StoneX CEO Philip Andrew Smith sells 45,000 shares

Q: How many SNEX shares did CEO Philip Andrew Smith sell?

Philip Andrew Smith sold 45,000 common shares on October 15, 2026, at an average price of $59.4997 per share. The sale was made under a Rule 10b5-1 plan. The reported price represents an average; the reporting person will provide details of the shares sold at each separate price upon request.

Q: How many SNEX stock options did Philip Andrew Smith exercise, and at what price?

Smith exercised 45,000 stock options at an exercise price of $8.90 per share on October 15, 2026, acquiring 45,000 common shares. The reported position after the exercise was 815,625 stock options.

The CEO's sale was under a Rule 10b5-1 plan, and the options carried an $8.90 exercise price.

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Rhea-AI Filing Summary

StoneX Group Inc. Chief Executive Officer Philip Andrew Smith exercised 45,000 stock options at an exercise price of $8.90 per share on October 15, 2026, acquiring 45,000 common shares. He sold 45,000 common shares the same day at an average price of $59.4997 per share; the sale was made under a Rule 10b5-1 plan. The reported position after the exercise was 815,625 stock options.

Insider Trade Summary 10b5-1

Exercise and Sale: 45,000 shares ($2.28M approx. pre-tax spread)

Exercise and Sale 3 txns

Insider Smith Philip Andrew

Role Chief Executive Officer

Sold 45,000 shs ($2.68M)

Approx. gross sale proceeds $2.68M

Approx. exercise cost $401K

Approx. pre-tax spread $2.28M

Type	Security	Shares	Price	Value
Exercise	Stock Options	45,000	$0.00	$0.00
Exercise	Common Stock	45,000	$8.90	$401K
Sale	Common Stock ^F1	45,000	$59.4997	$2.68M

Holdings After Transaction: Stock Options — 815,625 contracts (Direct); Common Stock — 738,216 shares (Direct)

Footnotes (1)

F1. The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Key Figures

Stock options exercised: 45,000 options Exercise price: $8.90 per share Common shares acquired: 45,000 shares +3 more

6 metrics

Stock options exercised 45,000 options October 15, 2026

Exercise price $8.90 per share Options exercised on October 15, 2026

Common shares acquired 45,000 shares October 15, 2026

Common shares sold 45,000 shares October 15, 2026

Average sale price $59.4997 per share Sale on October 15, 2026

Stock options after exercise 815,625 options Reported following the October 15, 2026 exercise

Key Terms

Rule 10b5-1 plan, average price, exercise price

3 terms

Rule 10b5-1 plan regulatory

"the sale of 45,000 shares on October 15, 2026"

A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.

average price financial

"the reported price for the sale of 45,000 shares"

exercise price financial

"the exercise of 45,000 stock options"

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many SNEX shares did CEO Philip Andrew Smith sell?

Philip Andrew Smith sold 45,000 common shares on October 15, 2026, at an average price of $59.4997 per share. The sale was made under a Rule 10b5-1 plan. The reported price represents an average; the reporting person will provide details of the shares sold at each separate price upon request.

How many SNEX stock options did Philip Andrew Smith exercise, and at what price?

Smith exercised 45,000 stock options at an exercise price of $8.90 per share on October 15, 2026, acquiring 45,000 common shares. The reported position after the exercise was 815,625 stock options.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Available on EDGAR 10/15/2026 - 07:07 PM EDT Accepted by SEC EDGAR 10/15/2026 - 07:06 PM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Smith Philip Andrew

(Last)

(First)

(Middle)

230 PARK AVENUE

10TH FLOOR

(Street)

NEW YORK

10169

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	10/15/2026		M		45,000	A	$8.9	783,216	D
Common Stock	10/15/2026		S		45,000	D	$59.4997⁽¹⁾	738,216	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Stock Options	$8.9	10/15/2026		M			45,000	12/05/2021	12/05/2026	Common Stock	45,000	$0	815,625	D

Explanation of Responses:

1. The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Remarks:

	Philip Andrew Smith	10/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR