StoneX CFO exercises options and sells shares
Accepted by SEC EDGAR
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Form Type
4
Rhea-AI Filing Summary
StoneX Group Inc. Chief Financial Officer William J. Dunaway exercised stock options for 126,563 shares of common stock at $8.90 per share, acquiring the same number of shares, and then sold 95,970 shares at a weighted-average price of $74.3287 per share pursuant to a Rule 10b5-1 trading plan. After the exercise, he held 632,812 stock options.
Insider Trade Summary 10b5-1
Exercise and sale activity reported; no spread calculated
Exercise and Sale
3 txns
Insider
Dunaway William J
Role
Chief Financial Officer
Sold
95,970 shs ($7.13M)
Approx. gross sale proceeds
$7.13M
Approx. exercise cost
$1.13M
Share of Position Sold
16.9%
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Stock Options | 126,563 | $0.00 | $0.00 |
| Exercise | Common Stock | 126,563 | $8.90 | $1.13M |
| Sale | Common Stock F1 | 95,970 | $74.3287 | $7.13M |
Holdings After Transaction:
Stock Options — 632,812 options (Direct);
Common Stock — 472,131 shares (Direct)
Holdings Before and After:
Stock Options, 759,375 to 632,812 options (Direct);
Common Stock, 441,538 to 472,131 shares (Direct)
Other Insiders: 6 other insiders reported open-market sales of this stock in the 30 days up to this filing.
Footnotes (1)
- F1. The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.
Key Figures
Options Exercised: 126,563 shares
Exercise Price: $8.90 per share
Shares Sold: 95,970 shares
+2 more
5 metrics
Options Exercised
126,563 shares
Stock options exercised into common stock on 2026-07-22
Exercise Price
$8.90 per share
Conversion or exercise price of stock options exercised
Shares Sold
95,970 shares
Common stock sold on 2026-07-22
Average Sale Price
$74.3287 per share
Weighted-average price for reported common stock sale
Options Remaining
632,812 options
Total stock options held after the reported exercise
Key Terms
Rule 10b5-1, derivative security, Stock Options, weighted-average price
4 terms
Rule 10b5-1 regulatory
"The filing’s Rule 10b5-1 checkbox is marked, indicating the reported"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.
derivative security financial
"transaction_code_description": "Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Stock Options financial
""security_title": "Stock Options", "transaction_date": "2026-07-22""
Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.
weighted-average price financial
"The price reported represents an average price. The Reporting Person"
Weighted-average price is the average of multiple prices where each price is counted according to its size or importance—larger trades carry more weight than smaller ones, like averaging course grades by credit hours. It matters to investors because it gives a more realistic picture of the true price paid or received, helping assess trade execution, compare performance, calculate cost basis, and value positions more accurately than a simple average.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transactions did SNEX CFO William J. Dunaway report?
William J. Dunaway reported exercising stock options for 126,563 StoneX Group (SNEX) shares at $8.90 per share and selling 95,970 common shares at a weighted-average price of $74.3287 per share on the same date.
How many stock options did the SNEX CFO exercise in this filing?
The CFO exercised 126,563 stock options, each convertible into one share of StoneX Group common stock at an exercise price of $8.90 per share, resulting in the acquisition of the same number of common shares.
Were the SNEX CFO’s trades made under a Rule 10b5-1 trading plan?
Yes. The filing’s Rule 10b5-1 checkbox is marked, indicating the reported transactions were effected pursuant to a pre-established trading plan, which automates trades under preset conditions.
How many StoneX Group stock options does the CFO hold after these transactions?
After exercising a portion of his options, the CFO is reported as holding 632,812 stock options. This figure reflects remaining derivative securities following the 126,563-share option exercise reported in the filing.
What does the average sale price disclosure mean in the SNEX Form 4?
The sale price of $74.3287 per share is disclosed as an average price. The insider states he will provide the exact number of shares sold at each individual price level to the SEC, the issuer, or any stockholder upon request.
AI-generated analysis. How Rhea-AI works. Not financial advice.
