StoneX COO gets 8,091 restricted shares; tax withheld

StoneX Group Inc. Chief Operating Officer Stuart Davison received two grants of restricted common stock on December 15, 2025, totaling 8,091 shares under company performance and remuneration plans, which vest equally over three years.

Accepted by SEC EDGAR 12/17/2025 - 04:31 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

StoneX Group Inc. Chief Operating Officer Stuart Davison received two grants of restricted common stock on December 15, 2025, totaling 8,091 shares under company performance and remuneration plans, which vest equally over three years. On the same date, 1,410 common shares were withheld at $97.43 per share for taxes, leaving 14,400 common shares and 15,810 restricted shares directly held after the transactions.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Davison Stuart

Role Chief Operating Officer

Type	Security	Shares	Price	Value
Grant/Award	Restricted Shares of Common Stock	3,920	$0.00	$0.00
Grant/Award	Restricted Shares of Common Stock	4,171	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	1,410	$97.43	$137K

Holdings After Transaction: Restricted Shares of Common Stock — 15,810 shares (Direct); Common Stock — 14,400 shares (Direct)

Holdings Before and After: Restricted Shares of Common Stock, 7,719 to 15,810 shares (Direct); Common Stock, 15,810 to 14,400 shares (Direct)

Footnotes (2)

1. F1. Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.
2. F2. Shares issued pursuant to the terms of the remuneration policy as agreed upon by StoneX Financial Ltd. Shares vest equally on anniversary in years one, two and three.

Key Figures

Restricted stock grant 1: 3,920 shares Restricted stock grant 2: 4,171 shares Tax withholding shares: 1,410 shares +2 more

5 metrics

Restricted stock grant 1 3,920 shares Non-derivative grant of restricted common stock on December 15, 2025

Restricted stock grant 2 4,171 shares Second non-derivative grant of restricted common stock on December 15, 2025

Tax withholding shares 1,410 shares Common shares withheld at $97.43 per share to satisfy tax liabilities

Common stock holdings 14,400 shares Common shares directly owned after tax-withholding disposition on December 15, 2025

Restricted stock holdings 15,810 shares Restricted common shares directly owned after reported grants

Key Terms

Restricted Shares of Common Stock, Executive Performance Plan, remuneration policy, tax-withholding disposition

4 terms

Restricted Shares of Common Stock financial

"Security title reported as Restricted Shares of Common Stock"

Restricted shares of common stock are company shares that cannot be sold or transferred until specific conditions are met, such as a set time period, performance targets, or regulatory approvals; they are often granted to founders, employees or early investors. They matter to investors because when the restrictions lift those shares can enter the market and increase the supply, potentially diluting existing holders and changing the stock’s price, similar to a locked faucet being opened and more water joining the flow.

Executive Performance Plan financial

"Shares issued pursuant to the terms of the Company's Executive Performance Plan"

remuneration policy financial

"Shares issued pursuant to the terms of the remuneration policy"

A remuneration policy is a company’s written guide on how it pays executives and senior managers, covering salary, bonuses, stock awards and other benefits. It matters to investors because it shows how pay is linked to long-term performance and risk—like a recipe that determines whether incentives encourage sustainable growth or reward short-term gains—affecting governance, shareholder returns and potential conflicts of interest.

tax-withholding disposition financial

"Transaction action described as tax-withholding disposition"

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What restricted stock did StoneX Group Inc. (SNEX) grant to COO Stuart Davison?

Stuart Davison received 8,091 restricted shares of common stock on December 15, 2025, in two grants (3,920 and 4,171 shares) under company performance and remuneration plans, with the awards scheduled to vest equally on each of the first three anniversaries.

How many StoneX Group Inc. (SNEX) shares were withheld for Stuart Davison’s taxes?

1,410 common shares were withheld on December 15, 2025, at $97.43 per share to satisfy tax obligations related to equity awards, reported as a tax-withholding disposition rather than an open-market sale.

What are Stuart Davison’s StoneX Group Inc. (SNEX) share holdings after these transactions?

Following the reported grants and tax withholding, Davison directly holds 14,400 common shares and 15,810 restricted shares of StoneX Group Inc. common stock, as reported in the post-transaction holdings data.

Under what plans were Stuart Davison’s StoneX Group Inc. (SNEX) restricted shares issued?

The restricted shares were issued pursuant to the Company’s Executive Performance Plan and a remuneration policy agreed with StoneX Financial Ltd., with shares from these plans vesting equally over three years.

Did Stuart Davison execute any open-market trades in StoneX Group Inc. (SNEX) stock?

The filing shows

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Davison Stuart

(Last) (First) (Middle)

230 PARK AVENUE

10TH FLOOR

(Street)

NEW YORK NY 10169

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Operating Officer

3. Date of Earliest Transaction (Month/Day/Year)
12/15/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Restricted Shares of Common Stock(1)	12/15/2025		A		3,920	A	$0	11,639	D
Restricted Shares of Common Stock(2)	12/15/2025		A		4,171	A	$0	15,810	D
Common Stock	12/15/2025		F		1,410	D	$97.43	14,400	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

2. Shares issued pursuant to the terms of the remuneration policy as agreed upon by StoneX Financial Ltd. Shares vest equally on anniversary in years one, two and three.

Remarks:

	Stuart Davison	12/15/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.