StoneX Group Inc. filings document operating results, governance matters, capital actions and material events for a Nasdaq-listed financial services company. Its 8-K reports include quarterly results releases, annual meeting voting outcomes, stock split disclosure, share repurchase authorization, resale registration activity and legal or arbitration-related matters involving the company and subsidiaries.
StoneX proxy materials describe board elections, auditor ratification, executive compensation and shareholder voting procedures. Registration and prospectus-related filings address common stock resale matters, while periodic and current reports provide formal disclosure around the company’s global brokerage, clearing, payments, market-making and related financial services operations.
StoneX Group Inc. reported an insider equity award for its Chief Information Officer, Abigail H. Perkins. On 12/15/2025, she was issued 4,346 restricted shares of common stock at a stated price of $0 per share. After this grant, she beneficially owned 48,259 shares directly and 337 shares indirectly through her children. The filing notes these shares were issued under the company’s Executive Performance Plan and will vest in three equal installments on the first, second, and third anniversaries of the grant date.
StoneX Group Inc. officer reports stock grant and share sale. Chief Governance/Legal Officer Diego Rotsztain reported receiving 5,821 restricted shares of StoneX Group common stock on 12/15/2025 at a stated price of $0, issued under the company’s Executive Performance Plan. These restricted shares vest in three equal installments on each of the first, second, and third anniversaries of the grant date.
On the same date, he reported a disposition of 6,132 shares of common stock at $97.43 per share, coded as an "F" transaction, which typically indicates shares withheld or sold to cover taxes. After these transactions, he directly holds 27,484 restricted shares of common stock and 21,352 shares of common stock.
StoneX Group Inc. Chief Operating Officer Stuart Davison received two grants of restricted common stock on December 15, 2025, totaling 8,091 shares under company performance and remuneration plans, which vest equally over three years. On the same date, 1,410 common shares were withheld at $97.43 per share for taxes, leaving 14,400 common shares and 15,810 restricted shares directly held after the transactions.
StoneX Group Inc. reported an insider equity award for its Chief Risk Officer, Mark L. Maurer. On 12/15/2025, he acquired 7,300 restricted shares of common stock at a price of $0, issued pursuant to the company's Executive Performance Plan. These restricted shares vest in three equal installments on each of the first, second, and third anniversaries of the grant date. Following this award, Maurer beneficially owns 90,331 shares of StoneX Group common stock in direct ownership.
StoneX Group Inc. chief executive officer Philip Andrew Smith reported equity transactions in company stock dated 12/15/2025. He acquired 13,400 restricted shares of common stock at $0, increasing his directly held restricted shares to 341,154. He also acquired an additional 11,282 restricted shares at $0, bringing another restricted share position to 352,436 shares.
The filing shows a disposition of 7,166 shares of common stock coded "F" at a price of $97.43, with 345,270 shares of common stock held directly afterward. The restricted shares were issued under the company’s executive performance plan and a remuneration policy, and vest in equal installments over three years.
StoneX Group Inc. reported an insider equity award for President Charles M. Lyon. On 12/15/2025, he received 13,400 restricted shares of common stock at a stated price of $0, reflecting a grant under the company’s Executive Performance Plan rather than an open-market purchase. After this award, he beneficially owned 135,330 shares directly. The filing notes that these shares were issued pursuant to the Executive Performance Plan and will vest in equal installments on each anniversary over three years, aligning compensation with continued service and performance milestones.
StoneX Group Inc. Chief Financial Officer William J. Dunaway reported equity transactions in company stock on 12/15/2025. He acquired 7,300 restricted shares of common stock at a stated price of $0, issued under the company’s Executive Performance Plan. These shares vest in three equal installments on the first, second, and third anniversaries of the grant date. On the same day, he disposed of 7,279 shares of common stock at $97.43 per share. Following these transactions, Dunaway directly beneficially owned 168,819 shares of StoneX Group common stock.
StoneX Group Inc. reported that Chief Accounting Officer Aaron M. Schroeder acquired 977 restricted shares of common stock on 12/15/2025 under the company’s Restricted Stock Program at a price of $0 per share. Following this grant, he beneficially owns 36,654 shares of StoneX common stock directly. The restricted shares vest in three equal installments on each of the first, second, and third anniversaries of the grant date.
StoneX Group Inc. director Dhamu R. Thamodaran reported a charitable stock gift. On December 11, 2025, he made a gift (transaction code G) of 2,951 shares of StoneX Group Inc. common stock at a stated price of $0, described as a gift to a charitable foundation. Following this transaction, he beneficially owns 33,736 shares of common stock in a direct capacity.
StoneX Group Inc. (SNEX) filed a current report stating that it has released a press release covering its results of operations and financial condition for the fiscal quarter ended September 30, 2025. The company furnished this earnings-related press release as Exhibit 99.1 to the report and noted that this information is being provided under a “furnished” status, meaning it is not treated as formally filed for certain liability purposes under securities laws.