SoundHound AI (NASDAQ: SOUN) CPO sells shares to cover taxes

Filing Impact

(Moderate)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

SoundHound AI, Inc. director and Chief Product Officer James Ming Hom reported an open-market sale of 28,843 shares of Class A common stock at an average price of $7.4578 per share. According to the footnote, the sale was made to satisfy tax withholding obligations from vesting restricted stock units. After the transaction, he directly holds 743,521 shares of Class A common stock.

Insider Trade Summary

Net Seller: 28,843 shares ($215,105)

Net Sell 1 txn

Insider HOM JAMES MING

Role Chief Product Officer

Sold 28,843 shs ($215K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	28,843	$7.4578	$215K

Holdings After Transaction: Class A Common Stock — 743,521 shares (Direct, null)

Footnotes (1)

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Key Figures

Shares sold: 28,843 shares Sale price: $7.4578 per share Shares held after transaction: 743,521 shares +1 more

4 metrics

Shares sold 28,843 shares Open-market sale on June 15, 2026

Sale price $7.4578 per share Average price for the reported sale

Shares held after transaction 743,521 shares Direct Class A common stock holdings post-sale

Number of RSU grant dates referenced 4 grant dates RSUs granted on Aug 4 2022, Aug 3 2023, Aug 1 2024, Jul 31 2025

Key Terms

Class A Common Stock, restricted stock units, tax withholding obligations, open-market sale

4 terms

Class A Common Stock financial

"security_title: "Class A Common Stock""

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

restricted stock units financial

"in connection with the vesting of shares of restricted stock units granted"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax withholding obligations financial

"was made to satisfy tax withholding obligations in connection with the vesting"

open-market sale financial

"transaction_action: "open-market sale""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

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Form 4 Insider Transactions: What Each Field Means →

06/17/2026 - 07:55 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HOM JAMES MING

(Last)

(First)

(Middle)

C/O SOUNDHOUND AI, INC.

5400 BETSY ROSS DRIVE

(Street)

SANTA CLARA

CALIFORNIA

95054

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SOUNDHOUND AI, INC. [ SOUN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Product Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	06/15/2026		S		28,843⁽¹⁾	D	$7.4578	743,521	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, August 3, 2023, August 1, 2024 and July 31, 2025.

Remarks:

	/s /Warren Heit, attorney-in-fact for HOM JAMES MING	06/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did SOUNDHOUND AI (SOUN) report in this Form 4?

SoundHound AI reported that Chief Product Officer James Ming Hom sold 28,843 shares of Class A common stock. The shares were sold in the open market at an average price of $7.4578 per share, primarily to cover tax withholding obligations from vesting restricted stock units.

At what price did the SOUNDHOUND AI (SOUN) insider sell shares?

The insider sale was executed at an average price of $7.4578 per share. This price reflects the open-market transaction used to satisfy tax withholding obligations arising from vesting restricted stock units granted between August 2022 and July 2025.

How many SOUNDHOUND AI (SOUN) shares does James Ming Hom hold after the sale?

After the reported transaction, James Ming Hom directly holds 743,521 shares of SoundHound AI Class A common stock. This reflects his remaining ownership position following the sale of 28,843 shares to address tax withholding obligations from restricted stock unit vesting.

Why did the SOUNDHOUND AI (SOUN) executive sell 28,843 shares?

The sale of 28,843 shares was made to satisfy tax withholding obligations tied to vesting restricted stock units. These units were granted to James Ming Hom on several grant dates between August 2022 and July 2025, making the sale primarily a tax-related transaction.

What role does the reporting person hold at SOUNDHOUND AI (SOUN)?

The reporting person, James Ming Hom, serves as Chief Product Officer and a director at SoundHound AI. His Form 4 filing reflects a tax-related sale of shares, while he continues to directly own 743,521 shares of the company’s Class A common stock.