StoneX director granted 81 restricted SNEX shares

StoneX Group Inc. director Diane L. Cooper received 81 restricted shares of common stock on January 30, 2026.

Accepted by SEC EDGAR 02/03/2026 - 04:08 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

StoneX Group Inc. director Diane L. Cooper received 81 restricted shares of common stock on January 30, 2026. The shares were granted at a price of $0 under the company’s Restricted Stock Program and increase her directly owned holdings to 23,724 shares.

The restricted shares vest in three equal installments on each anniversary of the grant date over three years, meaning she gains full ownership gradually rather than immediately. This is a routine equity compensation award rather than an open‑market share purchase or sale.

Insider Trade Summary

Grant/Award: 81 shares

Grant/Award 1 txn

Insider Cooper Diane L.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Shares of Common Stock	81	$0.00	$0.00

Holdings After Transaction: Restricted Shares of Common Stock — 23,724 shares (Direct)

Holdings Before and After: Restricted Shares of Common Stock, 23,643 to 23,724 shares (Direct)

Footnotes (1)

1. F1. Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did StoneX Group Inc. (SNEX) report for Diane L. Cooper?

StoneX Group Inc. reported that director Diane L. Cooper received 81 restricted shares of common stock on January 30, 2026. The grant was recorded at a price of $0 as part of the company’s equity-based compensation.

How many StoneX Group Inc. (SNEX) shares does Diane L. Cooper own after this Form 4 filing?

After the reported grant, Diane L. Cooper beneficially owns 23,724 shares of StoneX Group Inc. common stock. This total reflects her direct holdings following the addition of 81 restricted shares disclosed in the Form 4 filing.

What type of security did Diane L. Cooper receive from StoneX Group Inc. (SNEX)?

Diane L. Cooper received Restricted Shares of Common Stock of StoneX Group Inc. These shares are subject to vesting conditions under the company’s Restricted Stock Program, rather than being fully transferable and unrestricted at the grant date.

How do the restricted shares granted to Diane L. Cooper in SNEX vest over time?

The restricted shares granted to Diane L. Cooper vest equally over three years. According to the disclosure, the shares vest in three equal installments on each anniversary of the grant date, gradually becoming fully owned by her.

Was the StoneX Group Inc. (SNEX) insider transaction a purchase or a grant?

The transaction was a grant of restricted stock, not an open-market purchase. Diane L. Cooper received 81 restricted shares at a price of $0 under StoneX Group Inc.’s Restricted Stock Program as part of her director compensation.

Is Diane L. Cooper a director or officer of StoneX Group Inc. (SNEX) in this filing?

In this Form 4, Diane L. Cooper is identified as a director of StoneX Group Inc. She is not listed as an officer or 10% owner, and the filing is made by one reporting person in that capacity.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Cooper Diane L.

(Last) (First) (Middle)

230 PARK AVENUE

10TH FLOOR

(Street)

NEW YORK NY 10169

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
01/30/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Restricted Shares of Common Stock(1)	01/30/2026		A		81	A	$0	23,724	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Remarks:

	Diane L. Cooper	02/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.