South Plains Financial director sells 100,000 shares

South Plains Financial, Inc. director James D. Stein reported selling a total of 100,000 shares of Common Stock on July 28, 2026, in open-market transactions executed through a broker-dealer.

Rhea-AI Filing Summary

South Plains Financial, Inc. director James D. Stein reported selling a total of 100,000 shares of Common Stock on July 28, 2026, in open-market transactions executed through a broker-dealer. The report aggregates 70,000 shares at a weighted average price of $44.36 per share, with individual trade prices ranging from $44.05 to $44.92, and 30,000 shares at a weighted average price of $44.97 per share, with prices ranging from $44.72 to $45.19. Prices are presented on a weighted-average basis, and Stein has undertaken to provide full information on the number of shares sold at each separate price upon request to regulators, the issuer, or its security holders.

Insider Trade Summary

Net Seller: 100,000 shares

Net Sell 2 txns

Insider Stein James D.

Role Director

Sold 100,000 shs ($4.45M)

Type	Security	Shares	Price	Value
Sale	Common Stock F1	70,000	$44.36	$3.11M
Sale	Common Stock F2	30,000	$44.97	$1.35M

Holdings After Transaction: Common Stock — 242,872 shares (Direct)

Footnotes (2)

1. F1. The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $44.05 to $44.92 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
2. F2. The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $44.72 to $45.19 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Key Figures

Total shares sold: 100,000 shares Block 1 shares sold: 70,000 shares Block 1 weighted average price: $44.36 per share +2 more

5 metrics

Total shares sold 100,000 shares Aggregate Common Stock sales reported for 2026-07-28

Block 1 shares sold 70,000 shares Common Stock sold at $44.36 weighted average; price range $44.05–$44.92

Block 1 weighted average price $44.36 per share Open-market Common Stock sales on 2026-07-28

Block 2 shares sold 30,000 shares Common Stock sold at $44.97 weighted average; price range $44.72–$45.19

Block 2 weighted average price $44.97 per share Open-market Common Stock sales on 2026-07-28

Key Terms

open market sales, weighted average price, broker-dealer

3 terms

open market sales financial

"multiple same day, same way open market sales, with prices ranging"

weighted average price financial

"reported these sales on an aggregate basis using the weighted average price"

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

broker-dealer financial

"executed a trade order through a broker-dealer which resulted in multiple"

A broker-dealer is a licensed firm or individual that both executes trades on behalf of clients (acting as a broker) and buys or sells securities for its own account (acting as a dealer). Investors care because broker-dealers provide the plumbing of markets — they place orders, hold or move cash and securities, offer research or advice, and their stability and fees directly affect trade execution, costs, and the safety of client funds; think of them as a combined travel agent and taxi for your investments.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did SPFI disclose for James D. Stein?

James D. Stein reported selling 100,000 shares of South Plains Financial Common Stock on July 28, 2026. The sales were executed in two aggregated open-market blocks through a broker-dealer at weighted average prices of $44.36 and $44.97 per share.

How many SPFI shares did James D. Stein sell in each block?

Stein sold 70,000 shares in the first block and 30,000 shares in the second, totaling 100,000 shares. Each block represents multiple same-day, same-way open-market sales aggregated and reported using a weighted average price per share.

At what prices were the SPFI shares sold in this Form 4?

The first block was sold at a weighted average of $44.36 per share, within a $44.05–$44.92 range. The second block used a weighted average of $44.97 per share, with individual trades between $44.72 and $45.19.

Were James D. Stein’s SPFI transactions open-market sales?

Yes. The footnotes describe the trades as same day, same way open market sales executed through a broker-dealer. Each reported block aggregates multiple individual open-market transactions into a single weighted average sale price.

Does the SPFI Form 4 list each individual trade price for Stein’s sales?

No. The filing reports weighted average prices for each 70,000 and 30,000 share block. Stein has undertaken to provide full details of the number of shares sold at each separate price upon request to regulators, the issuer, or any security holder.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 07/30/2026 - 03:31 PM Accepted by SEC EDGAR 07/30/2026 - 03:31 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Stein James D.

(Last) (First) (Middle)

5219 CITY BANK PARKWAY

(Street)

LUBBOCK TEXAS 79407

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SOUTH PLAINS FINANCIAL, INC. [ SPFI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/28/2026		S		70,000	D	$44.36(1)	272,872	D
Common Stock	07/28/2026		S		30,000	D	$44.97(2)	242,872	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $44.05 to $44.92 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

2. The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $44.72 to $45.19 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

	/s/ By Mikella D. Newsom as Attorney-in-Fact for James D. Stein	07/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)