SNEX (SNEX) investor files to sell 95,970 common shares via Merrill Lynch

Rhea-AI Filing Summary

SNEX reports a planned sale of 95,970 shares of common stock, identified as related to Stock Plan Activity, with an anticipated sale date of July 22, 2026. The shares are to be sold through Merrill Lynch and are listed on NASDAQ. In addition, a holder named William Dunaway reports sales during the prior three months of 63,602 common shares on June 12, 2026 and 64,017 common shares on May 15, 2026.

Key Figures

Planned shares to be sold: 95,970 shares of common stock Prior sale on June 12, 2026: 63,602 shares of common stock Prior sale on May 15, 2026: 64,017 shares of common stock +1 more

4 metrics

Planned shares to be sold 95,970 shares of common stock Securities to be sold, associated with Stock Plan Activity, dated 07/22/2026

Prior sale on June 12, 2026 63,602 shares of common stock Securities sold during the past 3 months by William Dunaway on 06/12/2026

Prior sale on May 15, 2026 64,017 shares of common stock Securities sold during the past 3 months by William Dunaway on 05/15/2026

Planned sale date 07/22/2026 Anticipated transaction date for sale of 95,970 common shares

Key Terms

Form 144, Stock Plan Activity, Securities sold during the past 3 months, Common

4 terms

Form 144 regulatory

"144: Securities To Be Sold Common | 07/22/2026 | Stock Plan Activity"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Stock Plan Activity financial

"Common | 07/22/2026 | Stock Plan Activity | Issuer"

Securities sold during the past 3 months regulatory

"144: Securities Sold During The Past 3 Months William Dunaway"

Common financial

"Common | Merrill Lynch 1800 K ST NW Suite 800 Washington DC 20006"

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Available on EDGAR 07/22/2026 - 06:18 PM Accepted by SEC EDGAR 07/22/2026 - 06:18 PM Learn about SEC filing dates

FAQ

What does the SNEX Form 144 filing disclose?

The filing discloses a planned sale of 95,970 shares of SNEX common stock associated with Stock Plan Activity. The shares are expected to be sold through Merrill Lynch and are listed on NASDAQ, with an anticipated transaction date of July 22, 2026.

How many SNEX shares are proposed to be sold under this Form 144?

The Form 144 indicates a proposed sale of 95,970 shares of SNEX common stock. These shares are linked to Stock Plan Activity and are scheduled for potential sale on or around July 22, 2026 through Merrill Lynch on NASDAQ.

Which broker is handling the planned SNEX stock sale in this Form 144?

The proposed SNEX stock sale is to be handled by Merrill Lynch. The filing ties Merrill Lynch to the 95,970 common shares planned for sale, which are listed on NASDAQ with an anticipated sale date of July 22, 2026.

What recent sales of SNEX shares are reported for the past three months?

The filing lists sales by William Dunaway of 63,602 SNEX common shares on June 12, 2026 and 64,017 common shares on May 15, 2026. These transactions are reported as prior three‑month activity in connection with this notice.

Who is the selling security holder named in the SNEX Form 144?

The selling security holder referenced for recent activity is William Dunaway, with an address at 230 Park Ave, 10th Floor, New York, NY 10169. He reports prior sales of 63,602 and 64,017 SNEX common shares in the last three months.

On what date are the 95,970 SNEX shares expected to be sold?

The proposed sale date for the 95,970 SNEX common shares is July 22, 2026. This date appears both in the securities information and in the securities-to-be-sold section, tying the stock plan-related sale to that specific trading date on NASDAQ.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill Lynch 1800 K ST NW Suite 800 Washington DC 20006	95970	7130296	79251496	07/22/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/22/2026	Stock Plan Activity	Issuer			95970	07/22/2026	n/a

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
William Dunaway 230 Park Ave 10th Floor New York NY 10169	Common	06/12/2026	63602	8339931
William Dunaway 230 Park Ave 10th Floor New York NY 10169	Common	05/15/2026	64017	7067525

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)