Sound Point Meridian (NYSE: SPMA) gives Q3 2025 NAV, income ranges

Rhea-AI Filing Summary

Sound Point Meridian Capital, Inc. provided unaudited estimates of its net asset value and earnings metrics as of and for the quarter ended September 30, 2025.

Management estimates net asset value per common share between $16.86 and $16.96. Estimated net investment income is between $0.49 and $0.59 per common share, and estimated realized results range from a gain of $0.00 to a loss of ($0.10) per common share.

8-K Event Classification

Item 8.01 — Other Events

1 item

Item 8.01 Other Events Other

Voluntary disclosure of events the company deems important to shareholders but not covered by other items.

Understanding 8-K Material Events →

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of report (Date of earliest event reported): October 7, 2025

SOUND POINT MERIDIAN CAPITAL, INC.

(Exact name of Registrant as Specified in Its Charter)

Delaware		811-23881		99-3083840
(State or Other Jurisdiction of Incorporation)		(Commission File Number)		(IRS Employer Identification No.)

375 Park Avenue, 34th Floor, New York, New York		10152
(Address of Principal Executive Offices)		(Zip Code)

Registrant’s telephone number, including area code: (212) 895-2293

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
Common Stock, par value $0.001 per share		SPMC		New York Stock Exchange
8.00% Series A Preferred Stock due 2029		SPMA		New York Stock Exchange
7.875% Series B Preferred Stock due 2030		SPME		New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b- 2 of the Securities Exchange Act of 1934.

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 8.01 – Other Events.

Management’s unaudited estimate of the range of the net asset value per share of Sound Point Meridian Capital, Inc.’s (the “Company”) common stock as of September 30, 2025, was between $16.86 and $16.96.

In addition, for the quarter ended September 30, 2025, management’s unaudited estimate of the range of our net investment income was between $0.49 and $0.59 per share of our common stock and management’s unaudited estimate of the range of our realized gain (loss) was between $0.00 and ($0.10) per share of our common stock.

1

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

	Sound Point Meridian Capital, Inc.
Date: October 7, 2025	By:	/s/ Ujjaval Desai
	Name:	Ujjaval Desai
	Title:	Chief Executive Officer

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FAQ

What NAV per share did Sound Point Meridian Capital (SPMA) estimate for September 30, 2025?

Sound Point Meridian Capital estimated its net asset value per common share between $16.86 and $16.96 as of September 30, 2025. This unaudited range reflects management’s preliminary view of portfolio value and liabilities at the quarter-end date.

What is Sound Point Meridian Capital’s estimated net investment income per share for Q3 2025?

For the quarter ended September 30, 2025, Sound Point Meridian Capital’s management estimates net investment income between $0.49 and $0.59 per common share. This represents earnings from interest, dividends, and related income after expenses for the period.

Did Sound Point Meridian Capital (SPMA) report realized gains or losses for Q3 2025?

Management estimates realized results for Q3 2025 between a gain of $0.00 and a loss of ($0.10) per common share. This unaudited range reflects realized gains and losses on investments during the quarter, separate from unrealized valuation changes.

Are Sound Point Meridian Capital’s Q3 2025 NAV and income figures audited?

The net asset value, net investment income, and realized gain or loss figures disclosed for Q3 2025 are described as management’s unaudited estimates. Final results may differ once full financial statements and audit or review procedures are completed.

Which securities of Sound Point Meridian Capital are listed on the NYSE?

Sound Point Meridian Capital lists its common stock with par value $0.001 per share under symbol SPMC, its 8.00% Series A Preferred Stock due 2029 under SPMA, and its 7.875% Series B Preferred Stock due 2030 under SPME on the New York Stock Exchange.