StoneX (NASDAQ: SNEX) files Form 144 for planned common stock resale

Rhea-AI Filing Summary

Sionex (SNEX) filed a Form 144 indicating a proposed sale of common stock through Merrill Lynch from an account at its Greenwich, Connecticut office. The notice lists Nasdaq as the trading market and provides details on common shares received as stock bonus awards from the issuer.

The filing also discloses several small stock bonus-related transactions over the past three months, including awards on March and April 2025, with consideration described as cash. Form 144 serves as an advance notice of the potential resale of these restricted or control securities.

Key Terms

Form 144, Stock Bonus, Securities Sold During The Past 3 Months, common stock

4 terms

Form 144 regulatory

"Sionex (SNEX) filed a Form 144 indicating a proposed sale"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Stock Bonus financial

"discloses several small stock bonus-related transactions over the past"

Securities Sold During The Past 3 Months regulatory

"144: Securities Sold During The Past 3 Months 144: Remarks"

common stock financial

"intended resale of restricted or control common stock through Merrill"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

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Available on EDGAR 08/05/2026 - 10:09 AM Accepted by SEC EDGAR 08/05/2026 - 10:08 AM Learn about SEC filing dates

FAQ

What does the SNEX Form 144 filing indicate?

The Form 144 filing for SNEX indicates an intended resale of restricted or control common stock through Merrill Lynch, with Nasdaq listed as the trading market, and discloses recent stock bonus-related share awards from the issuer.

Which securities are covered by the SNEX Form 144 notice?

The notice covers SNEX common stock proposed to be sold through Merrill Lynch. It also references common shares that were previously issued as stock bonus awards from the issuer during March and April 2025.

How were the SNEX shares in the Form 144 obtained?

The filing shows that the relevant SNEX common shares were obtained from the issuer as Stock Bonus awards on several dates in March and April 2025, with consideration described as cash in the disclosure table.

What trading market is referenced in the SNEX Form 144?

The Form 144 references Nasdaq as the trading market for the SNEX common stock covered by the proposed sale, and identifies Merrill Lynch’s Greenwich, Connecticut office as the brokerage handling the transaction.

What period do the past SNEX stock transactions in the Form 144 cover?

The table of prior activity lists stock bonus-related SNEX common share transactions dated in March and April 2025, providing a record of issuer-related share issuances during roughly the past three months.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill Lynch 2 Pickwick Plaza 4th Floor Greenwich CT 06830	1575	118770	79251496	08/05/2026	nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/30/2025	Stock Bonus	Issuer			207	04/30/2025	Cash
Common	04/29/2025	Stock Bonus	Issuer			191	04/29/2025	Cash
Common	04/28/2025	Stock Bonus	Issuer			213	04/28/2025	Cash
Common	03/04/2025	Stock Bonus	Issuer			645	03/04/2025	cash
Common	03/01/2025	Stock Bonus	Issuer			319	03/01/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)