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StoneX Group (SNEX) director awarded 99 restricted shares in equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

StoneX Group Inc. director receives restricted stock grant

StoneX Group Inc. director Dhamu R. Thamodaran acquired 99 restricted shares of common stock on January 30, 2026 at a price of $0 per share under the company’s Restricted Stock Program. After this grant, he beneficially owns 33,835 shares directly.

The restricted shares vest in three equal installments on each of the first, second, and third anniversaries of the grant date, tying a portion of the director’s compensation to the company’s long-term performance.

Positive

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Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Thamodaran Dhamu R.

(Last) (First) (Middle)
230 PARK AVENUE
10TH FLOOR

(Street)
NEW YORK NY 10169

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/30/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Restricted Shares of Common Stock(1) 01/30/2026 A 99 A $0 33,835 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.
Remarks:
Dhamu R. Thamodaran 02/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did StoneX Group Inc. (SNEX) report on this Form 4?

StoneX Group Inc. reported that director Dhamu R. Thamodaran received 99 restricted shares of common stock on January 30, 2026. The shares were granted at $0 per share as part of the company’s Restricted Stock Program and are subject to a multi-year vesting schedule.

Who is the insider involved in the latest SNEX Form 4 filing?

The insider is Dhamu R. Thamodaran, a director of StoneX Group Inc. He reported acquiring 99 restricted shares of common stock, granted at no cost, under the company’s Restricted Stock Program, with vesting spread over three years from the January 30, 2026 grant date.

How many StoneX (SNEX) shares does the director own after this restricted stock grant?

After the January 30, 2026 transaction, director Dhamu R. Thamodaran beneficially owns 33,835 shares of StoneX Group Inc. common stock directly. This total includes the newly granted 99 restricted shares that were awarded under the company’s Restricted Stock Program and are subject to vesting.

What are the vesting terms of the 99 restricted StoneX (SNEX) shares granted?

The 99 restricted shares granted to director Dhamu R. Thamodaran vest in three equal installments. They vest on the first, second, and third anniversaries of the January 30, 2026 grant date, aligning the director’s equity compensation with longer-term company performance and service.

Was there any cash paid for the 99 restricted StoneX (SNEX) shares?

No cash was paid for the grant; the 99 restricted shares were issued at a price of $0 per share. They were awarded through StoneX Group Inc.’s Restricted Stock Program as part of the director’s compensation, subject to a three-year, equal-installment vesting schedule.

Is the reported StoneX (SNEX) insider ownership direct or indirect?

The Form 4 indicates that Dhamu R. Thamodaran’s 33,835 shares, including the 99 restricted shares granted on January 30, 2026, are held with direct ownership. No indirect ownership entity or separate beneficial owner is referenced in the provided transaction or footnote information.
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