StoneX Group (SNEX) legal chief exercises options and sells shares
Rhea-AI Filing Summary
StoneX Group Inc. officer Diego Rotsztain exercised 50,625 stock options into common stock at a $12.26 exercise price and on the same date sold 29,995 shares of common stock at an average price of $74.3218 per share in an open market or private transaction. The transactions were made under a Rule 10b5-1 trading plan. Following the option exercise, he reported holding 556,875 stock options.
Positive
- None.
Negative
- None.
Insider Trade Summary 10b5-1
Exercise and sale activity reported; no spread calculated
Exercise and Sale
3 txns
Insider
Rotsztain Diego
Role
Chief Governance/Legal Officer
Sold
29,995 shs ($2.23M)
Approx. gross sale proceeds
$2.23M
Approx. exercise cost
$621K
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Stock Options | 50,625 | $0.00 | $0.00 |
| Exercise | Common Stock | 50,625 | $12.26 | $621K |
| Sale | Common Stock F1 | 29,995 | $74.3218 | $2.23M |
Holdings After Transaction:
Stock Options — 556,875 shares (Direct);
Common Stock — 55,500 shares (Direct)
Footnotes (1)
- F1. The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.
Key Figures
Options Exercised: 50,625 shares
Exercise Price: $12.26 per share
Shares Sold: 29,995 shares
+2 more
5 metrics
Options Exercised
50,625 shares
Stock options exercised into common stock on 2026-07-22
Exercise Price
$12.26 per share
Exercise or conversion price of stock options
Shares Sold
29,995 shares
Common stock sold on 2026-07-22
Sale Price (Average)
$74.3218 per share
Average sale price in open market or private transaction
Options Remaining
556,875 stock options
Stock options reported as held after the exercise
Key Terms
Stock Options, derivative security, Common Stock, open market or private transaction
4 terms
Stock Options financial
""security_title": "Stock Options""
Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.
derivative security financial
""transaction_code_description": "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Common Stock financial
""underlying_security_title": "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
open market or private transaction financial
""transaction_code_description": "Sale in open market or private transaction""
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What insider transactions did StoneX Group (SNEX) report for Diego Rotsztain?
Diego Rotsztain exercised 50,625 stock options into common stock and sold 29,995 shares on July 22, 2026. The sale was reported at an average price of $74.3218 per share in an open market or private transaction.
How many StoneX Group (SNEX) stock options did Rotsztain exercise and at what price?
Rotsztain exercised 50,625 stock options for StoneX Group common stock at an exercise price of $12.26 per share. These options converted into the same number of common shares as part of a derivative security exercise transaction.
Were Diego Rotsztain’s StoneX Group (SNEX) trades under a Rule 10b5-1 plan?
Yes. The filing affirms that the reported transactions were executed under a Rule 10b5-1 trading plan. Such plans pre-arrange trading activity, reducing the informational value of transaction timing regarding the insider’s views.
How many StoneX Group (SNEX) stock options does Rotsztain hold after these transactions?
After exercising 50,625 options, Rotsztain reported holding 556,875 stock options in StoneX Group. This figure reflects his remaining derivative position as disclosed in the filing’s post-transaction stock-option holdings field.