[8-K] Sound Point Meridian Capital, Inc. Reports Material Event

Rhea-AI Filing Summary

Sound Point Meridian Capital, Inc. filed an 8-K stating it issued a press release announcing financial results for the second fiscal quarter ended September 30, 2025, portfolio activity through October 31, 2025, and other updates.

The press release is furnished as Exhibit 99.1 and incorporated by reference.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of report (Date of earliest event reported): November 13, 2025

SOUND POINT MERIDIAN CAPITAL, INC.

(Exact name of Registrant as Specified in Its Charter)

Delaware		811-23881		99-3083840
(State or Other Jurisdiction of Incorporation)		(Commission File Number)		(IRS Employer Identification No.)

375 Park Avenue, 34th Floor, New York, New York		10152
(Address of Principal Executive Offices)		(Zip Code)

Registrant’s telephone number, including area code: (212) 895-2293

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
Common Stock, par value $0.001 per share		SPMC		New York Stock Exchange
8.00% Series A Preferred Stock due 2029		SPMA		New York Stock Exchange
7.875% Series B Preferred Stock due 2030		SPME		New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b- 2 of the Securities Exchange Act of 1934.

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 8.01 – Other Events.

On November 13, 2025, Sound Point Meridian Capital, Inc. (the “Company”) issued a press release announcing financial results for the second fiscal quarter ended September 30, 2025, certain portfolio activity through October 31, 2025, and other updates. A copy of the press release is being filed as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.

Item 9.01. Financial Statements and Exhibits.

Exhibit No.		Description
99.1		Press Release, dated November 13, 2025

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

	Sound Point Meridian Capital, Inc.
Date: November 13, 2025	By:	/s/ Ujjaval Desai
	Name:	Ujjaval Desai
	Title:	Chief Executive Officer

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FAQ

What did Sound Point Meridian Capital (SPMA) announce in this 8-K?

It issued a press release with results for the quarter ended September 30, 2025, portfolio activity through October 31, 2025, and other updates.

Which exhibit contains the details of SPMA's Q2 2025 results?

The press release is included as Exhibit 99.1 and incorporated by reference.

What is the date of the press release referenced by SPMA?

The press release is dated November 13, 2025.

Which securities of Sound Point Meridian Capital are listed on the NYSE?

Common Stock (SPMC), 8.00% Series A Preferred due 2029 (SPMA), and 7.875% Series B Preferred due 2030 (SPME).

What period does the portfolio activity update for SPMA cover?

It covers activity through October 31, 2025.

What form did Sound Point Meridian Capital file for this announcement?

It filed a Form 8-K.