SNEX (SNEX) insider Diego Rotsztain files Form 144 for stock sale

Rhea-AI Filing Summary

SNEX insider Diego Rotsztain filed to sell shares of common stock under Form 144. The filing lists 20,630 shares of common stock to be sold through Merrill Lynch, with a notation of stock plan activity dated 07/22/2026. It also reports prior sales over the past three months: 29,995 shares of common stock on 07/22/2026, 13,696 shares on 05/20/2026, and 20,054 shares on 05/18/2026.

Key Figures

Planned shares to be sold: 20,630 shares Shares sold on 07/22/2026: 29,995 shares Shares sold on 05/20/2026: 13,696 shares +1 more

4 metrics

Planned shares to be sold 20,630 shares Common stock listed with Merrill Lynch as broker, associated with stock plan activity dated 07/22/2026

Shares sold on 07/22/2026 29,995 shares Common stock sale reported under Securities Sold During The Past 3 Months

Shares sold on 05/20/2026 13,696 shares Common stock sale reported under Securities Sold During The Past 3 Months

Shares sold on 05/18/2026 20,054 shares Common stock sale reported under Securities Sold During The Past 3 Months

Key Terms

Form 144, Stock Plan Activity, Securities Sold During The Past 3 Months

3 terms

Form 144 regulatory

"144: Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Stock Plan Activity financial

"Common | 07/22/2026 | Stock Plan Activity | Issuer"

Securities Sold During The Past 3 Months regulatory

"144: Securities Sold During The Past 3 Months"

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Available on EDGAR 07/24/2026 - 05:14 PM Accepted by SEC EDGAR 07/24/2026 - 05:13 PM Learn about SEC filing dates

FAQ

What does SNEX’s latest Form 144 filing disclose?

The Form 144 discloses that Diego Rotsztain plans to sell 20,630 shares of SNEX common stock through Merrill Lynch, with the sale related to stock plan activity dated 07/22/2026 and reported under SEC Rule 144.

How many SNEX shares is Diego Rotsztain planning to sell under this Form 144?

The filing lists a planned sale of 20,630 shares of SNEX common stock. These shares are to be sold through Merrill Lynch and are associated with stock plan activity dated 07/22/2026.

What SNEX share sales has Diego Rotsztain reported in the past three months?

Over the past three months, the filing reports sales of 29,995 shares of SNEX common stock on 07/22/2026, 13,696 shares on 05/20/2026, and 20,054 shares on 05/18/2026.

Which broker is handling the planned SNEX stock sale for Diego Rotsztain?

The planned sale of 20,630 SNEX common shares is listed as being handled by Merrill Lynch, located at 1800 K St NW, Suite 800, Washington, DC 20006, according to the Form 144 details.

What type of SNEX security is covered in Diego Rotsztain’s Form 144?

The filing covers common stock of SNEX. The Form 144 identifies the security type as common, with a planned sale of 20,630 shares and additional historical common stock sales over the last three months.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill Lynch 1800 K ST NW Suite 800 Washington DC 20006	20630	1534234	79251496	07/24/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/22/2026	Stock Plan Activity	Issuer			20630	07/22/2026	n/a

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Diego Rotsztain 230 Park Ave 10th Floor New York NY 10169	Common	07/22/2026	29995	2228336
Diego Rotsztain 230 Park Ave 10th Floor New York NY 10169	Common	05/20/2026	13696	1544275
Diego Rotsztain 230 Park Ave 10th Floor New York NY 10169	Common	05/18/2026	20054	2235045

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)