South Plains Financial: $7.1M share sale proposed

J.P. Morgan Securities LLC is listed as broker, while two earlier Henry Taw LP sales are dated August 3 and August 4, 2026.

Available on EDGAR 11/03/2026 - 06:13 PM EST Accepted by SEC EDGAR 11/03/2026 - 06:12 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

A Form 144 notice concerning South Plains Financial, Inc. (SPFI) reports a proposed sale of 160,000 common shares, with an aggregate market value of $7,097,600 and an approximate sale date of November 3, 2026. J.P. Morgan Securities LLC is listed as broker.

The notice names Richard D. Campbell, identified as a director and 10% holder, as the person for whose account securities are to be sold. Its remarks state that the shares are for Henry Taw LP, with Campbell as principal. Henry Taw LP also reported sales of 132,714 shares for $5,938,553.36 on August 3, 2026, and 27,286 shares for $1,231,815.56 on August 4, 2026.

Key Figures

Common shares proposed for sale: 160,000 shares Aggregate market value: $7,097,600 Shares outstanding: 18,847,573 shares +4 more

7 metrics

Common shares proposed for sale 160,000 shares Approximate sale date November 3, 2026

Aggregate market value $7,097,600 Proposed sale

Shares outstanding 18,847,573 shares Listed in the securities information table

Henry Taw LP shares sold 132,714 shares August 3, 2026

Henry Taw LP sale value $5,938,553.36 August 3, 2026

Henry Taw LP shares sold 27,286 shares August 4, 2026

Henry Taw LP sale value $1,231,815.56 August 4, 2026

Key Terms

Rule 144, 10 % Holder, Private pre-IPO investment, agent and attorney-in-fact

4 terms

Rule 144 regulatory

"definition of "person" in paragraph (a) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

10 % Holder regulatory

"Director 10 % Holder"

Private pre-IPO investment financial

"Private pre-IPO investment"

agent and attorney-in-fact regulatory

"as agent and attorney-in-fact for Richard D. Campbell"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many SPFI shares are proposed for sale?

The notice reports a proposed sale of 160,000 common shares, with an aggregate market value of $7,097,600 and an approximate sale date of November 3, 2026.

What recent SPFI share sales by Henry Taw LP are listed?

Henry Taw LP reported a sale of 132,714 common shares for $5,938,553.36 on August 3, 2026, and a sale of 27,286 common shares for $1,231,815.56 on August 4, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001774463
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	South Plains Financial, Inc.
SEC File Number	001-38895
Address of Issuer	5219 City Bank Parkway Lubbock TEXAS 79407
Phone	806-792-7101
Name of Person for Whose Account the Securities are To Be Sold	Richard D Campbell
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director
Relationship to Issuer	10 % Holder

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	J.P. Morgan Securities LLC 270 Park Avenue - 10th Floor New York NY 10017	160000	7097600	18847573	11/03/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	06/27/2011	Private pre-IPO investment	Acquired in James C. Henry's name on June 27, 2011. Acquired shares from Issuer.			1690000	06/27/2011	CASH

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Henry Taw LP C/o Issuer 5219 City Bank Parkway Lubbock TX 79407	Common Stock	08/03/2026	132714	5938553.36
Henry Taw LP C/o Issuer 5219 City Bank Parkway Lubbock TX 79407	Common Stock	08/04/2026	27286	1231815.56

144: Remarks and Signature

Remarks	The shares sold pursuant to this filing is for Henry Taw LP , Richard D Campbell as principal.
Date of Notice	11/03/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ J.P. Morgan Securities LLC as agent and attorney-in-fact for Richard D. Campbell.
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)