STOCK TITAN

South Plains Financial (SPFI): Curtis Griffith reports 6.15% ownership stake

(Moderate)
(Neutral)
Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

Curtis C. Griffith reports beneficial ownership of common stock of South Plains Financial, Inc. on an amended Schedule 13G. He reports beneficial ownership of 1,165,447 shares of common stock, representing 6.15% of the class, based on 18,953,518 shares treated as outstanding for this calculation.

Griffith has sole voting and dispositive power over 685,087 shares and shared voting and dispositive power over 480,360 sharesdisclaims beneficial ownership except to the extent of any pecuniary interest.

Positive

  • None.

Negative

  • None.
Beneficially owned shares 1,165,447 shares Common stock beneficially owned by Curtis C. Griffith
Percent of class 6.15% Percentage of South Plains Financial common stock class
Sole voting and dispositive power 685,087 shares Shares over which Griffith has sole voting and dispositive power
Shared voting and dispositive power 480,360 shares Shares over which Griffith has shared voting and dispositive power
Shares outstanding baseline 18,839,105 shares Common stock outstanding as of August 4, 2026, used in percentage calculation
Vested stock options 114,413 shares Shares vested from stock options held directly by Griffith
Spousal and irrevocable trust holdings 480,360 shares Includes 45,360 spouse shares and 435,000 in Curtis C. Griffith 2021 Irrevocable Trust
beneficial ownership financial
"Mr. Griffith disclaims beneficial ownership of these shares except to the extent of his pecuniary interest"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
dispositive power financial
"Sole Dispositive Power 685,087.00 8 | Shared Dispositive Power 480,360.00"
Dispositive power is the authority to decide the final outcome of an asset, legal claim, contract, or corporate action — in effect the power to dispose of or resolve something. For investors it matters because whoever holds that authority can determine who gets paid, who controls an asset or vote, and how risks and returns are allocated; think of it like holding the key that lets you lock in the winner or loser in a deal.
pecuniary interest financial
"which Mr. Griffith disclaims beneficial ownership of these shares except to the extent of his pecuniary interest"
Schedule 13G regulatory
"the beneficial owner of these shares for purposes of Section 13 of the Securities Exchange Act of 1934"
A Schedule 13G is a formal document that investors file with the government when they acquire a large ownership stake in a company, usually for investment purposes rather than control. It helps keep the public informed about who owns significant parts of a company's shares, which can influence how the company is managed and how investors make decisions. Filing this schedule is important for transparency and understanding the ownership landscape of publicly traded companies.
Section 13 of the Securities Exchange Act of 1934 regulatory
"for purposes of Section 13 of the Securities Exchange Act of 1934, as amended"

FAQ

What percentage of South Plains Financial (SPFI) does Curtis C. Griffith report owning?

Curtis C. Griffith reports beneficial ownership of 6.15% of South Plains Financial’s common stock. This percentage is based on 18,839,105 shares outstanding plus 114,413 vested stock option shares attributable to him.

How many SPFI shares does Curtis C. Griffith beneficially own under this Schedule 13G/A?

He reports beneficial ownership of 1,165,447 SPFI common shares. This total reflects both sole and shared voting and dispositive power, including directly held shares, options, restricted stock units, and various trust and spousal holdings.

What are Curtis C. Griffith’s sole versus shared voting powers in SPFI?

He has sole voting power over 685,087 SPFI shares and shared voting power over 480,360 shares. The same share splits apply to his dispositive power, reflecting direct and trust holdings versus spousal and irrevocable trust positions.

Which SPFI holdings does Curtis C. Griffith disclaim beneficial ownership of?

He disclaims beneficial ownership, except for any pecuniary interest, in 45,360 shares held by his spouse and 435,000 shares held in the Curtis C. Griffith 2021 Irrevocable Trust, where his spouse serves as trustee.

How is Curtis C. Griffith’s SPFI ownership composed between direct shares and equity awards?

His sole-power holdings include 153,908 directly held shares, 114,413 vested stock option shares, 1,555 options exercisable within 60 days, and 3,211 restricted stock units, plus multiple 2021 trusts where he is trustee.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates





83946P107

(CUSIP Number)
06/30/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G




Comment for Type of Reporting Person: Relating to items 5 and 7, includes (i) 153,908 shares held directly, (ii) 114,413 shares vested from stock options, (iii) 1,555 shares underlying stock options exercisable within 60 days of June 30, 2026, (iv) 3,211 shares covered by outstanding restricted stock units held of record by Mr. Griffith, (v) 64,000 shares held in the Richard Thomas White 2021 Trust, over which Mr. Griffith serves as trustee and exercises the authority to vote and dispose, (vi) 87,000 shares held in the Birdie Lucille White 2021 Trust, over which Mr. Griffith serves as trustee and exercises the authority to vote and dispose, (vii) 87,000 shares held in the William Hogan White 2021 Trust, over which Mr. Griffith serves as trustee and exercises the authority to vote and dispose, (viii) 87,000 shares held in the Sydney Suzanne Griffith 2021 Trust, over which Mr. Griffith serves as trustee and exercises the authority to vote and dispose, and (ix) 87,000 shares held in the Johnathan Brockway Griffith 2021 Trust, over which Mr. Griffith serves as trustee and exercises the authority to vote and dispose. Relating to items 6, 8 and 9, includes (i) 45,360 shares held by Mr. Griffith's spouse, which Mr. Griffith disclaims beneficial ownership of these shares except to the extent of his pecuniary interest, and the filing of this report is not an admission that Mr. Griffith is the beneficial owner of these shares for purposes of Section 13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or for any other purpose, and (ii) 435,000 shares held in the Curtis C. Griffith 2021 Irrevocable Trust, over which Mr. Griffith's spouse serves as trustee, which Mr. Griffith disclaims beneficial ownership of these shares except to the extent of his pecuniary interest, and the filing of this report is not an admission that Mr. Griffith is the beneficial owner of these shares for purposes of Section 13 of the Exchange Act or for any other purpose. Relating to item 11, the percentage based on the sum of 18,839,105 shares of common stock outstanding as of August 4, 2026, and 114,413 shares vested from stock options held by directly by Mr. Griffith as of June 30, 2026.


SCHEDULE 13G



Curtis C. Griffith
Signature:/s/ Curtis C. Griffith
Name/Title:Curtis C. Griffith
Date:08/12/2026

Comments accompanying signature: The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of this filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, Provided, however, That a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.