AG Asset Strategies LLC, a 10% owner of Sound Point Meridian Capital, Inc., reported small open-market sales of common stock. On January 23, 2026, the entity sold 305 shares at $14.2917 per share. On January 27, 2026, it sold an additional 4,562 shares at $14.3061 per share. After these transactions, AG Asset Strategies LLC indirectly held 5,269,690 shares of common stock through a chain of wholly owned subsidiaries up to Assured Guaranty Ltd., which is an indirect beneficial owner of the reported securities.
AG Asset Strategies LLC, a 10% owner of Sound Point Meridian Capital, Inc., reported open-market sales of common stock over three days in January 2026. On January 12, 2026, it sold 3,782 shares at $14.717 per share, on January 13, 2026 it sold 165 shares at $14.4996, and on January 14, 2026 it sold 1,650 shares at $14.4782. After these sales, 5,274,557 shares of common stock were reported as beneficially owned indirectly through AG Asset Strategies LLC. The filing lists Assured Guaranty Inc. and its parent entities as indirect beneficial owners of these securities.
Sound Point Meridian Capital, Inc. reported management’s unaudited estimates for its common stock as of December 31, 2025. The estimated net asset value per share was in a range between $13.97 and $14.07.
For the quarter ended December 31, 2025, management estimated net investment income between $0.40 and $0.48 per share of common stock, and estimated realized results in a range between a loss of $0.01 and a loss of $0.09 per share.
Sound Point Meridian Capital, Inc. filed an initial insider ownership report for one of its officers, who serves as Chief Financial Officer. As of 12/31/2025, the filing states that the officer beneficially owns no non-derivative securities of the company, with the amount reported as 0 and ownership form marked as direct. The report also shows no derivative securities, such as options or warrants, listed as beneficially owned.
Sound Point Meridian Capital, Inc. director reported buying additional common stock in three open-market transactions. On December 17, 2025, the director purchased 1,200 shares of common stock at a weighted average price of $13.70 per share, with individual trade prices ranging from $13.57 to $13.75, bringing beneficial ownership to 2,200 shares afterward. On December 18, 2025, the director purchased 4,118 shares at a weighted average price of $13.60, with trade prices between $13.51 and $13.60, increasing beneficial ownership to 6,318 shares. On December 19, 2025, a further 1,000 shares were bought at $13.60 per share, resulting in total beneficial ownership of 7,318 shares of common stock held directly.
Sound Point Meridian Capital, Inc.'s chief executive and director reported buying a total of 3,162 shares of common stock in mid-December 2025. The purchases occurred on December 12, 15 and 16, 2025 in three separate transactions. Reported prices were $13.84, a weighted-average $13.60 per share from trades between $13.59 and $13.60, and $13.37 per share. After these purchases, the insider directly owned 81,741 shares of the company’s common stock.
Sound Point Meridian Capital, Inc. reported an updated internal valuation of its common stock. Management’s unaudited estimate of the company’s net asset value (NAV) per share as of November 30, 2025 was in a range between $14.66 and $14.76. NAV represents the value of the company’s assets minus its liabilities on a per-share basis, and this range gives investors a snapshot of what management believes the underlying portfolio was worth at that date.
Sound Point Meridian Capital, Inc. has called its 2025 annual stockholder meeting for December 17, 2025 at 10:00 a.m. in New York to elect directors. Holders of common and preferred stock, with 20,496,910 common shares and 2,300,000 shares each of Series A and Series B preferred outstanding as of November 5, 2025, will vote together on independent Class I director Douglas T. Healy and preferred holders will separately vote on Class II director and CEO Ujjaval Desai.
The board has five members, three of whom are independent, and operates audit, nominating, and valuation oversight committees composed entirely of independent directors. Independent directors receive a $125,000 annual fee, with actual fiscal 2025 compensation ranging from $73,370 to $99,588. The external adviser earns a 1.75% base management fee on Total Equity Base plus a 20% incentive fee on pre-incentive fee net investment income, receiving $6,020,455 in base fees and $11,215,635 in incentive fees for the year ended March 31, 2025.
Major shareholders include SPMC Feeder Fund LP with 47.93% and AG Asset Strategies LLC with 25.76% of common stock, while Karpus Management, Inc. holds 18.19% of Series A and 53.03% of Series B preferred shares. The board unanimously recommends voting FOR each director nominee.
Sound Point Meridian Capital, Inc. insider AG Asset Strategies LLC, a director and more than 10% owner through a chain of Assured Guaranty entities, reported a small open-market sale of common stock. On 11/17/2025, the reporting person sold 102 shares of common stock at a price of $16.4 per share, coded as a sale transaction.
After this trade, the reporting person indirectly beneficially owned 5,280,154 shares of Sound Point Meridian Capital common stock, held through AG Asset Strategies LLC and its parent companies. The filing reflects indirect ownership by Assured Guaranty Inc., Assured Guaranty Municipal Holdings Inc., Assured Guaranty US Holdings Inc., and Assured Guaranty Ltd., each of which is listed as an indirect beneficial owner of the reported securities.
Sound Point Meridian Capital, Inc. filed an 8-K stating it issued a press release announcing financial results for the second fiscal quarter ended September 30, 2025, portfolio activity through October 31, 2025, and other updates.
The press release is furnished as Exhibit 99.1 and incorporated by reference.