STOCK TITAN

StoneX Group (SNEX) chair Radziwill awarded 219 restricted shares

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

RADZIWILL JOHN reported acquisition or exercise transactions in this Form 4 filing.

StoneX Group Inc. Chairman of the Board and director John Radziwill reported a grant of 219 restricted shares of common stock on July 31, 2026 under the company’s Restricted Stock Program, vesting equally over three years. After this award and a 26-share reconciliation adjustment related to prior stock splits that did not involve any trade, he directly holds 231,850 shares and indirectly holds 2,149,105 shares through Basic Management Company Inc.

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Insider RADZIWILL JOHN
Role Chairman of the Board
Type Security Shares Price Value
Grant/Award Restricted Shares of Common Stock F1, F2 219 $0.00 $0.00
holding Common Stock -- -- --
Holdings After Transaction: Restricted Shares of Common Stock — 231,850 shares (Direct); Common Stock — 2,149,105 shares (Indirect, Through Basic Management Company Inc.)
Footnotes (2)
  1. F1. Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.
  2. F2. The beneficial ownership amount reported herein reflects a 26-share adjustment to reconcile the reporting person's holdings following prior stock splits. The adjustment does not represent any acquisition or disposition of securities.
Restricted shares granted 219 shares Grant of restricted common stock on July 31, 2026
Grant price per share 0.0000 per share Reported transaction price for restricted share award
Direct holdings after grant 231,850 shares Total direct beneficial ownership following the reported award and adjustment
Indirect holdings 2,149,105 shares Common stock held indirectly through Basic Management Company Inc.
Reconciliation adjustment 26 shares Adjustment to reconcile holdings after prior stock splits, not a trade
Vesting period 3 years Restricted shares vest equally on anniversary in years one, two and three
Restricted Stock Program financial
"Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary"
beneficial ownership financial
"The beneficial ownership amount reported herein reflects a 26-share adjustment"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
stock splits financial
"26-share adjustment to reconcile the reporting person's holdings following prior stock splits"
A stock split increases the number of a company’s shares by dividing existing shares into multiple smaller pieces, like slicing a pizza into more slices without adding more pizza. Each shareholder keeps the same overall ownership and value, but each share becomes cheaper and more plentiful, which can make the stock easier for everyday investors to buy, potentially boost trading activity and change how price movements look on charts.
indirect ownership financial
"Common Stock held indirectly Through Basic Management Company Inc."

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FAQ

What did John Radziwill report in this Form 4 for SNEX?

John Radziwill reported a grant of 219 restricted shares of StoneX Group common stock received on July 31, 2026 under the company’s Restricted Stock Program, with the shares scheduled to vest in equal installments over three years.

How many StoneX Group (SNEX) shares does John Radziwill own after this grant?

After the reported transactions, John Radziwill directly owns 231,850 shares of StoneX Group and indirectly owns 2,149,105 shares through Basic Management Company Inc., according to the beneficial ownership amounts disclosed.

What are the vesting terms of the 219 restricted StoneX (SNEX) shares granted to John Radziwill?

The 219 restricted shares were acquired through the company’s Restricted Stock Program and vest equally on the anniversary in years one, two and three, resulting in three annual vesting installments for this award.

What is the 26-share adjustment mentioned in the SNEX Form 4?

The filing explains that the reported beneficial ownership includes a 26-share adjustment to reconcile Radziwill’s holdings following prior stock splits. This adjustment does not represent any acquisition or disposition of StoneX Group securities.

How many StoneX (SNEX) shares does John Radziwill hold indirectly through Basic Management Company Inc.?

John Radziwill is shown as indirectly owning 2,149,105 shares of StoneX Group common stock, held through Basic Management Company Inc., in addition to his directly held shares reported in the same Form 4.

Was the SNEX Form 4 transaction under a Rule 10b5-1 trading plan?

The Rule 10b5-1 checkbox for this report is not marked as affirming a trading plan. The filing does not describe the 219-share restricted stock grant as executed pursuant to a Rule 10b5-1 or similar pre-arranged trading arrangement.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
RADZIWILL JOHN

(Last)(First)(Middle)
230 PARK AVENUE
10TH FLOOR

(Street)
NEW YORK NEW YORK 10169

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chairman of the Board
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Restricted Shares of Common Stock(1)07/31/2026A219A$0231,850(2)D
Common Stock2,149,105IThrough Basic Management Company Inc.
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.
2. The beneficial ownership amount reported herein reflects a 26-share adjustment to reconcile the reporting person's holdings following prior stock splits. The adjustment does not represent any acquisition or disposition of securities.
Remarks:
John Radziwill08/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)