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StoneX Group (SNEX) CIO reports Form 4 restricted stock grant

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

StoneX Group Inc. reported an insider equity award for its Chief Information Officer, Abigail H. Perkins. On 12/15/2025, she was issued 4,346 restricted shares of common stock at a stated price of $0 per share. After this grant, she beneficially owned 48,259 shares directly and 337 shares indirectly through her children. The filing notes these shares were issued under the company’s Executive Performance Plan and will vest in three equal installments on the first, second, and third anniversaries of the grant date.

Positive

  • None.

Negative

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Perkins Abigail H

(Last) (First) (Middle)
230 PARK AVENUE
10TH FLOOR

(Street)
NEW YORK NY 10169

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Information Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Restricted Shares of Common Stock(1) 12/15/2025 A 4,346 A $0 48,259 D
Common Stock 337 I By Children
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.
Remarks:
Abigail H. Perkins 12/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did StoneX Group Inc. (SNEX) report in this Form 4?

The company reported that Chief Information Officer Abigail H. Perkins received an award of 4,346 restricted shares of common stock on 12/15/2025.

At what price were the StoneX Group (SNEX) restricted shares issued to the CIO?

The 4,346 restricted shares of StoneX Group common stock were issued to the CIO at a stated price of $0 per share.

How many StoneX Group (SNEX) shares does the CIO own after this transaction?

After the reported transaction, Abigail H. Perkins beneficially owned 48,259 shares of StoneX Group common stock directly and 337 shares indirectly through her children.

What plan governs the restricted stock granted to the StoneX Group (SNEX) CIO?

The 4,346 restricted shares were issued pursuant to the terms of StoneX Group’s Executive Performance Plan.

How do the restricted shares granted to the StoneX Group (SNEX) CIO vest?

The filing states that these restricted shares vest equally on the anniversary in years one, two and three following the grant date.

What is the insider’s role and relationship to StoneX Group Inc. (SNEX)?

The reporting person, Abigail H. Perkins, is an officer of StoneX Group Inc., serving as its Chief Information Officer.

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