StoneX director receives restricted stock award

FOWLER JOHN MOORE reported acquisition or exercise transactions in this Form 4 filing.

Accepted by SEC EDGAR 03/12/2026 - 08:21 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

FOWLER JOHN MOORE reported acquisition or exercise transactions in this Form 4 filing.

StoneX Group Inc. director John Moore Fowler received an award of 1,101 restricted shares of common stock as part of the company’s annual compensation for non-executive directors. The shares were granted under the Restricted Stock Plan and will vest fully on the first anniversary of the grant date.

Following this grant, Fowler directly holds 114,866 shares of StoneX common stock. An additional 3,000 shares are held indirectly through his spouse, reflecting a separate indirect ownership position reported in the filing.

Insider Trade Summary

Grant/Award: 1,101 shares

Grant/Award 1 txn

Insider FOWLER JOHN MOORE

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Shares of Common Stock	1,101	$0.00	$0.00
Holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Shares of Common Stock — 114,866 shares (Direct); Common Stock — 3,000 shares (Indirect, By Spouse)

Holdings Before and After: Restricted Shares of Common Stock, 113,765 to 114,866 shares (Direct)

Footnotes (1)

1. F1. Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 26, 2026. Shares vest fully on the first anniversary of the grant date.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did StoneX Group (SNEX) report for John Moore Fowler?

StoneX Group reported that director John Moore Fowler received 1,101 restricted shares of common stock as part of annual compensation. These shares were granted under the company’s Restricted Stock Plan and represent a non-cash, equity-based award to a non-executive director.

How many StoneX (SNEX) shares does John Moore Fowler hold after this Form 4?

After the reported grant, John Moore Fowler directly holds 114,866 StoneX common shares. The filing also shows 3,000 additional shares held indirectly through his spouse, indicating both direct and indirect ownership interests disclosed in the same report.

What are the vesting terms of John Moore Fowler’s restricted StoneX (SNEX) shares?

The 1,101 restricted shares granted to John Moore Fowler vest fully on the first anniversary of the grant date. Until vesting, the award remains subject to the plan’s conditions, aligning director compensation with StoneX’s long-term performance and retention objectives.

Is John Moore Fowler’s StoneX (SNEX) award a market purchase or compensation grant?

The award is a compensation grant, not a market purchase. The Form 4 classifies it under transaction code A, meaning a grant or award acquisition, and notes it was received through StoneX’s Restricted Stock Plan for non-executive directors as annual compensation.

How is indirect ownership reported for StoneX (SNEX) director John Moore Fowler?

The filing shows 3,000 StoneX common shares held indirectly with the ownership nature described as “By Spouse.” This indicates those shares are attributed to Fowler through his spouse’s holdings, separate from his 114,866 shares held directly in his own name.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

FOWLER JOHN MOORE

(Last) (First) (Middle)

230 PARK AVENUE

10TH FLOOR

(Street)

NEW YORK NY 10169

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Restricted Shares of Common Stock(1)	03/10/2026		A		1,101	A	$0	114,866	D
Common Stock								3,000	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 26, 2026. Shares vest fully on the first anniversary of the grant date.

Remarks:

	John M. Fowler	03/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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