Welcome to our dedicated page for Sound Point Meridian Capital SEC filings (Ticker: SPMC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Searching for loan-portfolio metrics buried deep in Sound Point Meridian Capital Inc. filings can feel like decoding structured-finance jargon. This page brings every SPMC disclosure—from the annual report 10-K simplified to real-time Form 4 insider transactions—into one place and explains what the numbers mean for the firm’s private-credit strategy.
Start with the latest quarterly earnings report 10-Q filing to see how fair-value marks on CLO equity shift book value. Need to know when executives buy more shares? Our alert stream captures Sound Point Meridian Capital insider trading Form 4 transactions the moment they hit EDGAR. Material covenant changes? The instant an 8-K posts, you’ll find Sound Point Meridian Capital 8-K material events explained in plain English.
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Sound Point Meridian Capital filed Form N-2 for registration of up to $300 million in securities offerings and 5.3 million shares from a selling stockholder. The company is a newly organized, externally managed, non-diversified closed-end investment company trading on NYSE under symbol SPMC.
Key Investment Strategy:
- Primary focus on generating high current income through CLO equity and mezzanine tranches
- Investments in below-investment grade U.S. senior secured loans
- High leverage exposure (9-13x for CLO equity)
- Monthly distributions planned from investment income
Recent Milestones:
- June 2024: IPO of 4M shares at $20.00/share
- November 2024: Series A Preferred Shares offering at $25.00/share
- Converted from LLC to corporation in March 2024
The filing enables both new security issuance and secondary sales by existing holders, with pricing subject to NAV restrictions except in specific circumstances. The company's speculative investment strategy and leverage present significant risks.
Sound Point Meridian Capital, Inc. ("SPMC") filed Post-Effective Amendment No. 2 to its Form N-2 registration statement (File Nos. 333-284364 & 811-23881) on 24 June 2025.
The amendment, filed pursuant to Rule 462(d) under the Securities Act, adds one exhibit only and expressly states that it does not modify any other portion of the registration statement. Because Rule 462(d) filings become effective upon submission, SPMC’s shelf registration remains in force without delay.
Key details:
- Registrant type: Registered closed-end fund; new registrant (< 12 months).
- Shelf status: Securities may be offered on a delayed/continuous basis under Rule 415.
- Exhibit list: 28 items, including a Certificate of Designation for 8.00% Series A Preferred Shares due 2029, Investment Advisory Agreement, and multiple registration-rights agreements.
- Issuance & distribution cost estimates: Total $350,000, driven primarily by legal fees ($235,000) and accounting fees ($75,000).
- No changes to previously incorporated audited and unaudited financial statements.
The filing is largely administrative and does not introduce new financial results, capital raises, or strategic changes.
Sound Point Meridian Capital filed an amended Annual Report for the period from June 13, 2024 (IPO) to March 31, 2025. The company, a closed-end management investment company, focuses on generating high current income by investing in CLO equity and mezzanine tranches.
Key financial highlights:
- Distributed $2.08 per common share with total market return of 10.52%
- Deployed $291.8 million in new CLO investments and sold $77.1 million
- Net Investment Income of $2.22 per share
- NAV decreased from $19.99 to $18.78 per share
- Secured $100 million revolving credit facility at SOFR+3.75%
- Issued $57.5 million Series A Preferred Shares at 8.00%
Portfolio consists of over 75 CLO investments managed by 23 managers, with exposure to 1,500+ loan issuers across 30+ sectors. Company maintains 24.5% leverage with target range of 30-35% of total assets.
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