Welcome to our dedicated page for StoneX Group SEC filings (Ticker: SNEX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
StoneX Group Inc. filings document operating results, governance matters, capital actions and material events for a Nasdaq-listed financial services company. Its 8-K reports include quarterly results releases, annual meeting voting outcomes, stock split disclosure, share repurchase authorization, resale registration activity and legal or arbitration-related matters involving the company and subsidiaries.
StoneX proxy materials describe board elections, auditor ratification, executive compensation and shareholder voting procedures. Registration and prospectus-related filings address common stock resale matters, while periodic and current reports provide formal disclosure around the company’s global brokerage, clearing, payments, market-making and related financial services operations.
StoneX Group Inc. filed an amendment to its Form 13F, restating quarterly Section 13(f) reports after discovering under-reported holdings spanning Q4 2021 through Q1 2025. The firm identified four causes: missing market-making accounts, an Excel XLOOKUP error, failure to apply revised rounding rules, and Excel scientific-notation misreads. The amended 13F lists 278 information-table entries with a reported aggregate value of $922,288,432 and shows 2 other included managers.
StoneX Group Inc. filed an amendment to its Form 13F reporting, restating holdings after an internal review identified reporting errors affecting quarterly filings from Q4 2021 through Q1 2025. The report lists a Form 13F Information Table value total of $187,210,212 and 361 reported entries. The firm attributes the errors to four causes: missing market making accounts, an Excel XLOOKUP vs SUMIF formula mistake, failure to adopt SEC rounding rule changes, and Excel scientific-notation conversion of certain CUSIPs.
StoneX Group Inc. restates and amends its Form 13F holdings. The amendment shows 264 Form 13F entries with a total value of $818,990,884. The firm says prior quarterly filings from Q4 2021 through Q1 2025 under‑reported securities due to four identified errors: missing market‑making accounts, an Excel XLOOKUP/SUMIF formula mistake, failure to implement an SEC rounding rule, and Excel scientific notation conversion of CUSIPs.
The filing lists two other included managers, StoneX Advisors Inc. and StoneX Financial Inc., and is designated as an amended, restatement submission.
StoneX Group Inc. filed an amendment restating its Section 13(f) filings after identifying under-reporting across multiple quarters. The amendment lists 400 Form 13F information table entries with a reported value total of $180,833,921 and names two other included managers.
The filing (Amendment No. 2) attributes the errors to four causes: missing market‑making accounts, an Excel XLOOKUP vs SUMIF error, failure to implement SEC rounding rule change, and Excel scientific notation conversion of CUSIPs. The report is signed by John Calvano on 08-13-2025.
StoneX Group Inc. amended its Form 13F to restate quarterly filings after discovering under-reporting of securities, shares and market values.
The amendment identifies 254 reported holdings with a combined reported market value of $743,338,613 and lists 2 other included managers. The firm cites four root causes for the errors: missing market making accounts, an Excel "XLOOKUP" vs "SUMIF" formula error, failure to implement the SEC rounding rule, and Excel scientific-notation misconversion impacting CUSIPs.
StoneX Group Inc. amends its Form 13F and restates previously reported holdings. The amendment corrects under-reported securities, shares, and market values covering Q4 2021 through Q1 2025 and affects Other Reporting Managers: StoneX Advisors Inc., StoneX Financial Inc., and Trust Advisory Group, Ltd.
The filing reports 356 information-table entries with a total market value of $177,440,735 and lists 2 other included managers. The amendment identifies four causes for the errors: missing market-making accounts, an Excel XLOOKUP/SUMIF formula error, failure to adopt SEC rounding rule changes, and Excel scientific-notation conversion of certain CUSIPs.
StoneX Group Inc. restates its Form 13F holdings due to under-reporting of securities across filings from Q4 2021 through Q1 2025.
The amendment corrects the 13F Information Table totaling $786,393,853 in market value across 269 reported entries and notes 2 other included managers. The filing identifies four causes for the errors: missing market‑making accounts, an Excel XLOOKUP vs SUMIF error, failure to implement an SEC rounding rule, and Excel scientific‑notation conversion of CUSIPs. The report is signed by John Calvano on 08-13-2025.
StoneX Group Inc. filed an amendment to its Form 13F restating prior quarterly reports and adding holdings entries.
The amendment states the firm under‑reported securities, shares and market values from Q4 2021 through Q1 2025 due to four causes: missing market‑making accounts, an Excel XLOOKUP vs SUMIF error, a failure to implement SEC rounding rule change, and Excel scientific‑notation conversion of certain CUSIPs. The report lists 440 information table entries totaling $168,117,099.
StoneX Group Inc. files an amended Form 13F restating prior quarterly reports after an internal review identified reporting errors affecting holdings counts and market values.
The amendment corrects the Form 13F Information Table total of $747,006,346 across 262 entries and attributes errors to four causes: missing market‑making accounts, an Excel XLOOKUP vs SUMIF formula error, failure to implement SEC rounding rule, and Excel scientific‑notation conversion of CUSIPs.
StoneX Group Inc. amends its Form 13F to restate quarterly holdings after an internal review. The amendment cites under-reporting from Q4 2021 through Q1 2025 caused by excluded market‑making accounts, an Excel XLOOKUP/SUMIF error, failure to apply an SEC rounding rule, and Excel scientific‑notation CUSIP conversions. The filing lists 587 table entries with a total reported value of $687,193,008. The amendment was signed by John Calvano on 08-13-2025.