StoneX Executive Cashes Out Yet Grows Holding After Option Exercise

Rhea-AI Filing Summary

StoneX Group (SNEX) – Form 4 insider transaction

On 16 June 2025, Chief Information Officer Abigail H. Perkins exercised 16,767 stock options at an exercise price of $27.58 (transaction code “M”), immediately acquiring the same number of common shares. She then sold 10,470 shares on the open market at a $86.2209 average price (transaction code “S”).

• Gross sale proceeds ≈ $0.90 million; option exercise cost ≈ $0.46 million.
• Net result: Perkins retained 6,297 additional shares, raising her direct stake from about 37,616 to 43,913 shares (+17%), plus 337 indirect shares held for her children.
• She continues to hold 241,875 unexercised options.
• No check-box was ticked indicating a Rule 10b5-1 trading plan.

The mixed transaction (partial sale after option exercise) signals both liquidity taking and increased long-term exposure. No other material events were disclosed in this filing.

Positive

• Officer retained 6,297 newly issued shares, boosting direct ownership by roughly 17%.

Negative

• Officer sold 10,470 shares for about $0.9 million, representing nearly 19% of her direct stake and executed outside a disclosed 10b5-1 plan.

Insights

Corporate Governance Analyst

TL;DR: CIO sells ~$0.9M but keeps 6k shares; net stake up 17%—signal neutral-to-slightly negative for sentiment.

The filing shows a classic exercise-and-sell pattern: the officer covered tax/liquidity by offloading 62% of exercised shares, pocketing roughly $0.9 million in proceeds while still expanding ownership by 6,297 shares. Because the sale represents about 19% of her post-exercise direct holdings and is not under a disclosed 10b5-1 plan, the market may view the cash-out negatively. However, the net increase in share count partially offsets that concern and indicates continued alignment with shareholders. With 241,875 remaining options, future dilution or additional sales are possible but not immediate. Overall impact on valuation is modest; I classify this as neutral.

Insider Trade Summary

Net Seller: 10,470 shares ($902,733)

Net Sell 4 txns

Insider Perkins Abigail H

Role Chief Information Officer

Sold 10,470 shs ($903K)

Type	Security	Shares	Price	Value
Exercise	Stock Options	16,767	$0.00	--
Exercise	Common Stock	16,767	$27.58	$462K
Sale	Common Stock	10,470	$86.2209	$903K
holding	Common Stock	--	--	--

Holdings After Transaction: Stock Options — 241,875 shares (Direct); Common Stock — 54,383 shares (Direct); Common Stock — 337 shares (Indirect, By Children)

Footnotes (1)

1. [object Object]

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Perkins Abigail H

(Last) (First) (Middle)

230 PARK AVENUE

10TH FLOOR

(Street)

NEW YORK NY 10169

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Information Officer

3. Date of Earliest Transaction (Month/Day/Year)
06/16/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/16/2025		M		16,767	A	$27.58	54,383	D
Common Stock	06/16/2025		S		10,470	D	$86.2209(1)	43,913	D
Common Stock								337	I	By Children

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options	$27.58	06/16/2025		M			16,767	12/05/2022	12/05/2026	Common Stock	16,767	$0	241,875	D

Explanation of Responses:

1. The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Remarks:

	Abigail H. Perkins	06/17/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many StoneX (SNEX) shares did CIO Abigail Perkins sell on 16-Jun-2025?

She sold 10,470 common shares at an average price of $86.2209.

What was the exercise price for Abigail Perkins’ StoneX stock options?

The options were exercised at $27.58 per share.

Did Abigail Perkins increase or decrease her overall StoneX shareholding?

Despite the sale, her direct ownership increased by 6,297 shares, ending at 43,913 shares.

How many unexercised StoneX options does the CIO still own after this filing?

She continues to hold 241,875 stock options.

Was the transaction made under a Rule 10b5-1 trading plan?

The filing did not indicate that a 10b5-1 plan was in place.