StoneX Group (SNEX) grants 1,101 restricted shares to director

(Neutral)

Form Type

Rhea-AI Filing Summary

Thamodaran Dhamu R. reported acquisition or exercise transactions in this Form 4 filing.

StoneX Group Inc. director Thamodaran Dhamu R. received a grant of 1,101 restricted shares of common stock as part of the annual compensation for non-executive directors. The award was made under the company’s Restricted Stock Plan at a price of $0.00 per share.

According to the filing, these restricted shares vest fully on the first anniversary of the grant date. After this award, Thamodaran Dhamu R. directly holds a total of 34,936 shares of StoneX Group common stock.

Insider Trade Summary

Net Buyer: 1,101 shares

Net Buy 1 txn

Insider Thamodaran Dhamu R.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Shares of Common Stock	1,101	$0.00	$0.00

Holdings After Transaction: Restricted Shares of Common Stock — 34,936 shares (Direct)

Footnotes (1)

F1. Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 26, 2026. Shares vest fully on the first anniversary of the grant date.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 03/12/2026 - 08:25 AM

FAQ

What insider transaction did StoneX Group (SNEX) report for Thamodaran Dhamu R.?

StoneX Group reported that director Thamodaran Dhamu R. received 1,101 restricted shares of common stock. The shares were granted at $0.00 per share as part of his annual non-executive director compensation under the company’s Restricted Stock Plan.

How many StoneX Group (SNEX) shares does Thamodaran Dhamu R. hold after this grant?

After the restricted stock grant, Thamodaran Dhamu R. directly holds 34,936 StoneX Group common shares. This total includes the newly awarded 1,101 restricted shares disclosed in the Form 4 insider transaction report filed with regulators.

Is the StoneX (SNEX) insider transaction an open-market purchase or a stock grant?

The transaction is a stock grant, not an open-market purchase. Thamodaran Dhamu R. received 1,101 restricted shares at $0.00 per share as part of his annual compensation, rather than buying shares on the open market.

What is the vesting schedule for the 1,101 restricted shares granted by StoneX (SNEX)?

The 1,101 restricted shares granted to Thamodaran Dhamu R. vest fully on the first anniversary of the grant date. Until vesting, the shares are restricted, aligning director compensation with the company’s longer-term performance period.

Under which plan were the StoneX (SNEX) restricted shares granted to Thamodaran Dhamu R.?

The restricted shares were granted under StoneX Group’s Restricted Stock Plan. The Form 4 notes they are part of the annual compensation for non-executive directors, consistent with disclosures in the company’s proxy statement dated January 26, 2026.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Thamodaran Dhamu R.

(Last)

(First)

(Middle)

230 PARK AVENUE

10TH FLOOR

(Street)

NEW YORK

10169

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Shares of Common Stock⁽¹⁾	03/10/2026		A		1,101	A	$0	34,936	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 26, 2026. Shares vest fully on the first anniversary of the grant date.

Remarks:

	Dhamu R. Thamodaran	03/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR