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StoneX Group (SNEX) SEC Filings, Aug-Nov 2025

SNEX NASDAQ

StoneX Group Inc. filings document operating results, governance matters, capital actions and material events for a Nasdaq-listed financial services company. Its 8-K reports include quarterly results releases, annual meeting voting outcomes, stock split disclosure, share repurchase authorization, resale registration activity and legal or arbitration-related matters involving the company and subsidiaries.

StoneX proxy materials describe board elections, auditor ratification, executive compensation and shareholder voting procedures. Registration and prospectus-related filings address common stock resale matters, while periodic and current reports provide formal disclosure around the company’s global brokerage, clearing, payments, market-making and related financial services operations.

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StoneX Group Inc. (SNEX) director John M. Fowler reported an open‑market sale of 1,125 shares of common stock at $91.2 per share on 11/03/2025 (Form 4).

Following the transaction, Fowler directly holds 114,769 shares. In addition, 3,000 shares are held indirectly by spouse. The filing was made by one reporting person.

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StoneX Group Inc. (SNEX) director Diane L. Cooper reported the acquisition of 97 restricted shares of common stock on 10/31/2025 at $0 under the Company’s Restricted Stock Program.

After this grant, she beneficially owns 23,643 shares, held directly. The restricted shares vest equally on the first, second, and third anniversaries.

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StoneX Group Inc. (SNEX) director John M. Fowler reported acquiring 145 restricted shares of common stock on 10/31/2025 under the Company’s Restricted Stock Program at a stated price of $0.

Following the transaction, Fowler beneficially owns 115,894 shares directly, plus 3,000 shares indirectly through his spouse. The restricted shares vest in equal installments on the anniversary of the grant in years one, two, and three.

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StoneX Group Inc. (SNEX) director Steven A. Kass was granted 145 restricted shares of common stock on 10/31/2025 under the Company’s Restricted Stock Program at a stated price of $0.

Following the grant, Kass beneficially owned 35,535 shares, held directly. The restricted shares vest equally on the anniversary in years one, two, and three, aligning compensation with multi-year service.

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StoneX Group Inc. (SNEX) director Dhamu R. Thamodaran reported an equity award. On 10/31/2025, he acquired 118 restricted shares of common stock at $0 under the Company’s Restricted Stock Program. Following this grant, he beneficially owns 36,687 shares in direct ownership.

The award is scheduled to vest in equal installments on the anniversary dates over three years, aligning compensation with continued service on the board.

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StoneX Group Inc. (SNEX) Chairman and Director John Radziwill reported acquiring 182 restricted shares of common stock on 10/31/2025 at $0 under the company’s Restricted Stock Program.

The grant vests equally on the anniversary in years one, two, and three. Following the transaction, beneficial ownership stands at 100,596 shares direct and 955,158 shares indirect through Basic Management Company Inc.

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StoneX Group Inc. (SNEX) reported an insider’s initial holdings. APAC Operations CEO Gregory Kallinikos filed a Form 3 for an event on 10/31/2025.

He beneficially owns 9,000 shares of common stock (direct). He also holds stock options covering 180,000 shares at an exercise price of $83.8, first exercisable on 12/05/2026 and expiring on 12/05/2031. The Board approved the grant on June 4, 2025, with vesting in equal tranches over five years.

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StoneX Group Inc. filed a prospectus supplement to its existing shelf registration statement, registering the resale by certain selling stockholders of up to 3,085,554 shares of its common stock. These shares may be sold by the selling stockholders under the Securities Act of 1933, but the company will not receive any proceeds from their sale. The filing also includes a legal opinion from Davis Polk & Wardwell LLP regarding the validity of the registered shares.

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StoneX Group Inc. filed a prospectus supplement describing an offering in which selling stockholders may sell up to 3,085,554 shares as part of a total outstanding common stock count of 52,173,843 shares after the offering. The prospectus states the selling stockholders will receive all sale proceeds and that StoneX will not receive any proceeds from those sales. It lists specific selling holders (including RJO Lenders LLC with 305,179 shares and BofA Securities, Inc. with 111,640 shares) and notes the company’s common stock trades on NASDAQ under SNEX. The document also summarizes terms for debt, warrants, preferred stock, units and events of default as disclosed in the registration materials.

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Sean M. O'Connor, Executive Vice-Chairman and Director of StoneX Group Inc. (SNEX), reported two open-market sales of common stock: 3,000 shares sold on 08/19/2025 at $95.00 and 2,000 shares sold on 08/20/2025 at $96.50. After the 08/19 sale he beneficially owned 134,902 shares (indirect, by trust) and after the 08/20 sale he beneficially owned 132,902 shares (indirect, by trust). The filing also shows he beneficially owns 1,019,667 shares directly and 1,695,976 shares indirectly via Darseaker Limited. No derivative transactions were reported.

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FAQ

How many StoneX Group (SNEX) SEC filings are available on StockTitan?

StockTitan tracks 216 SEC filings for StoneX Group (SNEX). Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for StoneX Group (SNEX)?

The most recent SEC filing for StoneX Group (SNEX) was filed on November 5, 2025.