STOCK TITAN
  1. Home
  2. Sec-filings
  3. SOLS
  4. [Form 4] Solstice Advanced Materials Inc. Insider Trading Activity

Solstice Advanced Materials (SOLS) CEO receives 174 restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Solstice Advanced Materials Inc. President and CEO David B. Sewell reported the acquisition of three small awards of restricted stock units totaling 174 RSUs, consisting of 99, 46, and 29 units. Each RSU represents a right to receive one share of common stock when it vests.

The RSUs are dividend equivalent rights that accrue on existing RSU grants and will vest on the same schedules as those underlying awards, with installments between 2027 and 2029, subject to continued employment.

Positive

  • None.

Negative

  • None.
Insider Sewell David B
Role President and CEO
Type Security Shares Price Value
Grant/Award Restricted Stock Units 99 $0.00 --
Grant/Award Restricted Stock Units 46 $0.00 --
Grant/Award Restricted Stock Units 29 $0.00 --
Holdings After Transaction: Restricted Stock Units — 98,719 shares (Direct)
Footnotes (1)
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Material Inc. (the "Issuer") common stock. Represents dividend equivalent rights in connection with the Issuer's dividend that accrue to the reporting person in RSUs that vest at the same times as the underlying RSUs. The RSUs will vest in equal installments on each of October 30, 2028 and October 30, 2029, subject to continued employment. The RSUs will vest 33% on each of February 24, 2027 and February 24, 2028, and 34% on February 24, 2029, subject to continued employment. The RSUs will vest 9,410 on March 17, 2027, 9,409 on March 17, 2028 and 9,695 on March 17, 2029 (in each case, not including dividend equivalent rights), subject to continued employment.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sewell David B
(Last) (First) (Middle)
C/O SOLSTICE ADVANCED MATERIALS INC.
115 TABOR ROAD
(Street)
MORRIS PLAINS NJ 07950
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Solstice Advanced Materials Inc. [ SOLS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 03/10/2026 A(2) 99 (3) (3) Common Stock 99 $0 98,719 D
Restricted Stock Units (1) 03/10/2026 A(2) 46 (4) (4) Common Stock 46 $0 46,290 D
Restricted Stock Units (1) 03/10/2026 A(2) 29 (5) (5) Common Stock 29 $0 28,543 D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Material Inc. (the "Issuer") common stock.
2. Represents dividend equivalent rights in connection with the Issuer's dividend that accrue to the reporting person in RSUs that vest at the same times as the underlying RSUs.
3. The RSUs will vest in equal installments on each of October 30, 2028 and October 30, 2029, subject to continued employment.
4. The RSUs will vest 33% on each of February 24, 2027 and February 24, 2028, and 34% on February 24, 2029, subject to continued employment.
5. The RSUs will vest 9,410 on March 17, 2027, 9,409 on March 17, 2028 and 9,695 on March 17, 2029 (in each case, not including dividend equivalent rights), subject to continued employment.
Remarks:
/s/ Jay Shah for David B. Sewell 03/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What does the latest Form 4 for SOLS show about David B. Sewell?

The filing shows Solstice Advanced Materials President and CEO David B. Sewell received three small grants of restricted stock units totaling 174 RSUs. These awards are compensation-related, not open-market purchases or sales, and represent additional equity incentives tied to his ongoing employment.

How many restricted stock units did the SOLS CEO receive in this Form 4?

David B. Sewell received 99, 46, and 29 restricted stock units, for a total of 174 RSUs. Each RSU is a contingent right to receive one share of Solstice Advanced Materials common stock when the applicable vesting conditions are satisfied in future years.

Are the SOLS CEO’s new RSUs open-market buys or sales?

They are not market trades. The 174 restricted stock units reported are compensation grants classified as award acquisitions. They were issued at a reported price of $0.00 per unit and do not involve buying or selling shares on the open market by the executive.

When will David B. Sewell’s new SOLS RSUs vest?

The RSUs will vest on the same schedules as the underlying awards, in installments between 2027 and 2029. Specific schedules include vesting tranches in October and February dates and March 17 installments, all subject to David B. Sewell’s continued employment with the company.

What are dividend equivalent RSUs mentioned in the SOLS Form 4?

Dividend equivalent RSUs are additional restricted stock units that accrue when the company pays dividends on its common shares. For David B. Sewell, these units vest at the same times as the related underlying RSUs, effectively reinvesting dividend value into extra share-based compensation.

How many RSUs does the SOLS CEO hold after these grants?

After the reported grants, David B. Sewell’s RSU balances shown include 98,719 units under one award, 46,290 under another, and 28,543 under a third. Each unit represents a potential future share of Solstice Advanced Materials common stock once vesting and other conditions are met.