StoneX officer sells 29,995 shares after option exercise

StoneX Group Inc. officer Diego Rotsztain exercised 50,625 stock options into common stock at a $12.26 exercise price and on the same date sold 29,995 shares of common stock at an average price of $74.3218 per share in an open market or private transaction.

Accepted by SEC EDGAR 07/23/2026 - 08:31 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

StoneX Group Inc. officer Diego Rotsztain exercised 50,625 stock options into common stock at a $12.26 exercise price and on the same date sold 29,995 shares of common stock at an average price of $74.3218 per share in an open market or private transaction. The transactions were made under a Rule 10b5-1 trading plan. Following the option exercise, he reported holding 556,875 stock options.

Insider Trade Summary 10b5-1

Exercise and sale activity reported; no spread calculated

Exercise and Sale 3 txns

Insider Rotsztain Diego

Role Chief Governance/Legal Officer

Sold 29,995 shs ($2.23M)

Approx. gross sale proceeds $2.23M

Approx. exercise cost $621K

Share of Position Sold 35.1%

Type	Security	Shares	Price	Value
Exercise	Stock Options	50,625	$0.00	$0.00
Exercise	Common Stock	50,625	$12.26	$621K
Sale	Common Stock F1	29,995	$74.3218	$2.23M

Holdings After Transaction: Stock Options — 556,875 options (Direct); Common Stock — 55,500 shares (Direct)

Holdings Before and After: Stock Options, 607,500 to 556,875 options (Direct); Common Stock, 34,870 to 55,500 shares (Direct)

Other Insiders: 6 other insiders reported open-market sales of this stock in the 30 days up to this filing.

Footnotes (1)

1. F1. The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Key Figures

Options Exercised: 50,625 shares Exercise Price: $12.26 per share Shares Sold: 29,995 shares +2 more

5 metrics

Options Exercised 50,625 shares Stock options exercised into common stock on 2026-07-22

Exercise Price $12.26 per share Exercise or conversion price of stock options

Shares Sold 29,995 shares Common stock sold on 2026-07-22

Sale Price (Average) $74.3218 per share Average sale price in open market or private transaction

Options Remaining 556,875 stock options Stock options reported as held after the exercise

Key Terms

Stock Options, derivative security, Common Stock, open market or private transaction

4 terms

Stock Options financial

""security_title": "Stock Options""

Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.

derivative security financial

""transaction_code_description": "Exercise or conversion of derivative security""

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

Common Stock financial

""underlying_security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

open market or private transaction financial

""transaction_code_description": "Sale in open market or private transaction""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did StoneX Group (SNEX) report for Diego Rotsztain?

Diego Rotsztain exercised 50,625 stock options into common stock and sold 29,995 shares on July 22, 2026. The sale was reported at an average price of $74.3218 per share in an open market or private transaction.

How many StoneX Group (SNEX) stock options did Rotsztain exercise and at what price?

Rotsztain exercised 50,625 stock options for StoneX Group common stock at an exercise price of $12.26 per share. These options converted into the same number of common shares as part of a derivative security exercise transaction.

How many StoneX Group (SNEX) shares did Rotsztain sell and at what average price?

He sold 29,995 shares of StoneX Group common stock at an average price of $74.3218 per share. A footnote states this price is an average; detailed price breakdowns are available from the reporting person upon request.

Were Diego Rotsztain’s StoneX Group (SNEX) trades under a Rule 10b5-1 plan?

Yes. The filing affirms that the reported transactions were executed under a Rule 10b5-1 trading plan. Such plans pre-arrange trading activity, reducing the informational value of transaction timing regarding the insider’s views.

How many StoneX Group (SNEX) stock options does Rotsztain hold after these transactions?

After exercising 50,625 options, Rotsztain reported holding 556,875 stock options in StoneX Group. This figure reflects his remaining derivative position as disclosed in the filing’s post-transaction stock-option holdings field.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rotsztain Diego

(Last) (First) (Middle)

230 PARK AVENUE

10TH FLOOR

(Street)

NEW YORK NEW YORK 10169

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Governance/Legal Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/22/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/22/2026		M		50,625	A	$12.26	85,495	D
Common Stock	07/22/2026		S		29,995	D	$74.3218(1)	55,500	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options	$12.26	07/22/2026		M			50,625	12/05/2022	12/05/2026	Common Stock	50,625	$0	556,875	D

Explanation of Responses:

1. The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Remarks:

	Diego Rotsztain	07/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)