Were the Sono Tek (SOTK) CFO share sales under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is not marked as affirmative , indicating these transactions were not reported as made under a Rule 10b5-1 trading plan . No footnote describes the sales as pursuant to a pre-arranged trading plan.

What price range did the Sono Tek (SOTK) CFO’s share sales cover?

The CFO’s reported sales were executed at prices ranging from $5.10 to $5.18 per share. The filing lists the $5.13 figure as a weighted average price , reflecting multiple individual trades within that price range on the transaction date.

Sono Tek Corp (SOTK) CFO sells 8,346 shares at $5.13 average price

Q: How many Sono Tek (SOTK) shares did CFO Stephen James Bagley sell and at what price?

CFO Stephen James Bagley sold 8,346 shares of SonoTek Common Stock at a weighted average price of $5.13 per share . According to the footnote, individual trade prices ranged between $5.10 and $5.18 during the transaction.

Filing Impact

(Neutral)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Sono Tek Corp CFO Stephen James Bagley sold 8,346 shares of SonoTek Common Stock on 2026-07-30 in an open market or private transaction at a weighted average price of $5.13 per share, with prices ranging from $5.10 to $5.18. After the sale, he directly holds 21,254 shares, and the filing indicates the trades were not made under a Rule 10b5-1 plan.

Insider Trade Summary

Net Seller: 8,346 shares

Net Sell 1 txn

Insider Bagley Stephen James

Role CFO

Sold 8,346 shs ($43K)

Type	Security	Shares	Price	Value
Sale	SonoTek Common Stock ^F1	8,346	$5.13	$43K

Holdings After Transaction: SonoTek Common Stock — 21,254 shares (Direct)

Footnotes (1)

F1. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.10 to $5.18.

Key Figures

Shares sold: 8,346 shares Weighted average sale price: $5.13 per share Sale price range: $5.10 to $5.18 per share +1 more

4 metrics

Shares sold 8,346 shares SonoTek Common Stock sold by CFO on 2026-07-30

Weighted average sale price $5.13 per share Average price for the 8,346 shares sold

Sale price range $5.10 to $5.18 per share Range of prices for multiple transactions on 2026-07-30

Shares held after transaction 21,254 shares Direct ownership by CFO after the reported sale

Key Terms

weighted average price, open market or private transaction, Rule 10b5-1 plan

3 terms

weighted average price financial

"The price reported in column 4 is a weighted average price."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

open market or private transaction financial

"transaction_code_description: Sale in open market or private transaction"

Rule 10b5-1 plan regulatory

"The filing indicates the trades were not made under a Rule 10b5-1 plan."

A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/03/2026 - 04:30 PM Accepted by SEC EDGAR 08/03/2026 - 04:30 PM

FAQ

What insider transaction did Sono Tek Corp (SOTK) disclose for its CFO?

Sono Tek Corp (SOTK) disclosed that CFO Stephen James Bagley sold 8,346 shares of SonoTek Common Stock on 2026-07-30. The sale was reported as an open market or private transaction at a weighted average price of $5.13 per share.

How many Sono Tek (SOTK) shares did CFO Stephen James Bagley sell and at what price?

CFO Stephen James Bagley sold 8,346 shares of SonoTek Common Stock at a weighted average price of $5.13 per share. According to the footnote, individual trade prices ranged between $5.10 and $5.18 during the transaction.

How many Sono Tek (SOTK) shares does the CFO hold after the reported sale?

Following the reported sale, CFO Stephen James Bagley directly holds 21,254 shares of SonoTek Common Stock. This figure reflects his position after disposing of 8,346 shares in the 2026-07-30 open market or private transaction.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bagley Stephen James

(Last)

(First)

(Middle)

SONO-TEK CORPORATION

2012 ROUTE 9W

(Street)

MILTON

NEW YORK

12547

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SONO TEK CORP [ SOTK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	CFO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
SonoTek Common Stock	07/30/2026		S		8,346	D	$5.13⁽¹⁾	21,254	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.10 to $5.18.

	Stephen J. Bagley	08/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR