Welcome to our dedicated page for South Plains Financial SEC filings (Ticker: SPFI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
South Plains Financial, Inc. filings document the public-company record of a bank holding company for City Bank. Its Form 8-K disclosures cover operating results and financial condition, Regulation FD earnings materials, cash dividend declarations, material events, and the completed acquisition of BOH Holdings and Bank of Houston into South Plains and City Bank.
Proxy materials describe annual meeting voting matters, board and governance procedures, shareholder participation mechanics, and related corporate governance disclosures. Registration and transaction filings document common-stock issuance, capital-structure effects, risk factors, and material agreements associated with bank holding company transactions.
South Plains Financial, Inc. Chairman and CEO Curtis C. Griffith reported a Form 4 showing a disposition to the issuer of 300,000 shares of common stock at $41.39 per share on June 18, 2026. After this transaction, he directly holds 157,119 shares of common stock. The filing also lists indirect holdings through multiple family trusts, including 435,000 shares held by the CCG Trust and stakes in several 2021 family trusts, as well as 45,360 shares owned by his spouse, some of which he disclaims beneficial ownership except to the extent of any pecuniary interest.
South Plains Financial, Inc. announced a planned leadership transition and governance changes. Chairman and CEO Curtis C. Griffith will retire as Chief Executive Officer effective December 31, 2026, remain Chairman, and continue as a director of the Company and City Bank.
The board appointed Cory T. Newsom, currently President and a long-time executive and director, to become Chief Executive Officer effective upon Griffith’s retirement. Griffith entered into a Retirement and Consultancy Agreement providing severance consistent with a termination without cause, a monthly consultancy fee, accelerated equity vesting, COBRA-related payments, and a $125,000 restricted stock unit grant vesting one year after January 1, 2027.
The Company and Griffith also plan a Stock Repurchase Agreement under which the Company will repurchase 300,000 shares of its common stock from Griffith in a private transaction on or before June 30, 2026 at a price equal to the prior-day closing market price. Separately, the Company terminated a Board Representation Agreement with Henry TAW LP after its ownership fell below 10%, while its designee Richard D. Campbell will continue to serve as Lead Independent Director and is expected to be nominated for re-election in 2029.
South Plains Financial, Inc. director Noe G. Valles reported receiving a grant of 623 shares of Common Stock on May 20, 2026 at a price of $0.00 per share, reflecting a stock award rather than a market purchase. After this compensation-related acquisition, he directly holds 487,757 shares of the company’s common stock.
South Plains Financial director LaDana R. Washburn received a grant of 623 shares of Common Stock on May 20, 2026 as a stock award with no cash price per share. After this acquisition, Washburn directly holds 2,245 shares of South Plains Financial common stock.
South Plains Financial director Kyle R. Wargo received a stock grant. He was awarded 623 shares of South Plains Financial, Inc. common stock on May 20, 2026 as a grant or award with a reported price of $0.00 per share.
After this compensation-related acquisition, his direct ownership increased to 14,157 common shares. This filing reflects an equity award rather than an open-market purchase or sale.
South Plains Financial director Noe G. Valles reported an open-market purchase of 623 shares of Common Stock on May 20, 2026. After this transaction, he directly holds a total of 487,757 shares, indicating a modest increase in his personal stake in the company.
South Plains Financial director Richard D. Campbell received a stock grant and reported his holdings. He was granted 623 shares of common stock as a direct award at no cost, bringing his directly held shares to 10,384. The filing also reports indirect holdings of 1,544,969 shares owned by Henry TAW LP, over which he exercises voting authority under a voting agreement and irrevocable proxy, and 40,000 shares owned by Racham Investment Group LLC (RIG LLC).
South Plains Financial director James D. Stein reported open-market sales of company stock. On May 18, he sold 13,504 shares of common stock at a weighted average price of $40.01 per share. On May 19, he sold an additional 1,560 shares at a weighted average price of $40.07 per share.
Both trades were executed through a broker-dealer and reflect multiple same-day sales aggregated for reporting. After these transactions, Stein directly held 342,872 shares of South Plains Financial common stock.
South Plains Financial, Inc. reported results of its 2026 Annual Meeting of Shareholders held virtually on May 11, 2026. There were 16,342,095 common shares outstanding and entitled to vote as of March 19, 2026, and 14,766,189 shares were represented, establishing a quorum.
Shareholders elected two Class I directors: Richard D. Campbell and LaDana R. Washburn, each to serve until the 2029 annual meeting or earlier departure. They also ratified Forvis Mazars, LLP as independent registered public accounting firm for the year ending December 31, 2026.
In addition, shareholders approved, on a non-binding advisory basis, the Company’s compensation for named executive officers. The common stock trades on The Nasdaq Stock Market LLC under the symbol SPFI.
South Plains Financial, Inc. submitted a Form 13F holdings report signed by Steven B. Crockett, CFO and Treasurer, dated 05-13-2026. The report lists 311 Form 13F information table entries with a reported value total of $171,958,334. The filing names City Bank as an other included manager.