Welcome to our dedicated page for Spok Holdings SEC filings (Ticker: SPOK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Spok Holdings, Inc. files SEC reports that document its healthcare communications business, Nasdaq-listed common stock, operating results, dividends and governance. Recent Form 8-K filings furnish quarterly and annual results, board dividend declarations, Regulation FD investor presentations and material corporate events related to executive roles and strategic realignment.
The company's proxy materials cover director elections, executive compensation, equity awards, shareholder voting matters and pay-versus-performance disclosure. Investor presentation exhibits and related filings describe risk areas for SPOK, including wireless network rationalization, paging-unit declines, dependence on the U.S. healthcare market, software sales cycles, competition, third-party vendors, product defects, security vulnerabilities and intellectual-property matters.
Spok Holdings director Brett A. Shockley purchased 1,449 shares of Spok Holdings, Inc. (SPOK) on 10/01/2025 at $17.25 per share, increasing his direct holdings to 34,049 shares. The filing is a standard Section 16 Form 4 reporting this insider purchase and shows no derivative transactions or amendments.
Todd J. Stein, a director of Spok Holdings, Inc. (SPOK), reported sales of common stock on 09/04/2025. The Form 4 shows Mr. Stein (as a co-manager of Braeside Investments) executed two dispositions: 17,482 shares and 20,526 shares at a reported price of $18.0846 per share. After those transactions the filing records indirect holdings of 497,560 shares through Braeside Capital, L.P., 566,912 shares through Braeside Capital II, L.P., and direct holdings of 42,726 shares. The filing includes standard disclaimers that Mr. Stein disclaims beneficial ownership except to the extent of his pecuniary interest and is signed 09/05/2025.
Todd J. Stein, a director of Spok Holdings, Inc. (SPOK), reported multiple open-market sales of common stock on September 2 and 3, 2025. The Form 4 shows four sale transactions totaling 66,046 shares disposed at prices around $18.02 per share. After those transactions, the filing reports Mr. Stein's indirect beneficial ownership through affiliated investment vehicles: Braeside Capital, L.P. holds 515,042 shares and 532,932 shares are also reported in related lines, while Braeside Capital II, L.P. holds 587,438 and 612,883 shares in the related lines, and Mr. Stein directly holds 42,726 shares. The filing explains these holdings arise because Braeside Investments, LLC serves as investment manager and Mr. Stein is a co-manager, and he disclaims direct beneficial ownership except to the extent of his pecuniary interest.
Todd J. Stein, a director of Spok Holdings, Inc. (SPOK), reported multiple sales of common stock in late August 2025. The Form 4 shows sales on 08/22/2025 and 08/25/2025 at prices of $18.0135 and $17.9508 per share, with individual dispositions of 4,084, 5,412, 4,794 and 6,354 shares across two affiliated entities. After these transactions, the reported beneficial holdings include 548,791, 543,379, 631,501, 625,147 and a direct holding of 42,726 shares attributed to the reporting person and related entities.
The filing discloses that the shares are beneficially owned through Braeside Capital, L.P. and Braeside Capital II, L.P., for which Braeside Investments, LLC serves as investment manager; Mr. Stein is a co-manager and disclaims beneficial ownership except to the extent of his pecuniary interest. No derivative transactions are reported and the Form is signed by Todd Stein on 08/26/2025.
Spok Holdings, Inc. insider Michael W. Wallace, the company's Chief Operating Officer, reported a sale of common stock on 08/25/2025. Wallace disposed of 10,806 shares at a price of $17.8714 per share, leaving him with 40,369 shares of Common Stock after the transaction. The filing also shows Wallace beneficially owns 110,383 Restricted Stock Units (each representing a contingent right to one share).
The Form 4 discloses only current ownership and the single open-market sale; it does not include reasons for the sale, any plan-based defenses, or forward-looking commentary. All figures are reported as of the transaction date and the filing was signed on 08/26/2025.
Form 144 filed for Spok Holdings, Inc. (SPOK) reporting a proposed sale of 11,000 common shares through Charles Schwab with an aggregate market value of $197,780.00, to be sold approximately on 08/25/2025 on Nasdaq. The shares were acquired as stock grants on 01/01/2025 (14,958 shares granted) and paid as equity compensation. The filer previously sold 10,000 common shares on 08/04/2025 for gross proceeds of $184,868.00. The notice includes the usual signature attestations that the seller is not aware of undisclosed material adverse information.
Vincent D. Kelly, who serves as President & CEO and a director of Spok Holdings, Inc. (SPOK), reported a sale of company stock on 08/21/2025. The filing shows 25,000 shares of common stock were sold at a price of $17.687 per share, recorded with transaction code S. After this sale, the filing reports 102,817 shares of common stock beneficially owned (indirectly) by Mr. Kelly through the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust. The Form 4 also lists restricted stock units (RSUs) described as rights to receive one share each and reports an associated indirect holding of 181,258 underlying shares. The form is signed by Vincent D. Kelly on 08/22/2025.
Spok Holdings director Todd J. Stein reported insider sales on August 20, 2025. The filing shows Mr. Stein as a reporting person affiliated with Braeside-managed funds. Two dispositions recorded a sale price of $18.0991 per share: 6,076 shares sold by Braeside Capital, leaving 552,875 shares beneficially owned by that entity, and 7,132 shares sold by Braeside Capital II, leaving 636,295 shares beneficially owned by that entity. The filing also reports Mr. Stein's direct ownership of 42,726 shares. Explanatory footnotes state Braeside Investments, LLC is the investment manager and Mr. Stein may be deemed to beneficially own the fund holdings but disclaims ownership except to his pecuniary interest.
Spok Holdings, Inc. Form 144 notice: The filer reported a proposed sale of 25,000 shares of common stock through Merrill (Vienna, VA) with an aggregate market value of $442,167.15, scheduled approximately for 08/21/2025. The company has 20,590,924 shares outstanding, so the proposed sale represents roughly 0.12% of outstanding shares. The 25,000 shares were acquired across four transactions between 03/06/2020 and 12/31/2021 via stock bonuses and open-market purchases, and the filer certified no material nonpublic information is known. The notice also discloses a prior sale on 08/04/2025 of 30,000 shares for $554,594.46.
Spok Holdings director Todd J. Stein reported open-market sales of Spok common stock on 08/18/2025. The filing shows Mr. Stein (filing as one reporting person) disposed of 13,049 shares via Braeside Capital, L.P. at about $18.3686 per share and 15,317 shares via Braeside Capital II, L.P. at about $18.3687 per share, totaling 28,366 shares sold. After these transactions, the Form 4 reports 558,951 shares beneficially owned by Braeside Capital, 643,427 shares by Braeside Capital II, and 42,726 shares directly by Mr. Stein.
The filing includes an explanation that Braeside Investments, LLC serves as investment manager for the two limited partnerships and that Mr. Stein, as co-manager, may be deemed to beneficially own the partnership-held shares, although he disclaims beneficial ownership except to the extent of his pecuniary interest. The Form 4 is signed by Mr. Stein on 08/20/2025.