STOCK TITAN

Sono-Tek (SOTK) VP now holds 17,708 options after grant

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

For SONO TEK CORP (SOTK), Vice President Brian Lewis Booth reported receiving a grant of 7,205 Sono-Tek Corp options on 2026-08-20. The options have a conversion or exercise price of $5.35 per share, become exercisable on 2027-08-20, and expire on 2036-08-20. Following this grant, Booth directly holds 17,708 options in total.

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Insider Booth Brian Lewis
Role Vice President
Type Security Shares Price Value
Grant/Award Sono-Tek Corp Options 7,205 $5.35 $39K
Holdings After Transaction: Sono-Tek Corp Options — 17,708 shares (Direct)
Options granted 7,205 options Grant of Sono-Tek Corp options on 2026-08-20
Exercise price $5.35 per share Conversion or exercise price for the granted options
Underlying shares 7,205 shares Sono-Tek Corp common stock underlying the options
Holdings after transaction 17,708 options Total options directly held by Brian Lewis Booth following the grant
Exercise date 2027-08-20 Listed exercise date for the granted options
Expiration date 2036-08-20 Expiration date for the granted options
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
conversion or exercise price financial
"conversion_or_exercise_price: 5.3500"
expiration date financial
"expiration_date: 2036-08-20"
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.

FAQ

What insider transaction did SONO TEK CORP (SOTK) report for Brian Lewis Booth?

Vice President Brian Lewis Booth reported a grant of 7,205 options on 2026-08-20, covering Sono-Tek Corp common stock at an exercise price of $5.35 per share.

What is the exercise price and schedule for the new SOTK options granted to Brian Lewis Booth?

The granted options have an exercise price of $5.35 per share. They are listed as exercisable on 2027-08-20 and have an expiration date of 2036-08-20.

How many SONO TEK CORP (SOTK) options does Brian Lewis Booth hold after this transaction?

After the reported grant, Brian Lewis Booth directly holds 17,708 options for Sono-Tek Corp common stock, according to the filing’s post-transaction holdings figure.

Was the Form 4 transaction in SOTK a purchase or a grant?

The Form 4 reports a grant, award, or other acquisition of options (transaction code A), not an open-market purchase or sale of Sono-Tek Corp common stock.

What type of security was involved in the SOTK Form 4 for Brian Lewis Booth?

The transaction involved Sono-Tek Corp options, which are derivative securities convertible into 7,205 shares of Sono-Tek Corp common stock at an exercise price of $5.35 per share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Booth Brian Lewis

(Last)(First)(Middle)
1032 W MOUNTAIN RD

(Street)
QUEENSBURY NEW YORK 12804

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SONO TEK CORP [ SOTK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Vice President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Sono-Tek Corp Options$5.3508/20/2026A7,20508/20/202708/20/2036Sono-Tek Corp Common Stock7,205$5.3517,708D
Explanation of Responses:
Stephen Bagley (attorney-in-fact)08/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)