StoneX executive exercises options, sells 104K shares
Accepted by SEC EDGAR
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Form Type
4
Rhea-AI Filing Summary
Sean Michael O’Connor, Executive Vice-Chairman of StoneX Group Inc., exercised stock options to acquire 225,000 shares of Common Stock at $8.90 per share on 2026-07-22, then sold 104,934 shares at an average price of $74.3303 per share pursuant to a Rule 10b5-1 trading plan. Following these transactions, he holds 1,676,250 stock options and indirect Common Stock positions, including 636,529 shares held by a trust and 3,815,946 shares held through Darseaker Limited.
Insider Trade Summary 10b5-1
Exercise and sale activity reported; no spread calculated
Exercise and Sale
3 txns
Insider
OCONNOR SEAN MICHAEL
Role
Executive Vice-Chairman-Board
Sold
104,934 shs ($7.80M)
Approx. gross sale proceeds
$7.80M
Approx. exercise cost
$2.00M
Share of Position Sold
5.7%
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Stock Options | 225,000 | $0.00 | $0.00 |
| Exercise | Common Stock | 225,000 | $8.90 | $2.00M |
| Sale | Common Stock F1 | 104,934 | $74.3303 | $7.80M |
| Holding | Common Stock | -- | -- | -- |
| Holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Stock Options — 1,676,250 options (Direct);
Common Stock — 1,750,447 shares (Direct);
Common Stock — 636,529 shares (Indirect, By Trust);
Common Stock — 3,815,946 shares (Indirect, Darseaker Limited)
Holdings Before and After:
Stock Options, 1,901,250 to 1,676,250 options (Direct);
Common Stock, 1,630,381 to 1,750,447 shares (Direct)
Other Insiders: 6 other insiders reported open-market sales of this stock in the 30 days up to this filing.
Footnotes (1)
- F1. The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.
Key Figures
Options exercised: 225000.0000 shares
Exercise price: $8.9000 per share
Shares sold: 104934.0000 shares
+4 more
7 metrics
Options exercised
225000.0000 shares
Stock options exercised into Common Stock on 2026-07-22
Exercise price
$8.9000 per share
Exercise or conversion price of Stock Options
Shares sold
104934.0000 shares
Common Stock sale on 2026-07-22
Average sale price
$74.3303 per share
Average price for sold Common Stock, based on multiple trades
Options remaining
1676250.0000 shares
Total Stock Options held after option exercise
Indirect holding by trust
636529.0000 shares
Common Stock held indirectly, nature of ownership: By Trust
Indirect holding via Darseaker Limited
3815946.0000 shares
Common Stock held indirectly through Darseaker Limited
Key Terms
Rule 10b5-1, Stock Options, derivative security, indirect
4 terms
Rule 10b5-1 regulatory
"transactions were made under a Rule 10b5-1 trading plan"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.
Stock Options financial
"security_title: Stock Options with an exercise price of $8.9000"
Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.
derivative security financial
"transaction code description: Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
indirect financial
"ownership_type: indirect, nature of ownership: By Trust"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What stock option exercise did Sean O’Connor report for StoneX (SNEX)?
Sean O’Connor exercised stock options for 225,000 shares of StoneX Group Inc. Common Stock at $8.90 per share on 2026-07-22, converting derivative securities into directly held Common Stock in a compensation-related transaction.
At what prices were Sean O’Connor’s StoneX (SNEX) transactions executed?
O’Connor’s option exercise converted shares at an $8.90 per share exercise price, and he sold 104,934 Common Stock shares at an average sale price of $74.3303 per share, based on multiple trades aggregated into a single average price.
Were Sean O’Connor’s recent SNEX trades made under a Rule 10b5-1 plan?
Yes. The report indicates the transactions were made under a Rule 10b5-1 trading plan, meaning trades were pre-arranged according to a preset plan rather than discretionary market timing by Sean O’Connor.
What StoneX (SNEX) equity positions does Sean O’Connor hold after these transactions?
After the reported transactions, O’Connor holds 1,676,250 stock options and indirect Common Stock interests, including 636,529 shares by a trust and 3,815,946 shares via Darseaker Limited, in addition to his directly held Common Stock.
What is Sean O’Connor’s role at StoneX Group Inc. (SNEX)?
Sean O’Connor is reported as an officer and director of StoneX Group Inc., serving as Executive Vice-Chairman-Board, which classifies him as a senior insider subject to ongoing reporting of his equity transactions.
AI-generated analysis. How Rhea-AI works. Not financial advice.
