Sound Point Meridian (SPMC) insider sells 2,738 shares near $16.7

Sound Point Meridian Capital, Inc. (SPMC): Form 4 insider activity AG Asset Strategies LLC, an indirect holder affiliated with Assured Guaranty entities, reported open‑market sales of common stock across three days.

Rhea-AI Filing Summary

Sound Point Meridian Capital, Inc. (SPMC): Form 4 insider activity

AG Asset Strategies LLC, an indirect holder affiliated with Assured Guaranty entities, reported open‑market sales of common stock across three days. Transactions were: 1,882 shares on 10/24/2025 at $16.64, 590 shares on 10/27/2025 at $16.70, and 266 shares on 10/28/2025 at $16.69. After these trades, the filer reported beneficial ownership of 5,280,256 shares held indirectly.

The filing indicates the reporting person’s relationship includes Director status, and it was filed by more than one reporting person. A footnote clarifies a chain of indirect ownership from AG Asset Strategies LLC up through Assured Guaranty Inc., Assured Guaranty Municipal Holdings Inc., Assured Guaranty US Holdings Inc., and Assured Guaranty Ltd.

Insider Trade Summary

Net Seller: 2,738 shares

Net Sell 3 txns

Insider ASSURED GUARANTY LTD, Assured Guaranty US Holdings Inc., Assured Guaranty Municipal Holdings Inc., Assured Guaranty Inc., AG Asset Strategies LLC

Role 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner

Sold 2,738 shs ($46K)

Type	Security	Shares	Price	Value
Sale	Common Stock	266	$16.69	$4K
Sale	Common Stock	590	$16.70	$10K
Sale	Common Stock	1,882	$16.64	$31K

Holdings After Transaction: Common Stock — 5,280,256 shares (Indirect, See footnote)

Footnotes (1)

1. F1. The reported securities are owned directly by AG Asset Strategies LLC, which is owned by its member, Assured Guaranty Inc. Assured Guaranty Inc. is wholly-owned by Assured Guaranty Municipal Holdings Inc. Assured Guaranty Municipal Holdings Inc. is wholly-owned by Assured Guaranty US Holdings Inc., which is wholly-owned by Assured Guaranty Ltd. Each of the reporting persons, other than AG Asset Strategies LLC, is an indirect beneficial owner of the reported securities.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions were reported for SPMC?

Sales of 1,882 shares at $16.64 (10/24/2025), 590 shares at $16.70 (10/27/2025), and 266 shares at $16.69 (10/28/2025) were disclosed.

How many SPMC shares remain beneficially owned after the trades?

The filing reports 5,280,256 shares beneficially owned following the transactions, held indirectly.

Who reported the SPMC trades on Form 4?

AG Asset Strategies LLC reported the trades, with indirect ownership attributed through Assured Guaranty entities as detailed in the footnote.

What is the filer’s relationship to SPMC?

The relationship includes Director status according to the filing’s checkbox selection.

Were the SPMC shares held directly or indirectly?

Indirectly. The ownership form is listed as indirect, with a detailed chain of ownership provided.

Was this Form 4 filed by multiple reporting persons?

Yes. The line for “Form filed by More than One Reporting Person” is indicated.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 10/28/2025 - 06:11 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

ASSURED GUARANTY LTD

(Last) (First) (Middle)

30 WOODBOURNE AVENUE, 5TH FLOOR

(Street)

HAMILTON D0 HM 08

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Sound Point Meridian Capital, Inc. [ SPMC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
10/24/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/24/2025		S		1,882	D	$16.64	5,281,112	I	See footnote(1)
Common Stock	10/27/2025		S		590	D	$16.7	5,280,522	I	See footnote(1)
Common Stock	10/28/2025		S		266	D	$16.69	5,280,256	I	See footnote(1)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

1. Name and Address of Reporting Person^*

ASSURED GUARANTY LTD

(Last) (First) (Middle)

30 WOODBOURNE AVENUE, 5TH FLOOR

(Street)

HAMILTON D0 HM 08

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Assured Guaranty US Holdings Inc.

(Last) (First) (Middle)

1633 BROADWAY, 23RD FLOOR

(Street)

NEW YORK NY 10019

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Assured Guaranty Municipal Holdings Inc.

(Last) (First) (Middle)

1633 BROADWAY, 23RD FLOOR

(Street)

NEW YORK NY 10019

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Assured Guaranty Inc.

(Last) (First) (Middle)

1633 BROADWAY, 23RD FLOOR

(Street)

NEW YORK NY 10019

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

AG Asset Strategies LLC

(Last) (First) (Middle)

1633 BROADWAY, 23RD FLOOR

(Street)

NEW YORK NY 10019

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

Explanation of Responses:

1. The reported securities are owned directly by AG Asset Strategies LLC, which is owned by its member, Assured Guaranty Inc. Assured Guaranty Inc. is wholly-owned by Assured Guaranty Municipal Holdings Inc. Assured Guaranty Municipal Holdings Inc. is wholly-owned by Assured Guaranty US Holdings Inc., which is wholly-owned by Assured Guaranty Ltd. Each of the reporting persons, other than AG Asset Strategies LLC, is an indirect beneficial owner of the reported securities.

	/s/ Nicole Idoko, as Authorized Signatory for Assured Guaranty Ltd.	10/28/2025
	/s/ Nicole Idoko, as Assistant Secretary for Assured Guaranty US Holdings Inc.	10/28/2025
	/s/ Nicole Idoko, as Assistant Secretary for Assured Guaranty Municipal Holdings Inc.	10/28/2025
	/s/ Nicole Idoko, as Assistant Secretary for Assured Guaranty Inc.	10/28/2025
	/s/ Nicole Idoko, as Assistant Secretary for Assured Guaranty Inc., sole member of AG Asset Strategies LLC	10/28/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.