StoneX Group officer reports restricted stock grant and share sale

StoneX Group Inc. officer reports stock grant and share sale.

Accepted by SEC EDGAR 12/17/2025 - 04:32 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

StoneX Group Inc. officer reports stock grant and share sale. Chief Governance/Legal Officer Diego Rotsztain reported receiving 5,821 restricted shares of StoneX Group common stock on 12/15/2025 at a stated price of $0, issued under the company’s Executive Performance Plan. These restricted shares vest in three equal installments on each of the first, second, and third anniversaries of the grant date.

On the same date, he reported a disposition of 6,132 shares of common stock at $97.43 per share, coded as an "F" transaction, which typically indicates shares withheld or sold to cover taxes. After these transactions, he directly holds 27,484 restricted shares of common stock and 21,352 shares of common stock.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Rotsztain Diego

Role Chief Governance/Legal Officer

Type	Security	Shares	Price	Value
Grant/Award	Restricted Shares of Common Stock	5,821	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	6,132	$97.43	$597K

Holdings After Transaction: Restricted Shares of Common Stock — 27,484 shares (Direct); Common Stock — 21,352 shares (Direct)

Holdings Before and After: Restricted Shares of Common Stock, 21,663 to 27,484 shares (Direct); Common Stock, 27,484 to 21,352 shares (Direct)

Footnotes (1)

1. F1. Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did StoneX Group Inc. (SNEX) report for 12/15/2025?

Chief Governance/Legal Officer Diego Rotsztain reported receiving 5,821 restricted shares of StoneX Group common stock on 12/15/2025 and a disposition of 6,132 shares of common stock on the same date.

How many StoneX Group (SNEX) restricted shares were granted to the officer?

The officer was granted 5,821 restricted shares of common stock under the company’s Executive Performance Plan. These shares were reported at a price of $0 per share.

What are the vesting terms of the StoneX Group (SNEX) restricted shares?

The 5,821 restricted shares issued under the Executive Performance Plan vest equally on the first, second, and third anniversaries of the grant date.

What does the Form 4 transaction code "F" mean for StoneX Group (SNEX)?

The Form 4 lists a transaction coded "F" for 6,132 shares of common stock at $97.43 per share. Code F typically indicates a disposition of shares to satisfy tax withholding obligations.

How many StoneX Group (SNEX) shares does the officer own after these transactions?

Following the reported transactions, the officer directly owns 27,484 restricted shares of common stock and 21,352 shares of common stock.

What is the role of the reporting person at StoneX Group Inc. (SNEX)?

The reporting person, Diego Rotsztain, is an officer of StoneX Group Inc., serving as Chief Governance/Legal Officer.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rotsztain Diego

(Last) (First) (Middle)

230 PARK AVENUE

10TH FLOOR

(Street)

NEW YORK NY 10169

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Governance/Legal Officer

3. Date of Earliest Transaction (Month/Day/Year)
12/15/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Restricted Shares of Common Stock(1)	12/15/2025		A		5,821	A	$0	27,484	D
Common Stock	12/15/2025		F		6,132	D	$97.43	21,352	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Remarks:

	Diego Rotsztain	12/15/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.