South Plains Financial (SPFI) insider schedules $1.34M stock sale after merger

Rhea-AI Filing Summary

South Plains Financial Inc. insider James Stein filed to sell up to 30,000 shares of common stock through broker Edward Jones on Nasdaq, with a proposed aggregate sale price of $1,335,000.00. The filing lists 19,145,754 shares outstanding of the same class as context.

Stein reports having acquired 378,872 common shares of South Plains Financial Inc. in a merger dated 04/01/2026. Over the prior three months, he reported sales totaling several tranches of common stock on Nasdaq with disclosed share counts and dollar amounts.

Key Figures

Planned shares to be sold: 30,000 shares Proposed aggregate sale price: $1,335,000.00 Shares outstanding: 19,145,754 shares +5 more

8 metrics

Planned shares to be sold 30,000 shares Common stock proposed for sale through Edward Jones on Nasdaq

Proposed aggregate sale price $1,335,000.00 Total for 30,000 common shares in planned transaction

Shares outstanding 19,145,754 shares Outstanding common shares of South Plains Financial Inc.

Merger-related shares 378,872 shares Common shares tied to merger dated 04/01/2026

Sale on 05/08/2026 10,000 shares for $403,777.98 James Stein sale of common stock

Sale on 05/11/2026 4,936 shares for $197,733.76 James Stein sale of common stock

Sale on 05/18/2026 13,504 shares for $540,268.89 James Stein sale of common stock

Sale on 05/19/2026 1,560 shares for $62,509.55 James Stein sale of common stock

Key Terms

Form 144, merger, aggregate sale price, Securities Sold During The Past 3 Months

4 terms

Form 144 regulatory

"144: Securities Information Common | Edward Jones"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

merger financial

"Common | 04/01/2026 | Merger | South Plains Financial Inc"

A merger is when two companies combine into a single business, with ownership and control reorganized so they operate as one entity. For investors it matters because mergers can change the value and risk of holdings—shares may be exchanged, diluted, or rise if the combined company saves costs or gains market power, and the deal often depends on regulatory approval and successful integration like two households joining resources and routines.

aggregate sale price financial

"30000 | 1335000.00 | 19145754 | 07/28/2026 | Nasdaq"

Securities Sold During The Past 3 Months regulatory

"144: Securities Sold During The Past 3 Months"

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Available on EDGAR 07/28/2026 - 08:49 AM Accepted by SEC EDGAR 07/28/2026 - 08:49 AM Learn about SEC filing dates

FAQ

What does South Plains Financial (SPFI) disclose about James Stein’s planned stock sale?

James Stein filed to sell up to 30,000 shares of South Plains Financial Inc. common stock. The proposed sale, via Edward Jones on Nasdaq, has an aggregate sale price of $1,335,000.00 and is listed with a proposed sale date of 07/28/2026.

How many South Plains Financial (SPFI) shares are noted as outstanding in this disclosure?

The filing states that 19,145,754 shares of South Plains Financial Inc. common stock are outstanding. This figure provides context for the planned sale of 30,000 shares, allowing investors to gauge the relative size of Stein’s potential disposition.

What merger-related share acquisition involving South Plains Financial (SPFI) is reported?

The disclosure reports that 378,872 common shares of South Plains Financial Inc. were associated with a merger dated 04/01/2026. The entry identifies the security as common stock and ties the acquisition method and date directly to that merger event.

What prior 3‑month stock sales by James Stein in South Plains Financial (SPFI) are listed?

Over the past three months, James Stein reported four sales of SPFI common stock, including 10,000 shares for $403,777.98 on 05/08/2026 and additional blocks of 4,936, 13,504, and 1,560 shares with specified dollar amounts.

Through which broker and market is the planned South Plains Financial (SPFI) sale to occur?

The filing identifies Edward Jones as the broker handling the planned sale of SPFI common shares. It also specifies that the 30,000-share proposed transaction is intended to occur on the Nasdaq market at an aggregate price of $1,335,000.00.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Edward Jones 201 Progress Parkway Maryland Heights MO 63043	30000	1335000.00	19145754	07/28/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/01/2026	Merger	South Plains Financial Inc			378872	04/01/2026	Merger

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
James Stein 102 LABRADOR LN Columbus TX 78934	Common	05/08/2026	10000	403777.98
James Stein 102 LABRADOR LN Columbus TX 78934	Common	05/11/2026	4936	197733.76
James Stein 102 LABRADOR LN Colubus TX 78934	Common	05/18/2026	13504	540268.89
James Stein 102 LABRADOR LN Columbus TX 78934	Common	05/19/2026	1560	62509.55

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)