Welcome to our dedicated page for StoneX Group SEC filings (Ticker: SNEX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
StoneX Group Inc. filings document operating results, governance matters, capital actions and material events for a Nasdaq-listed financial services company. Its 8-K reports include quarterly results releases, annual meeting voting outcomes, stock split disclosure, share repurchase authorization, resale registration activity and legal or arbitration-related matters involving the company and subsidiaries.
StoneX proxy materials describe board elections, auditor ratification, executive compensation and shareholder voting procedures. Registration and prospectus-related filings address common stock resale matters, while periodic and current reports provide formal disclosure around the company’s global brokerage, clearing, payments, market-making and related financial services operations.
StoneX Group Inc. amends its Form 13F to restate prior quarterly holdings after an internal review found under-reporting of securities, shares and market values across filings from Q4 2021 through Q1 2025. The amendment lists $155,060,498 in reported value and 111 table entries.
The filing attributes the errors to four causes: missing market‑making accounts, an Excel XLOOKUP vs SUMIF formula mistake, failure to implement a rounding rule change for dollar values, and Excel conversion of CUSIPs to scientific notation. The report names two other included managers: StoneX Advisors Inc. and StoneX Financial Inc..
StoneX Group Inc. files an amended Form 13F restatement disclosing corrections to prior quarterly 13F submissions and adding new holdings entries.
The amendment (Amendment No. 2) reports 355 holdings with a total value of $537,477,086, and attributes the errors to four causes: missing market‑making accounts; an Excel XLOOKUP vs SUMIF formula error; failure to adopt an SEC rounding rule change; and Excel scientific notation conversion of certain CUSIPs. The filing names two other included managers: StoneX Advisors Inc. and StoneX Financial Inc.
StoneX Group Inc. restates prior 13F filings after an internal review found under-reporting of securities, shares and market values from Q4 2021 through Q1 2025. The amended Form 13F lists 199 table entries with a total value of $191,559,934.
The firm attributes the errors to four causes: missing market‑making accounts, an Excel XLOOKUP vs SUMIF formula error, failure to implement an SEC rounding rule change for dollar values, and Excel scientific‑notation conversion of CUSIPs. The amendment is a restatement and adds corrected holdings entries.
StoneX Group Inc. files an amended Form 13F correcting prior quarterly reports after an internal review identified reporting errors that under‑reported securities, shares and market values.
The amendment restates holdings across periods Q4 2021 through Q1 2025 and reports 510 information table entries with a total market value of $611,065,208.
StoneX Group Inc. files an amended Form 13F restating prior quarterly holdings after internal review found under-reporting of securities, shares and market values from Q4 2021 through Q1 2025. The amendment cites four causes: missing market-making accounts, an Excel XLOOKUP vs SUMIF error, failure to apply an SEC rounding rule, and scientific notation conversion of CUSIPs.
The report lists 211 information-table entries with a table value total of $206,590,992 and identifies two other included managers: StoneX Advisors Inc. and StoneX Financial Inc.
StoneX Group Inc. filed an amendment to its Form 13F that restates prior quarterly reports after identifying under-reporting across Q4 2021 through Q1 2025. The amendment (Amendment No. 4) reports 547 information-table entries with an aggregate value of $1,057,847,016 and lists 2 other included managers.
The filing attributes the discrepancies to four causes: missing market-making accounts, an Excel XLOOKUP vs SUMIF formula error, failure to implement SEC rounding rule change, and Excel scientific-notation conversion of certain CUSIPs. The report is signed by John Calvano on 08-13-2025.
StoneX Group Inc. filed an amended 13F reporting restated holdings and adding new entries after an internal review found under-reported securities from Q4 2021 through Q1 2025.
The amendment shows 74 reported holdings with a total value of $186,386,475, lists 2 other included managers, and attributes errors to four causes including missing market-making accounts and Excel formula/scientific-notation issues.
StoneX Group Inc. filed an amended Form 13F restating prior quarterly 13F holdings after an internal review found under‑reported securities, shares and market values.
The amendment (Amendment Number 2) cites four causes spanning Q4 2021 through Q1 2025, and the Form 13F Information Table shows 74 entries with a value total of $186,386,475.
StoneX Group Inc. filed an amended Form 13F (Amendment No. 2) restating prior quarterly reports after identifying under‑reported holdings from Q4 2021 through Q1 2025. The amendment lists 37 Form 13F information table entries with a total value of $31,429,579 and attributes the errors to four causes identified by the firm.
The filing names the affected reporting managers and explains the four error causes: missing market‑making accounts; an Excel XLOOKUP vs SUMIF formula error; failure to implement an SEC rounding rule; and Excel conversion of CUSIPs to scientific notation.
StoneX Group Inc. files an amended Form 13F restating prior quarterly reports and correcting under-reported holdings and values. The amendment reports 540 information-table entries with a total market value of $836,588,603 and identifies 2 other included managers.
The filing attributes the errors to four causes: missing market‑making accounts, an Excel XLOOKUP vs SUMIF formula mistake, failure to implement a SEC rounding rule, and Excel scientific‑notation conversion of certain CUSIPs.