash and partly in restricted stock. The company also highlights multiple completed acquisitions and a $625.0 million notes issuance supporting the purchase of R.J. O’Brien’s global business.

StoneX Group Inc. director and Chairman of the Board John Radziwill reported buying additional company stock. On 12/16/2025, he acquired 1,000 shares of StoneX Group common stock at a price of $97.25 per share in an open-market purchase. After this transaction, he directly owns 101,596 shares of common stock. He also reports indirect beneficial ownership of 955,158 shares through Basic Management Company Inc., reflecting shares held via that entity in addition to his direct holdings.