South Plains Financial (SPFI) insider schedules Rule 144 sale of up to 70,000 shares

Rhea-AI Filing Summary

South Plains Financial, Inc. insider James Stein filed to potentially sell restricted or control shares under Rule 144. A brokerage account at Edward Jones is listed to sell up to 70,000 shares of common stock, with an aggregate market value of $3,115,000.00, based on an issuer share count of 19,145,754 shares. The shares are indicated for sale on Nasdaq on or after July 28, 2026.

The securities were acquired in connection with a merger dated April 1, 2026, involving 378,872 shares. Over the prior three months, the insider reported open-market sales of common stock: 10,000 shares for $403,777.98 on May 8, 2026, 4,936 shares for $197,733.76 on May 11, 2026, 13,504 shares for $540,268.89 on May 18, 2026, and 1,560 shares for $62,509.55 on May 19, 2026.

Key Figures

Shares planned for Rule 144 sale: 70,000 shares Aggregate market value of planned sale: $3,115,000.00 Shares outstanding: 19,145,754 shares +5 more

8 metrics

Shares planned for Rule 144 sale 70,000 shares Common stock to be sold through Edward Jones on or after July 28, 2026

Aggregate market value of planned sale $3,115,000.00 Estimated value of 70,000 common shares covered by the Rule 144 notice

Shares outstanding 19,145,754 shares Total South Plains Financial Inc common shares referenced in the notice

Shares acquired in merger 378,872 shares Common stock acquired in connection with a merger dated April 1, 2026

Sale on May 8, 2026 10,000 shares for $403,777.98 Common stock sold by James Stein during the past three months

Sale on May 11, 2026 4,936 shares for $197,733.76 Common stock sold by James Stein during the past three months

Sale on May 18, 2026 13,504 shares for $540,268.89 Common stock sold by James Stein during the past three months

Sale on May 19, 2026 1,560 shares for $62,509.55 Common stock sold by James Stein during the past three months

Key Terms

Rule 144, restricted or control shares, aggregate market value, Nasdaq, +1 more

5 terms

Rule 144 regulatory

"filed to potentially sell restricted or control shares under Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted or control shares financial

"filed to potentially sell restricted or control shares under Rule 144"

aggregate market value financial

"with an aggregate market value of $3,115,000.00"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

Nasdaq market

"The shares are indicated for sale on Nasdaq on or after July 28, 2026"

The Nasdaq is a stock exchange where many companies' shares are bought and sold, functioning much like a marketplace for investments. It matters to investors because it provides a platform to buy and sell ownership stakes in companies, helping them track the value of those companies and make informed decisions. As one of the largest and most technology-focused markets, it also reflects trends and developments in the business world.

merger financial

"The securities were acquired in connection with a merger dated April 1, 2026"

A merger is when two companies combine into a single business, with ownership and control reorganized so they operate as one entity. For investors it matters because mergers can change the value and risk of holdings—shares may be exchanged, diluted, or rise if the combined company saves costs or gains market power, and the deal often depends on regulatory approval and successful integration like two households joining resources and routines.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 07/28/2026 - 08:33 AM Accepted by SEC EDGAR 07/28/2026 - 08:33 AM Learn about SEC filing dates

FAQ

What does South Plains Financial Inc (SPFI) plan to sell under this Rule 144 notice?

The notice covers a potential sale of up to 70,000 shares of South Plains Financial Inc common stock, with an indicated aggregate market value of $3,115,000.00, to be sold through Edward Jones on Nasdaq.

When can the SPFI shares covered by this Rule 144 notice begin to be sold?

The shares listed in the Rule 144 notice may be sold on or after July 28, 2026. The intended sales venue is Nasdaq, and Edward Jones is identified as the broker handling the transactions.

How many SPFI shares did James Stein acquire in the merger referenced in this Rule 144?

James Stein’s Rule 144 notice identifies an acquisition of 378,872 shares of South Plains Financial Inc common stock in connection with a merger dated April 1, 2026, which is the source of the securities to be sold.

What SPFI stock sales has James Stein reported in the past three months?

Over the past three months, James Stein reported selling 10,000, 4,936, 13,504, and 1,560 SPFI common shares on May 8, 11, 18, and 19, 2026, for proceeds of $403,777.98, $197,733.76, $540,268.89, and $62,509.55, respectively.

What is the reported total number of South Plains Financial Inc (SPFI) shares outstanding in this notice?

The Rule 144 information states that South Plains Financial Inc has 19,145,754 shares of common stock outstanding. This figure is used as a reference point alongside the planned 70,000-share potential sale.

Which broker and market are indicated for the SPFI Rule 144 stock sales?

The Rule 144 notice lists Edward Jones as the broker handling the potential sale of SPFI shares, with transactions expected to occur on the Nasdaq market beginning on or after July 28, 2026.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Edward Jones 201 Progress Parkway Maryland Heights MO 63043	70000	3115000.00	19145754	07/28/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/01/2026	Merger	South Plains Financial Inc			378872	04/01/2026	Merger

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
James Stein 102 LABRADOR LN Columbus TX 78934	Common	05/08/2026	10000	403777.98
James Stein 102 LABRADOR LN Columbus TX 78934	Common	05/11/2026	4936	197733.76
James Stein 102 LABRADOR LN Columbus TX 78934	Common	05/18/2026	13504	540268.89
James Stein 102 LABRADOR LN Columbus TX 78934	Common	05/19/2026	1560	62509.55

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)